Market Value122,095,000
Total Holdings642
File Date2014-09-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ACCO / ACCO Brands Corporation
ADT / ADT Inc.
AGCO / AGCO Corporation
AOL /
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
ANF / Abercrombie & Fitch Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
GCH / Aberdeen Greater China Fund, Inc.
BEN / Franklin Resources, Inc.
AET / Aetna, Inc.
APD / Air Products and Chemicals, Inc.
ARG / Airgas, Inc.
TRW / TRW Automotive Holdings
ARNC / Arconic Corporation
ALU / Alcatel Lucent
Y / Alleghany Corp.
018490100 / Allergan plc
AKP / Alliance California Municipal Income Fund, Inc.
ADS / Bread Financial Holdings Inc
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NCV / Virtus Convertible & Income Fund
SRE / Sempra
AAL / American Airlines Group Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
DAL / Delta Air Lines, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
SU / Suncor Energy Inc.
TSLA / Tesla, Inc.
SPY / SPDR S&P 500 ETF
WMT / Walmart Inc.
AWK / American Water Works Company, Inc.
MCD / McDonald's Corporation
AMP / Ameriprise Financial, Inc.
XRX / Xerox Holdings Corporation
HPQ / HP Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
SPR / Spirit AeroSystems Holdings, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
APA / APA Corporation
APOG / Apogee Enterprises, Inc.
CMCSA / Comcast Corporation
OXY / Occidental Petroleum Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SLB / Schlumberger Limited
SLV / iShares Silver Trust
JWN / Nordstrom, Inc.
JCI / Johnson Controls International plc
AIT / Applied Industrial Technologies, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
GOLD / Barrick Mining Corporation
AMCC / Applied Micro Circuits Corp.
AREX / Approach Resources, Inc.
CSX / CSX Corporation
PANW / Palo Alto Networks, Inc.
SA / Seabridge Gold Inc.
FWONA / Formula One Group
NOC / Northrop Grumman Corporation
ACAT / Acasia Technology, Inc.
VZ / Verizon Communications Inc.
ADSK / Autodesk, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
OGS / ONE Gas, Inc.
FDX / FedEx Corporation
04685W103 / athenahealth, Inc.
ATO / Atmos Energy Corporation
ATW / Atwood Oceanics, Inc.
STE / STERIS plc
AVA / Avista Corporation
CVS / CVS Health Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BLDP / Ballard Power Systems Inc.
IRBT / iRobot Corporation
A / Agilent Technologies, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
BAX / Baxter International Inc.
BEAM INC / (073730103)
AMAT / Applied Materials, Inc.
BDX / Becton, Dickinson and Company
BBBY / Bed Bath & Beyond, Inc.
DE / Deere & Company
TJX / The TJX Companies, Inc.
IOC / InterOil Corporation
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
BKH / Black Hills Corporation
BYM / BlackRock Municipal Income Quality Trust
BKN / BlackRock Investment Quality Municipal Trust Inc.
EW / Edwards Lifesciences Corporation
CLX / The Clorox Company
/ BlackRock Municipal Income Investment Trust
US09248T1097 / Blackrock Strategic Municipal Trust
BIE / BlackRock Municipal Bond Investment Trust
BTA / BlackRock Long-Term Municipal Advantage Trust
XMUHX / BlackRock MuniHoldings Fund II,
XMUSX / BlackRock MuniHoldings Quality
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MQT / BlackRock MuniYield Quality Fund II, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
JCI / Johnson Controls International plc
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
BRC / Brady Corporation
/ Briggs & Stratton Corp.
BR / Broadridge Financial Solutions, Inc.
STX / Seagate Technology Holdings plc
SAND / Sandstorm Gold Ltd.
CAB / Cabela's Incorporated
ELY / Topgolf Callaway Brands Corp
CPE / Callon Petroleum Company
FYLD / Cambria ETF Trust - Cambria Foreign Shareholder Yield ETF
CNQ / Canadian Natural Resources Limited
CAJ / Canon Inc. - ADR
COF / Capital One Financial Corporation
CAH / Cardinal Health, Inc.
CFN / CareFusion Corporation
CSL / Carlisle Companies Incorporated
CELG / Celgene Corp.
WDC / Western Digital Corporation
JNJ / Johnson & Johnson
CRL / Charles River Laboratories International, Inc.
CHTP / Chelsea Therapeutics International, Ltd.
