Market Value603,790,000
Total Holdings461
File Date2013-10-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADT / ADT Inc.
GAS / AGL Resources Inc.
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
LAQ / Aberdeen Latin America Equity Fund, Inc.
RCM / R1 RCM Inc.
EPAC / Enerpac Tool Group Corp.
RAMP / LiveRamp Holdings, Inc.
APD / Air Products and Chemicals, Inc.
AKRX / Akorn, Inc.
ALLIANZGI INTL & PREM STRATE / (01882X108)
ALL / The Allstate Corporation
AIMC / Altra Industrial Motion Corp
AMZN / Amazon.com, Inc.
AEP / American Electric Power Company, Inc.
AXP / American Express Company
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
AMP / Ameriprise Financial, Inc.
AMGN / Amgen Inc.
APH / Amphenol Corporation
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
WTRG / Essential Utilities, Inc.
XAPBX / Asia Pacific Fund, Inc.
GRR / Asia Tigers Fund, Inc. (THE)
ASB / Associated Banc-Corp
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ATHX / Athersys, Inc.
ADP / Automatic Data Processing, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AVY / Avery Dennison Corporation
AVP / Avon Products, Inc.
ACLS / Axcelis Technologies, Inc.
BPT / BP Prudhoe Bay Royalty Trust
BWXT / BWX Technologies, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BLL / Ball Corp.
BAC / Bank of America Corporation
BK / The Bank of New York Mellon Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
BCS / Barclays PLC - Depositary Receipt (Common Stock)
NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50
DFZ / Barry R G Corp
BAX / Baxter International Inc.
BDX / Becton, Dickinson and Company
BRK.B / Berkshire Hathaway Inc.
BIIB / Biogen Inc.
XBHKX / BlackRock Core Bond Trust
BOE / BlackRock Enhanced Global Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
XCIIX / BlackRock Enhanced Capital and
BOBE / Bob Evans Farms, Inc.
BA / The Boeing Company
BWA / BorgWarner Inc.
BSX / Boston Scientific Corporation
BOULDER TOTAL RETURN FD INC / (101541100)
BMY / Bristol-Myers Squibb Company
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
CHRW / C.H. Robinson Worldwide, Inc.
CMS / CMS Energy Corporation
126132109 / CNOOC Ltd.
CSX / CSX Corporation
CVRR / CVR Refining LP
CVS / CVS Health Corporation
CAIAF / CA Immobilien Anlagen AG
EEA / The European Equity Fund, Inc.
CPN / Calpine Corp.
CCJ / Cameco Corporation
CNI / Canadian National Railway Company
CAT / Caterpillar Inc.
CNXC / Concentrix Corporation
CELG / Celgene Corp.
CFBK / CF Bankshares Inc.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
US16941M1099 / China Mobile Ltd.
762 / China Unicom (Hong Kong) Limited
CB / Chubb Limited
CBB / Cincinnati Bell, Inc.
CSCO / Cisco Systems, Inc.
C / Citigroup Inc. - Corporate Bond/Note
CTXS / Citrix Systems, Inc.
CLAYMORE EXCHANGE TRD FD TR / GUGG INSDR SENT (18383M209)
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
CLAYMORE EXCHANGE TRD FD TR / GUGG SPINOFF ETF (18383M605)
CLAYMORE EXCHANGE TRD FD TR / GUG RAYM JAMES S (18383M613)
CBLI / Cytocom Inc
CLF / Cleveland-Cliffs Inc.
CLX / The Clorox Company
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
UTF / Cohen & Steers Infrastructure Fund, Inc
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
COP / ConocoPhillips
STZ / Constellation Brands, Inc.
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
CMI / Cummins Inc.
SITE / SiteOne Landscape Supply, Inc.
DAN / Dana Incorporated
DHR / Danaher Corporation
MO / Altria Group, Inc.
DE / Deere & Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
DBD / Diebold Nixdorf, Incorporated
DIS / The Walt Disney Company
DFS / Discover Financial Services
DTV / DTE Energy Company
DOW / Dow Inc.
