All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| US31679P1093 / Fifth Street Asset Management Inc.
|
|
|
|
|
|
|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF
|
|
|
|
|
|
|
|
| GPMT / Granite Point Mortgage Trust Inc.
|
|
|
|
|
|
|
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| ZBH / Zimmer Biomet Holdings, Inc.
|
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| RIG / Transocean Ltd.
|
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| US5538291023 / MVC Capital, Inc.
|
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| FXFLF / Fairfax Financial Holdings Limited - Preferred Stock
|
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|
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| US7846351044 / SPX Corp Put
|
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|
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| US58503F5026 / Medley Capital Corp.
|
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|
|
|
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|
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| MDLZ / Mondelez International, Inc.
|
|
|
|
|
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| THC / Tenet Healthcare Corporation
|
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| MDLM / Medley Management Inc.
|
|
|
|
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|
|
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| JPM / JPMorgan Chase & Co.
|
|
|
|
|
|
|
|
| EXC / Exelon Corporation
|
|
|
|
|
|
|
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| CVS / CVS Health Corporation Call
|
|
|
|
|
|
|
|
| NS / NuStar Energy L.P. - Limited Partnership
|
|
|
|
|
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|
|
| TNP /
|
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|
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|
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| CCT / Comcast Corporation - Preferred Security
|
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|
|
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|
| SLRC / SLR Investment Corp.
|
|
|
|
|
|
|
|
| EFC / Ellington Financial Inc.
|
|
|
|
|
|
|
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| BBDC / Barings BDC, Inc.
|
|
|
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| EARN / Ellington Credit Company
|
|
|
|
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|
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| LUMN / Lumen Technologies, Inc.
|
|
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| GM / General Motors Company
|
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|
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| CIM / Chimera Investment Corporation
|
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| BKD / Brookdale Senior Living Inc.
|
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| US69329Y1047 / PDL BioPharma, Inc.
|
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| SYNA / Synaptics Incorporated
|
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| MBFI / MB Financial, Inc.
|
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| AINV / Apollo Investment Corporation
|
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|
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|
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| SLDA / Sutherland Asset Management Corp
|
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|
|
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| US1182301010 / Buckeye Partners, L.P.
|
|
|
|
|
|
|
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| / THL Credit, Inc.
|
|
|
|
|
|
|
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| MRCC / Monroe Capital Corporation
|
|
|
|
|
|
|
|
| GRUB / Just Eat Takeaway.com N.V. - ADR (New) Call
|
|
|
|
|
|
|
|
| PMT / PennyMac Mortgage Investment Trust
|
|
|
|
|
|
|
|
| CYS / CYS Investments, Inc.
|
|
|
|
|
|
|
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| NVCN / Neovasc Inc
|
|
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|
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| PFLT / PennantPark Floating Rate Capital Ltd.
|
|
|
|
|
|
|
|
| / Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
|
|
|
|
|
|
|
|
| MMP / Magellan Midstream Partners L.P.
|
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|
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|
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| PAGP / Plains GP Holdings, L.P. - Limited Partnership
|
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| SYF / Synchrony Financial
|
|
|
|
|
|
|
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| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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|
|
|
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| UAL / United Airlines Holdings, Inc. Call
|
|
|
|
|
|
|
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| CGBD / Carlyle Secured Lending, Inc.
|
|
|
|
|
|
|
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| TSLX / Sixth Street Specialty Lending, Inc.
|
|
|
|
|
|
|
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| IQI / Invesco Quality Municipal Income Trust
|
|
|
|
|
|
|
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| PNNT / PennantPark Investment Corporation
|
|
|
|
|
|
|
|
| EQS / Equus Total Return, Inc.
|
|
|
|
|
|
|
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| FDUS / Fidus Investment Corporation
|
|
|
|
|
|
|
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| TCPC / BlackRock TCP Capital Corp.
|
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|
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| AGNC / AGNC Investment Corp.
|
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|
|
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| US87233Q1085 / TC Pipelines, LP
|
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|
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| NAD / Nuveen Quality Municipal Income Fund
|
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| TPVZ / TriplePoint Venture Growth BDC Corp.
|
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|
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|
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| OCSL / Oaktree Specialty Lending Corporation
|
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|
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| SUNS / Sunrise Realty Trust, Inc.
|
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|
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|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF Call
|
|
|
|
|
|
|
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| FSFR / Fifth Street Senior Floating Rate Corp.
|
|
|
|
|
|
|
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| SLB / Schlumberger Limited
|
|
|
|
|
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| TRGP / Targa Resources Corp.
|
|
|
|
|
|
|
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| ESRX / Express Scripts Holding Co. Call
|
|
|
|
|
|
|
|
| NLY / Annaly Capital Management, Inc.
|
|
|
|
|
|
|
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| SBUX / Starbucks Corporation Call
|
|
|
|
|
|
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| UAL / United Airlines Holdings, Inc.
|
|
|
|
|
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| STWD / Starwood Property Trust, Inc.
|
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|
|
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| NMFC / New Mountain Finance Corporation
|
|
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|
|
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| SMLP / Summit Midstream Partners, LP - Limited Partnership
|
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|
|
|
|
|
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| MFA / MFA Financial, Inc.
|
|
|
|
|
|
|
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| HSY / The Hershey Company
|
|
|
|
|
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| CMCSA / Comcast Corporation
|
|
|
|
|
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| TSLA / Tesla, Inc. Put
|
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|
|
|
|
|
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| ZTS / Zoetis Inc.
|
|
|
|
|
|
|
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| BMY / Bristol-Myers Squibb Company Call
|
|
|
|
|
|
|
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| SMTS / Sierra Metals Inc
|
|
|
|
|
|
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| CDTX / Cidara Therapeutics, Inc.
|
|
|
|
|
|
|
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| XOM / Exxon Mobil Corporation
|
|
|
|
|
|
|
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| KGC / Kinross Gold Corporation
|
|
|
|
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|
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| NEM / Newmont Corporation
|
|
|
|
|
|
|
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| VALE / Vale S.A. - Depositary Receipt (Common Stock)
|
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|
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| COP / ConocoPhillips
|
|
|
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| TWO / Two Harbors Investment Corp.
|
|
|
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|
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| LLY / Eli Lilly and Company
|
|
|
|
|
|
|
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| SYK / Stryker Corporation
|
|
|
|
|
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|
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| CSCO / Cisco Systems, Inc.
|
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| GS / The Goldman Sachs Group, Inc.
|
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|
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| GOLD / Barrick Mining Corporation
|
|
|
|
|
|
|
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| HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
|
|
|
|
|
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| UNH / UnitedHealth Group Incorporated
|
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| MSFT / Microsoft Corporation
|
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|