CHK / Chesapeake Energy Corporation
ESRT / Empire State Realty Trust, Inc.
US16941M1099 / China Mobile Ltd.
CQB / Chiquita Brands International Inc
CTXS / Citrix Systems, Inc.
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLIR / ClearSign Technologies Corporation
TPR / Tapestry, Inc.
CIEIQ / Cobalt Intl Energy Inc
HIG / The Hartford Insurance Group, Inc.
CDE / Coeur Mining, Inc.
LNG / Cheniere Energy, Inc.
CGNX / Cognex Corporation
SWK / Stanley Black & Decker, Inc.
ITW / Illinois Tool Works Inc.
COLB / Columbia Banking System, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
CLNE / Clean Energy Fuels Corp.
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
VKI / Invesco Advantage Municipal Income Trust II
US2241221017 / Craft Brew Alliance, Inc.
CRAY / Cray, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
KNDI / Kandi Technologies Group, Inc.
ADM / Archer-Daniels-Midland Company
CBST /
NLY / Annaly Capital Management, Inc.
CMI / Cummins Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
SITE / SiteOne Landscape Supply, Inc.
BTU / Peabody Energy Corporation
LVS / Las Vegas Sands Corp.
DNDN /
PCAR / PACCAR Inc
DBD / Diebold Nixdorf, Incorporated
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
DFS / Discover Financial Services
DISH / DISH Network Corporation
DTV / DTE Energy Company
DOW / Dow Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DRE / Duke Realty Corporation - Preferred Security
NAD / Nuveen Quality Municipal Income Fund
DNB / Dun & Bradstreet Holdings, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
MNKD / MannKind Corporation
BANR / Banner Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
CI / The Cigna Group
ALK / Alaska Air Group, Inc.
MSI / Motorola Solutions, Inc.
VLO / Valero Energy Corporation
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
EOG / EOG Resources, Inc.
EPIQ / EPIQ Systems, Inc.
VMO / Invesco Municipal Opportunity Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EQT / EQT Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
EBAY / eBay Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WFC / Wells Fargo & Company
CAT / Caterpillar Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
KR / The Kroger Co.
ALL / The Allstate Corporation
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
BMO / Bank of Montreal
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
PEP / PepsiCo, Inc.
V / Visa Inc.
CEV / Eaton Vance California Municipal Income Trust
NEE / NextEra Energy, Inc.
PGR / The Progressive Corporation
EVN / Eaton Vance Municipal Income Trust
GWW / W.W. Grainger, Inc.
EIV / Eaton Vance Municipal Bond Fund II
EIM / Eaton Vance Municipal Bond Fund
EVM / Eaton Vance California Municipal Bond Fund
EIA / Eaton Vance California Municipal Bond Fund II
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
MET / MetLife, Inc.
UPS / United Parcel Service, Inc.
FE / FirstEnergy Corp.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
DD / DuPont de Nemours, Inc.
SATS / EchoStar Corporation
DG / Dollar General Corporation
D / Dominion Energy, Inc.
SBUX / Starbucks Corporation
MDT / Medtronic plc
EXPD / Expeditors International of Washington, Inc.
LUMN / Lumen Technologies, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
ECL / Ecolab Inc.
UEC / Uranium Energy Corp.
TTWO / Take-Two Interactive Software, Inc.
VKQ / Invesco Municipal Trust
PFE / Pfizer Inc.
PSLV / Sprott Physical Silver Trust
CMCSA / Comcast Corporation
COST / Costco Wholesale Corporation
EP.PRC / El Paso Energy Capital Trust I - Preferred Security
SYY / Sysco Corporation
RMBS / Rambus Inc.
AFL / Aflac Incorporated
WY / Weyerhaeuser Company
EA / Electronic Arts Inc.
UNH / UnitedHealth Group Incorporated
DHR / Danaher Corporation
F / Ford Motor Company
ITT / ITT Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
BRK.B / Berkshire Hathaway Inc.
ETN / Eaton Corporation plc
PAAS / Pan American Silver Corp.
EME / EMCOR Group, Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
GLW / Corning Incorporated
NKE / NIKE, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GS / The Goldman Sachs Group, Inc.
SYK / Stryker Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
PG / The Procter & Gamble Company
HSY / The Hershey Company
M / Macy's, Inc.
ELX / Emulex Corp
ECA / EnCana Corp.
PSX / Phillips 66
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
LMT / Lockheed Martin Corporation
O / Realty Income Corporation
EPC / Edgewell Personal Care Company
NPO / Enpro Inc.