DOW / Dow Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOI / Eaton Vance Enhanced Equity Income Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
XETWX / Eaton Vance Tax-Managed Global
EBAY / eBay Inc.
EIX / Edison International
ESC / Emeritus Corp
EMR / Emerson Electric Co.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFX / Equifax Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FCS / Fairchild Semiconductor International, Inc.
FDX / FedEx Corporation
FOE / Ferro Corp.
C.WSA / Citigroup, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
CARZ / First Trust Exchange-Traded Fund II - First Trust S-Network Future Vehicles & Technology ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
FBC / Flagstar Bancorp, Inc.
FE / FirstEnergy Corp.
F / Ford Motor Company
BEN / Franklin Resources, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
GDV / The Gabelli Dividend & Income Trust
GRX / The Gabelli Healthcare & Wellness Trust
GAM / General American Investors Company, Inc.
GIS / General Mills, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GURU / Global X Funds - Global X Guru Index ETF
GCOM / Globecomm Systems Inc
GT / The Goodyear Tire & Rubber Company
GOOGL / Alphabet Inc.
EAF / GrafTech International Ltd.
GPK / Graphic Packaging Holding Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HES / Hess Corporation
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
441060100 / Hospira
HUM / Humana Inc.
HBAN / Huntington Bancshares Incorporated
HBANP / Huntington Bancshares Incorporated - Preferred Stock
ITW / Illinois Tool Works Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
INTC / Intel Corporation
IBM / International Business Machines Corporation
IPG / The Interpublic Group of Companies, Inc.
INTU / Intuit Inc.
IVC / Invacare Corp.
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
ISHARES / MSCI UK ETF (464286699)
EWQ / iShares, Inc. - iShares MSCI France ETF
ISHARES / MSCI MALAYSI ETF (464286830)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
TIP / iShares Trust - iShares TIPS Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MBB / iShares Trust - iShares MBS ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
XJEQX / Aberdeen Japan Equity Fund, Inc
JOF / Japan Smaller Capitalization Fund, Inc.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KSU / Kansas City Southern
K / Kellanova
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
KRFT /
LGI / Lazard Global Total Return and Income Fund, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
XUSAX / Liberty All Star Equity Fund
LLY / Eli Lilly and Company
LNKD / LinkedIn Corp.
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc.
MIN / MFS Intermediate Income Trust
MGM / MGM Resorts International
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MZF / Managed Duration Investment Grade Municipal Fund
MNKD / MannKind Corporation
MFC / HEXAOM
MRO / Marathon Oil Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / SEMICONDUCTOR (57060U233)
MARKET VECTORS ETF TR / BRAZL SMCP ETF (57060U613)
MA / Mastercard Incorporated
MTRN / Materion Corporation
/ McDermott International, Inc.
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MCK / McKesson Corporation
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
MSTR / Strategy Inc
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
BBBY / Bed Bath & Beyond, Inc.
MS / Morgan Stanley
IIF / Morgan Stanley India Investment Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NVR / NVR, Inc.
NDAQ / Nasdaq, Inc.
NFG / National Fuel Gas Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
NPK / National Presto Industries, Inc.
NLS / Nautilus Inc
NP / Neenah Inc
NTAP / NetApp, Inc.
GF / The New Germany Fund, Inc.
NYCB / Flagstar Financial, Inc.
NWL / Newell Brands Inc.
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
US6550441058 / Noble Energy, Inc.
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NVS / Novartis AG - Depositary Receipt (Common Stock)
NMA / Nuveen Municipal Advantage Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NUVEEN MASS AMT-FREE MUN INC / (67072F108)
JQC / Nuveen Credit Strategies Income Fund
NES / Nuverra Environmental Solutions Inc
NUV / Nuveen Municipal Value Fund, Inc.
670979889 / Nuveen Michigan Quality Income
ORLY / O'Reilly Automotive, Inc.
