Market Value328,151,000
Total Holdings325
File Date2014-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DEO / Diageo plc - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
SNA / Snap-on Incorporated
CAT / Caterpillar Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CSX / CSX Corporation
HII / Huntington Ingalls Industries, Inc.
PAYX / Paychex, Inc.
CMCSA / Comcast Corporation
STZ / Constellation Brands, Inc.
TEUM / Pareteum Corp
EXC / Exelon Corporation
CL / Colgate-Palmolive Company
WM / Waste Management, Inc.
OAK / Oaktree Capital Group, LLC
LNG / Cheniere Energy, Inc.
MRO / Marathon Oil Corporation
MRK / Merck & Co., Inc.
CI / The Cigna Group
INTC / Intel Corporation
C.WSA / Citigroup, Inc.
ABT / Abbott Laboratories
IP / International Paper Company
ETN / Eaton Corporation plc
LFUS / Littelfuse, Inc.
T / AT&T Inc.
C / Citigroup Inc. - Corporate Bond/Note
MMM / 3M Company
MCD / McDonald's Corporation
GLW / Corning Incorporated
MDT / Medtronic plc
BBWI / Bath & Body Works, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
GPRO / GoPro, Inc.
ES / Eversource Energy
ALU / Alcatel Lucent
AEP / American Electric Power Company, Inc.
CMI / Cummins Inc.
LUV / Southwest Airlines Co.
SCCO / Southern Copper Corporation
NBB / Nuveen Taxable Municipal Income Fund
GHC / Graham Holdings Company
US88829M1053 / Titan Energy LLC
SPNRF / Sparton Resources Inc.
KRFT /
QMCO / Quantum Corporation
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
GRX / The Gabelli Healthcare & Wellness Trust
RIG / Transocean Ltd.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
UBS AG JERSEY BRANCH / 2XMN ALR MLP INF (902664200)
SHV / iShares Trust - iShares Short Treasury Bond ETF
NYCB / Flagstar Financial, Inc.
INGR / Ingredion Incorporated
WATT / Energous Corporation
ACMP /
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
US5249011058 / Legg Mason, Inc.
SJW / SJW Group
TOO / Teekay Offshore Partners L.P.
JCE / Nuveen Core Equity Alpha Fund
US1182301010 / Buckeye Partners, L.P.
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
STJ / St. Jude Medical, Inc.
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
SNI / Scripps Networks Interactive, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
PVA / Penn Virginia Corporation
VMO / Invesco Municipal Opportunity Trust
TROX / Tronox Holdings plc
GER / GE Capital Global Holdings, LLC - Preferred Security
ASG / Liberty All-Star Growth Fund, Inc.
DOW 30SM ENHANCED PREM & INC / (260537105)
IGR / CBRE Global Real Estate Income Fund
WR / Westar Energy, Inc.
RSPP / RSP Permian, Inc.
ROYAL BK SCOTLAND PLC / US LC TRENDP ETN (78009L308)
HERO / Global X Funds - Global X Video Games & Esports ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
US20605P1012 / Concho Resources, Inc.
DBRG / DigitalBridge Group, Inc.
PMM / Putnam Managed Municipal Income Trust
/ Gulfport Energy Corp.
HEP / Holly Energy Partners L.P. - Unit
US9487411038 / Weingarten Realty Investors
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AXP / American Express Company
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
RMT / Royce Micro-Cap Trust, Inc.
TRN / Trinity Industries, Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
US2241221017 / Craft Brew Alliance, Inc.
847560109 / Spectra Energy Corp.
LPI / Laredo Petroleum Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
TTP / Tortoise Pipeline & Energy Fund, Inc.
RRMS / Rose Rock Midstream, L.P.
AMID / EA Series Trust - Argent Mid Cap ETF
ESV / Ensco plc
RAI / Reynolds American, Inc.
LUB / Luby`s, Inc.
VNR / Vanguard Natural Resources, LLC
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
WEN / The Wendy's Company
HYT / BlackRock Corporate High Yield Fund, Inc.