ORCL / Oracle Corporation
ENZN / Enzon Pharmaceuticals, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
ESL / Esterline Technologies Corp.
EXEL / Exelixis, Inc.
XLS / Exelis
US3021041047 / ExOne Co
ESRX / Express Scripts Holding Co.
EXTR / Extreme Networks, Inc.
FCS / Fairchild Semiconductor International, Inc.
FMN / Federated Hermes Premier Municipal Income Fund
FFIV / F5, Inc.
FIS / Fidelity National Information Services, Inc.
FRGI / Fiesta Restaurant Group Inc
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
AMGN / Amgen Inc.
FBC / Flagstar Bancorp, Inc.
FIVE / Five Below, Inc.
AAPL / Apple Inc.
FBHS / Fortune Brands Home & Security Inc
FTR / Frontier Communications Corp.
GPS / The Gap, Inc.
GD / General Dynamics Corporation
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
CHIX / Global X Funds - Global X MSCI China Financials ETF
GG / Goldcorp, Inc.
EMR / Emerson Electric Co.
GRPN / Groupon, Inc.
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
HOG / Harley-Davidson, Inc.
HLIT / Harmonic Inc.
HE / Hawaiian Electric Industries, Inc.
HL / Hecla Mining Company
HRI / Herc Holdings Inc.
HES / Hess Corporation
LOW / Lowe's Companies, Inc.
GOOGL / Alphabet Inc.
HII / Huntington Ingalls Industries, Inc.
IAG / IAMGOLD Corporation
/ Immunomedics, Inc.
FCX / Freeport-McMoRan Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
AXP / American Express Company
IDCC / InterDigital, Inc.
INAP / Internap Corporation
IGT / International Game Technology PLC
IP / International Paper Company
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
VGM / Invesco Trust for Investment Grade Municipals
VCV / Invesco California Value Municipal Income Trust
IIM / Invesco Value Municipal Income Trust
OIA / Invesco Municipal Income Opportunities Trust
IQI / Invesco Quality Municipal Income Trust
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DVY / iShares Trust - iShares Select Dividend ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IXC / iShares Trust - iShares Global Energy ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
MBB / iShares Trust - iShares MBS ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ISHARES TR / 2016 CORP EX ETF (46432FAD9)
IXYS / IXYS Corp.
VIAV / Viavi Solutions Inc.
KO / The Coca-Cola Company
KBR / KBR, Inc.
CREE / Cree, Inc.
KSU / Kansas City Southern
GMCR / Keurig Green Mountain, Inc.
KMB / Kimberly-Clark Corporation
KMP /
RTX / RTX Corporation
KGC / Kinross Gold Corporation
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
KZ / KongZhong Corp.
KRFT /
KKD / Krispy Kreme Doughnuts, Inc.
LCAV / Lca Vision Inc
LSI / Life Storage Inc - Registered Shares
LPI / Laredo Petroleum Inc.
LEG / Leggett & Platt, Incorporated
US5249011058 / Legg Mason, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
QRTEA / Qurate Retail Inc - Series A
QRTEA / Qurate Retail Inc - Series A
LNC / Lincoln National Corporation
LIVEDEAL INC / (538144304)
L / Loews Corporation
LL / LL Flooring Holdings, Inc.
MDU / MDU Resources Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
US00C4U1L353 / Mylan N.V.
MHRC / Magnum Hunter Resources Corp.
MAIN / Main Street Capital Corporation
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
MZF / Managed Duration Investment Grade Municipal Fund
MFC / Manulife Financial Corporation
ADBE / Adobe Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MARKET VECTORS ETF TR / PHARMACEUTICAL (57060U217)
MARKET VECTORS ETF TR / RUSSIA ETF (57060U506)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MSO / Martha Stewart Living Omnimedia, Inc.
/ McDermott International, Inc.
MCK / McKesson Corporation
AMZN / Amazon.com, Inc.
VYX / NCR Voyix Corporation
CCA / MFS California Municipal Fund
61166W101 / Monsanto Co.
MNST / Monster Beverage Corporation
MCO / Moody's Corporation
HAL / Halliburton Company
NFG / National Fuel Gas Company
ISRG / Intuitive Surgical, Inc.
NLS / Nautilus Inc
GF / The New Germany Fund, Inc.