OXY / Occidental Petroleum Corporation
OMEX / Odyssey Marine Exploration, Inc.
OMC / Omnicom Group Inc.
OFLX / Omega Flex, Inc.
OKE / ONEOK, Inc.
ORCL / Oracle Corporation
OPTR / Optimer Pharmaceuticals Inc
ONVO / Organovo Holdings, Inc.
PVF CAPITAL CORP / (693654105)
PACW / Pacwest Bancorp
PH / Parker-Hannifin Corporation
PEP / PepsiCo, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PXD / Pioneer Natural Resources Company
PIPR / Piper Sandler Companies
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
AVNT / Avient Corporation
PLM / Polymet Mining Corp
POST / Post Holdings, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823)
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
POWERSHARES ETF TRUST II / DWA SC TECHLDR (73936Q744)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
US73936T4748 / POWERSHARES NATIONAL AMT-
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
74005P104 / Praxair, Inc.
PLPC / Preformed Line Products Company
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
EFZ / ProShares Trust - ProShares Short MSCI EAFE
EUM / ProShares Trust - ProShares Short MSCI Emerging Markets
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS SHT SCAP600 (74347R784)
UKF / ProShares Ultra Russell1000 Growth
PUK / Prudential plc - Depositary Receipt (Common Stock)
PMM / Putnam Managed Municipal Income Trust
PMO / Putnam Municipal Opportunities Trust
QCOM / QUALCOMM Incorporated
NX / Quanex Building Products Corporation
RDN / Radian Group Inc.
RHT / Red Hat, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RAD / Rite Aid Corp.
ROC / ROC Energy Acquisition Corp
US7800976893 / Royal Bank of Scotland Group Plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RVT / Royce Small-Cap Trust, Inc.
RMS / Rydex ETF Trust
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
CRM / Salesforce, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
SHLM / Schulman (A.), Inc.
SWM / Schweitzer-Mauduit International, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SRE / Sempra
SHW / The Sherwin-Williams Company
SMSMY / Sims Limited - Depositary Receipt (Common Stock)
SINGAPORE FD INC / (82929L109)
SKY / Champion Homes, Inc.
SJM / The J. M. Smucker Company
SNA / Snap-on Incorporated
SO / The Southern Company
LUV / Southwest Airlines Co.
SPE / Special Opportunities Fund, Inc.
847560109 / Spectra Energy Corp.
US85207U1051 / Sprint Corporation
SBUX / Starbucks Corporation
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STLD / Steel Dynamics, Inc.
SYK / Stryker Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
SWZ / Total Return Securities, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
TFSL / TFS Financial Corporation
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TGT / Target Corporation
TEMPLETON RUS AND EAST EUR F / (88022F105)
TSLA / Tesla, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
MMM / 3M Company
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRV / The Travelers Companies, Inc.
TY / Tri-Continental Corporation
USB / U.S. Bancorp
UNP / Union Pacific Corporation
UCFC / United Community Financial Corp.
UPS / United Parcel Service, Inc.
X / United States Steel Corporation
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
US92220P1057 / Varian Medical Systems, Inc.
VENTRUS BIOSCIENCES INC / (922822101)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VLCSX / Vanguard Large-Cap Index Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
WFC / Wells Fargo & Company
WSBC / WesBanco, Inc.
WBK / Westpac Banking Corp - ADR
WMB / The Williams Companies, Inc.
/ Windstream Holdings, Inc
WEC / WEC Energy Group, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
XEL / Xcel Energy Inc.
YUM / Yum! Brands, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ZF / Zweig Fund, Inc.
XZTRX / Zweig Total Return Fund Inc.
ACN / Accenture plc
ETN / Eaton Corporation plc
ESV / Ensco plc
IVZ / Invesco Ltd.
HLSS /
PRTA / Prothena Corporation plc
/ XL Group Ltd.
PNR / Pentair plc
JCI / Johnson Controls International plc
HSY / The Hershey Company
MSI / Motorola Solutions, Inc.
LUMN / Lumen Technologies, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)