BKEP / Blueknight Energy Partners LP - Unit
OILT / Texas Capital Funds Trust - Texas Capital Texas Oil Index ETF
PSXP / Phillips 66 Partners LP - Units
MKTO / Marketo, Inc.
ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
WAG /
MRIN / Marin Software Incorporated
NGLS / Targa Resources Partners LP
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
KMG / KMG Chemicals, Inc.
WPC / W. P. Carey Inc.
DBI / Designer Brands Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
MDY / SPDR S&P MidCap 400 ETF Trust
MRD / Memorial Resource Development Corp.
GPI / Group 1 Automotive, Inc.
KMI / Kinder Morgan, Inc.
FWONA / Formula One Group
GDV / The Gabelli Dividend & Income Trust
ROYAL BK SCOTLAND PLC / US MC TRENDP ETN (78009L209)
QQQ / Invesco QQQ Trust, Series 1
GLRE / Greenlight Capital Re, Ltd.
PAG / Penske Automotive Group, Inc.
LNCO / Linn Co, LLC
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
NFG / National Fuel Gas Company
US7625941098 / Rice Energy Inc.
COBR / Cobra Electronics Corp
FTR / Frontier Communications Corp.
WFM / Whole Foods Market, Inc.
74005P104 / Praxair, Inc.
ABM / ABM Industries Incorporated
SXL / Sunoco Logistics Partners L.P.
KMP /
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
OKS / ONEOK Partners, L.P.
SMLP / Summit Midstream Partners, LP - Limited Partnership
SRC / Spirit Realty Capital, Inc.
SAVE / Spirit Airlines, Inc.
AR / Antero Resources Corporation
TEP / Tallgrass Energy Partners, LP
CBT / Cabot Corporation
HBI / Hanesbrands Inc.
MWE / MarkWest Energy Partners, LP
XJLAX / Nuveen Equity Premium Advantage
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GST / Gastar Exploration Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
US9300591008 / Waddell & Reed Financial, Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
US26885B1008 / EQT Midstream Partners LP
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
LNN / Lindsay Corporation
RVT / Royce Small-Cap Trust, Inc.
NI / NiSource Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
CTWS / Connecticut Water Service, Inc.
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
IMAX / IMAX Corporation
CSCO / Cisco Systems, Inc.
WWAV / The WhiteWave Foods Co.
NXPI / NXP Semiconductors N.V.
WFC / Wells Fargo & Company
ZTS / Zoetis Inc.
GWW / W.W. Grainger, Inc.
HAL / Halliburton Company
POT / Potash Corp. of Saskatchewan, Inc.
NGL / NGL Energy Partners LP - Limited Partnership
ARCC / Ares Capital Corporation
CB / Chubb Limited
STX / Seagate Technology Holdings plc
AWP / abrdn Global Premier Properties Fund
L / Loews Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GCI / Gannett Co., Inc.
YUM / Yum! Brands, Inc.
AWK / American Water Works Company, Inc.
DE / Deere & Company
SNY / Sanofi - Depositary Receipt (Common Stock)
018490100 / Allergan plc
LOW / Lowe's Companies, Inc.
KO / The Coca-Cola Company
PG / The Procter & Gamble Company
NSC / Norfolk Southern Corporation
LBTYK / Liberty Global Ltd.
WCN / Waste Connections, Inc.
PXD / Pioneer Natural Resources Company
BK / The Bank of New York Mellon Corporation
TROW / T. Rowe Price Group, Inc.
ED / Consolidated Edison, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
COST / Costco Wholesale Corporation
CMCSA / Comcast Corporation
Y / Alleghany Corp.
Y / Alleghany Corp.
RTN / Raytheon Co.
AMRE / Amreit, Inc.
DUK / Duke Energy Corporation
FIS / Fidelity National Information Services, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
GWP / GW Pharmaceuticals plc
ALL / The Allstate Corporation
GE / General Electric Company
PRU / Prudential Financial, Inc.
LMT / Lockheed Martin Corporation
MA / Mastercard Incorporated
MU / Micron Technology, Inc.
MPC / Marathon Petroleum Corporation
MAIN / Main Street Capital Corporation
DFS / Discover Financial Services
THO / THOR Industries, Inc.
FNF / Fidelity National Financial, Inc.