NFX / Newfield Exploration Company
NEM / Newmont Corporation
NWSA / News Corporation
ES / Eversource Energy
NUAN / Nuance Communications Inc
NUVEEN CA INVT QUALITY MUN F / (67062A101)
NQM / Nuveen Investment Quality Municipal Fund, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
NUVEEN CALIF PERFORM PLUS MU / (67062Q106)
NPI / Nuveen Premium Income Municipal Fund, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
XNPMX / Nuveen Premium Income Municipal
NXR / Nuveen Select Tax-Free Income Portfolio 3
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NAC / Nuveen California Quality Municipal Income Fund
NUVEEN CA DIV ADVANTG MUN FD / (67069X104)
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
NUVEEN CALIF PREM INCOME MUN / (6706L0102)
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NUVEEN CA DIV ADV MUNI FD 3 / COM SH BEN INT (67070Y109)
NQS / Nuveen Select Quality Municipal Fund, Inc.
NUVEEN CA SELECT QUALITY MUN / (670975101)
NQU / Nuveen Quality Income Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
OII / Oceaneering International, Inc.
OVTI / OmniVision Technologies, Inc.
OMER / Omeros Corporation
OSUR / OraSure Technologies, Inc.
ONVO / Organovo Holdings, Inc.
OSK / Oshkosh Corporation
OUTR / Outerwall Inc.
PCG / PG&E Corporation
PNC / The PNC Financial Services Group, Inc.
ROYTL / Pacific Coast Oil Trust
P / Pandora Media, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
JCP / J.C. Penney Co., Inc.
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PETM /
BAC / Bank of America Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PIPR / Piper Sandler Companies
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
PCH / PotlatchDeltic Corporation
QQQ / Invesco QQQ Trust, Series 1
DBC / Invesco DB Commodity Index Tracking Fund
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PFG / Principal Financial Group, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
ROM / ProShares Trust - ProShares Ultra Technology
AGQ / ProShares Trust II - ProShares Ultra Silver
UGL / ProShares Trust II - ProShares Ultra Gold
PROSHARES TR / ULT KBW REGBNK (74347X484)
PSEC / Prospect Capital Corporation
PMM / Putnam Managed Municipal Income Trust
PPT / Putnam Premier Income Trust
RL / Ralph Lauren Corporation
RTN / Raytheon Co.
REGN / Regeneron Pharmaceuticals, Inc.
ROIC / Retail Opportunity Investments Corp.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ROC / ROC Energy Acquisition Corp
RY / Royal Bank of Canada
SHEL / Shell plc - Depositary Receipt (Common Stock)
RGLD / Royal Gold, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
SFXE / SFX Entertainment, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SWYDF / Stornoway Diamond Corporation
STJ / St. Jude Medical, Inc.
CTAS / Cintas Corporation
US80007A1025 / SandRidge Permian Trust
SARA / SARATOGA RES INC TEX
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
COP / ConocoPhillips
SEE / Sealed Air Corporation
SGEN / Seagen Inc
SIMG /
82735Q102 / Silver Bay Realty Trust Corp.
SLW / Silver Wheaton Corp.
SVM / Silvercorp Metals Inc.
SIRI / Sirius XM Holdings Inc.
MVIS / MicroVision, Inc.
SWX / Southwest Gas Holdings, Inc.
847560109 / Spectra Energy Corp.
SRC / Spirit Realty Capital, Inc.
SPPP / Sprott Physical Platinum and Palladium Trust
US85207U1051 / Sprint Corporation
SFG / StanCorp Financial Group, Inc.
SPLS / Staples, Inc.
LGF.A / Lions Gate Entertainment Corp.
STT / State Street Corporation
STO / Statoil ASA
SWC / Stillwater Mining Company
SRI / Stoneridge, Inc.
RGR / Sturm, Ruger & Company, Inc.
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
ENB / Enbridge Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
DATA / Tableau Software, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
TDC / Teradata Corporation
THO / THOR Industries, Inc.
TIBX / Tibco Software
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TR / Tootsie Roll Industries, Inc.
TWER / Towerstream Corporation
TRP / TC Energy Corporation
TQNT /
TBI / TrueBlue, Inc.
TUEM / Tuesday Morning Corp. - New
FOX / Fox Corporation
TWTR / Twitter Inc
TWO / Two Harbors Investment Corp.
UDR / UDR, Inc.
/ U.S. Concrete, Inc.
904784709 / Unilever N.V.
UIS / Unisys Corporation
UAL / United Airlines Holdings, Inc.
