Market Value216,123,000
Total Holdings199
File Date2016-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AIG / American International Group, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
AWF / AllianceBernstein Global High Income Fund
AMBKP / American Capital Trust I - Preferred Security
RDS.B / Shell Plc - ADR
/ Shiloh Industries, Inc.
018490100 / Allergan plc
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FIRST TRUST DOW JONES / ETF (33733E306)
MBB / iShares Trust - iShares MBS ETF
DAL / Delta Air Lines, Inc.
QRVO / Qorvo, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
ORBK / Orbotech Ltd.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
CSX / CSX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BATRA / Atlanta Braves Holdings, Inc.
FIRST TRUST III ETF / ETF (33739E112)
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
FWONA / Formula One Group
GNL / Global Net Lease, Inc.
QQQ / Invesco QQQ Trust, Series 1
DISH / DISH Network Corporation
ISHARES NASDAQ ETF / ETF (464287906)
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
VER / VEREIT Inc
ESRX / Express Scripts Holding Co.
LLNW / Limelight Networks Inc
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
XUSAX / Liberty All Star Equity Fund
L / Loews Corporation
AKAM / Akamai Technologies, Inc.
DVA / DaVita Inc.
MKL / Markel Group Inc.
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FPF / First Trust Intermediate Duration Preferred & Income Fund
FIRST TRUST CAPITAL ETF / ETF (33733E108)
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
NID / Nuveen Intermediate Duration Municipal Term Fund
TGI / Triumph Group, Inc.
61166W101 / Monsanto Co.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
VTA / Invesco Dynamic Credit Opportunities Fund
CSQ / Calamos Strategic Total Return Fund
FLR / Fluor Corporation
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
BTZ / BlackRock Credit Allocation Income Trust
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AAPL / Apple Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
COMM / CommScope Holding Company, Inc.
SCU / Sculptor Capital Management Inc - Class A
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
JEF / Jefferies Financial Group Inc.
AXP / American Express Company
IVE / iShares Trust - iShares S&P 500 Value ETF
QRTEA / Qurate Retail Inc - Series A
BCX / Blackrock Resources & Commodities Strategy Trust
RHT / Red Hat, Inc.
BGCP / BGC Partners Inc - Class A
BGB / Blackstone Strategic Credit 2027 Term Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
VTR / Ventas, Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
MET / MetLife, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DEO / Diageo plc - Depositary Receipt (Common Stock)
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
T / AT&T Inc.
ADP / Automatic Data Processing, Inc.
ITW / Illinois Tool Works Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
REET / iShares Trust - iShares Global REIT ETF
HAL / Halliburton Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
LBRD.A / Liberty Broadband Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
JNJ / Johnson & Johnson
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
O / Realty Income Corporation
GOOG / Alphabet Inc.
GOOG / Alphabet Inc.
LLY / Eli Lilly and Company
INTC / Intel Corporation
AOD / Abrdn Total Dynamic Dividend Fund
JPM / JPMorgan Chase & Co.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MSFT / Microsoft Corporation
QCOM / QUALCOMM Incorporated
LBTYA / Liberty Global Ltd.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
BKNG / Booking Holdings Inc.
IWDCL / iShares Trust - iShares Russell 1000 Value ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
GILD / Gilead Sciences, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
EMDM / First Trust Exchange-Traded Fund II - First Trust Bloomberg Emerging Market Democracies ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
GDV / The Gabelli Dividend & Income Trust
MCK / McKesson Corporation
VTMGX / Vanguard Tax Managed Funds - Vanguard Developed Markets Index Admiral
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
NZF / Nuveen Municipal Credit Income Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PML / PIMCO Municipal Income Fund II
BMY / Bristol-Myers Squibb Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
TIP / iShares Trust - iShares TIPS Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
LBRD.K / Liberty Broadband Corporation
PSX / Phillips 66
SLB / Schlumberger Limited
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
KFY / Korn Ferry
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VERSX / Vanguard Emerging Markets Stock Index Fund
COR / Cencora, Inc.
ABT / Abbott Laboratories
CVS / CVS Health Corporation
VZ / Verizon Communications Inc.
ABBV / AbbVie Inc.
PYPL / PayPal Holdings, Inc.
CMCSA / Comcast Corporation
BRK.A / Berkshire Hathaway Inc.
CVX / Chevron Corporation
KO / The Coca-Cola Company
C / Citigroup Inc. - Corporate Bond/Note
EW / Edwards Lifesciences Corporation
HD / The Home Depot, Inc.
BAC / Bank of America Corporation
LOW / Lowe's Companies, Inc.
PFE / Pfizer Inc.
MO / Altria Group, Inc.
MRK / Merck & Co., Inc.
EBAY / eBay Inc.
DIS / The Walt Disney Company
LMT / Lockheed Martin Corporation
BAC / Bank of America Corporation
EMN / Eastman Chemical Company
AMZN / Amazon.com, Inc.
CMI / Cummins Inc.
IBM / International Business Machines Corporation
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
IBM / International Business Machines Corporation
C.WSA / Citigroup, Inc.
GM / General Motors Company
AXP / American Express Company
NDAQ / Nasdaq, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PM / Philip Morris International Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF
PEP / PepsiCo, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
UVV / Universal Corporation
RTX / RTX Corporation
DELL / Dell Technologies Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UNP / Union Pacific Corporation
HSY / The Hershey Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
WBA / Walgreens Boots Alliance, Inc.
XOM / Exxon Mobil Corporation
NEE.PRN / NextEra Energy Capital Holdings, Inc. - Corporate Bond/Note
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
MRC / MRC Global Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
MUB / iShares Trust - iShares National Muni Bond ETF
IBB / iShares Trust - iShares Biotechnology ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
DVY / iShares Trust - iShares Select Dividend ETF
GLD / SPDR Gold Trust
SYY / Sysco Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DNB / Dun & Bradstreet Holdings, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
V / Visa Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DHR / Danaher Corporation
WMT / Walmart Inc.
WMT / Walmart Inc.
USB / U.S. Bancorp
EMR / Emerson Electric Co.
EFA / iShares Trust - iShares MSCI EAFE ETF