NG / NovaGold Resources Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
XEC / Cimarex Energy Co.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
30064K105 / Exacttarget, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
LO /
EGP / EastGroup Properties, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BTT / Blackrock Municipal 2030 Target Term Trust
DOW / Dow Inc.
MDLZ / Mondelez International, Inc.
META / Meta Platforms, Inc.
UNH / UnitedHealth Group Incorporated
FE / FirstEnergy Corp.
JEF / Jefferies Financial Group Inc.
BRK.B / Berkshire Hathaway Inc.
URI / United Rentals, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SUI / Sun Communities, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DBL / DoubleLine Opportunistic Credit Fund
CNP / CenterPoint Energy, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
/ Hi-Crush Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DOW / Dow Inc.
TGT / Target Corporation
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MMP / Magellan Midstream Partners L.P.
DVY / iShares Trust - iShares Select Dividend ETF
TWX / Warner Media LLC
LLY / Eli Lilly and Company
CB / Chubb Limited
MO / Altria Group, Inc.
HPT / Hospitality Properties Trust
SCU / Sculptor Capital Management Inc - Class A
GLD / SPDR Gold Trust
SJM / The J. M. Smucker Company
BX / Blackstone Inc.
APOG / Apogee Enterprises, Inc.
SLB / Schlumberger Limited
PSA / Public Storage
QCOM / QUALCOMM Incorporated
LYB / LyondellBasell Industries N.V.
PANW / Palo Alto Networks, Inc.
NOV / NOV Inc.
PM / Philip Morris International Inc.
UAL / United Airlines Holdings, Inc.
SYY / Sysco Corporation
JPM / JPMorgan Chase & Co.
LRE / Lead Real Estate Co., Ltd - Depositary Receipt (Common Stock)
RTX / RTX Corporation
PB / Prosperity Bancshares, Inc.
PEP / PepsiCo, Inc.
HON / Honeywell International Inc.
GM / General Motors Company
CVX / Chevron Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
PPL / PPL Corporation
KKR / KKR & Co. Inc.
IFF / International Flavors & Fragrances Inc.
VIA / Via Transportation, Inc.
ESRX / Express Scripts Holding Co.
DAL / Delta Air Lines, Inc.
BA / The Boeing Company
HD / The Home Depot, Inc.
HKRS / Halcon Resources Corp.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
XRX / Xerox Holdings Corporation
GEL / Genesis Energy, L.P. - Limited Partnership
WMT / Walmart Inc.
RSG / Republic Services, Inc.
GOOGL / Alphabet Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PFE / Pfizer Inc.
V / Visa Inc.
SPY / SPDR S&P 500 ETF
BRK.A / Berkshire Hathaway Inc.
AAPL / Apple Inc.
UPS / United Parcel Service, Inc.
XOM / Exxon Mobil Corporation
EMR / Emerson Electric Co.
GOOG / Alphabet Inc.
ABBV / AbbVie Inc.
TMO / Thermo Fisher Scientific Inc.
SO / The Southern Company
FCX / Freeport-McMoRan Inc.
COP / ConocoPhillips
LUMN / Lumen Technologies, Inc.
OHI / Omega Healthcare Investors, Inc.
AMGN / Amgen Inc.
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
F / Ford Motor Company
OXY / Occidental Petroleum Corporation
GILD / Gilead Sciences, Inc.
BMY / Bristol-Myers Squibb Company
AIG / American International Group, Inc.
APA / APA Corporation
WMB / The Williams Companies, Inc.
UNP / Union Pacific Corporation
BAX / Baxter International Inc.
EBAY / eBay Inc.
JNJ / Johnson & Johnson
AKAM / Akamai Technologies, Inc.
ORCL / Oracle Corporation
HCA / HCA Healthcare, Inc.
NEE / NextEra Energy, Inc.
PNR / Pentair plc
US00C4U1L353 / Mylan N.V.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
MSFT / Microsoft Corporation
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
VZ / Verizon Communications Inc.
JAZZ / Jazz Pharmaceuticals plc
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
SYK / Stryker Corporation
GTE / Gran Tierra Energy Inc.