X / United States Steel Corporation
OLED / Universal Display Corporation
UHS / Universal Health Services, Inc.
URG / Ur-Energy Inc.
918194101 / VCA Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VNR / Vanguard Natural Resources, LLC
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
NYCB / Flagstar Financial, Inc.
VRSN / VeriSign, Inc.
VIAB / Viacom, Inc.
BBI / Brickell Biotech Inc
VGZ / Vista Gold Corp.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VMC / Vulcan Materials Company
WAG /
WBCO / Washington Banking Co
WBMD / WebMD Health Corp.
INTC / Intel Corporation
HIO / Western Asset High Income Opportunity Fund Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
WU / The Western Union Company
/ NextGen Acquisition Corporation Units
WIT / Wipro Limited - Depositary Receipt (Common Stock)
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
INT / World Fuel Services Corp.
AABA / Altaba Inc
ZUMZ / Zumiez Inc.
ZF / Zweig Fund, Inc.
AYR / Aircastle Ltd.
ALLE / Allegion plc
COV /
ESV / Ensco plc
IR / Ingersoll Rand Inc.
MNKKQ / Mallinckrodt Plc
PRTA / Prothena Corporation plc
SDRL / Seadrill Limited
/ Sina Corp.
PRGO / Perrigo Company plc
H01531104 / Allied World Assurance Company Holding AG
PNR / Pentair plc
RIG / Transocean Ltd.
CSTE / Caesarstone Ltd.
CLB / Core Laboratories Inc.
BB / BlackBerry Limited
CSCO / Cisco Systems, Inc.
JPM / JPMorgan Chase & Co.
DVN / Devon Energy Corporation
GE / General Electric Company
TIP / iShares Trust - iShares TIPS Bond ETF
ABT / Abbott Laboratories
ALGT / Allegiant Travel Company
GSK / GSK plc - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
BMY / Bristol-Myers Squibb Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
LLY / Eli Lilly and Company
VHC / VirnetX Holding Corporation
LULU / lululemon athletica inc.
NWBO / Northwest Biotherapeutics, Inc.
AEP / American Electric Power Company, Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
MU / Micron Technology, Inc.
IRM / Iron Mountain Incorporated
PRU / Prudential Financial, Inc.
TSN / Tyson Foods, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MDY / SPDR S&P MidCap 400 ETF Trust
CCL / Carnival Corporation & plc
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
LUV / Southwest Airlines Co.
HD / The Home Depot, Inc.
ABBV / AbbVie Inc.
PHYS / Sprott Physical Gold Trust
CVX / Chevron Corporation
SCHW / The Charles Schwab Corporation
ADP / Automatic Data Processing, Inc.
BSX / Boston Scientific Corporation
SJM / The J. M. Smucker Company
CAG / Conagra Brands, Inc.
QCOM / QUALCOMM Incorporated
EIX / Edison International
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VMI / Valmont Industries, Inc.
MDLZ / Mondelez International, Inc.
WAFD / WaFd, Inc
MO / Altria Group, Inc.
TGT / Target Corporation
OKE / ONEOK, Inc.
T / AT&T Inc.
TRV / The Travelers Companies, Inc.
USB / U.S. Bancorp
GILD / Gilead Sciences, Inc.
TMO / Thermo Fisher Scientific Inc.
MCHP / Microchip Technology Incorporated
ZBH / Zimmer Biomet Holdings, Inc.
TEL / TE Connectivity plc
UNP / Union Pacific Corporation
BK / The Bank of New York Mellon Corporation
KMI / Kinder Morgan, Inc.
DUK / Duke Energy Corporation
PM / Philip Morris International Inc.
DIS / The Walt Disney Company
ACN / Accenture plc
TXT / Textron Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
CNI / Canadian National Railway Company
META / Meta Platforms, Inc.
MS / Morgan Stanley
NVG / Nuveen AMT-Free Municipal Credit Income Fund
MSFT / Microsoft Corporation
HON / Honeywell International Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
MRK / Merck & Co., Inc.
AVY / Avery Dennison Corporation
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
NBR / Nabors Industries Ltd.
TXN / Texas Instruments Incorporated
BA / The Boeing Company
MMM / 3M Company
XYL / Xylem Inc.
WM / Waste Management, Inc.
KEY / KeyCorp
C / Citigroup Inc. - Corporate Bond/Note
FNV / Franco-Nevada Corporation
XEL / Xcel Energy Inc.