Market Value226,458,000
Total Holdings349
File Date2021-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
CDNS / Cadence Design Systems, Inc.
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
NEWT / NewtekOne, Inc.
MMYT / MakeMyTrip Limited
UL / Unilever PLC - Depositary Receipt (Common Stock)
INFY / Infosys Limited - Depositary Receipt (Common Stock)
RVI / Retail Value Inc
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
RFM / RiverNorth Flexible Municipal Income Fund, Inc.
BGY / BlackRock Enhanced International Dividend Trust
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
VMC / Vulcan Materials Company
EXPO / Exponent, Inc.
CPA / Copa Holdings, S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
YNDX / Yandex N.V.
FAX / Abrdn Asia-Pacific Income Fund Inc
EFX / Equifax Inc.
ELAN / Elanco Animal Health Incorporated
GLD / SPDR Gold Trust
LII / Lennox International Inc.
PGTI / PGT Innovations, Inc.
MOTV.WS / Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
PNI / PIMCO New York Municipal Income Fund II
PYPL / PayPal Holdings, Inc.
BFAM / Bright Horizons Family Solutions Inc.
LIVN / LivaNova PLC
GDDY / GoDaddy Inc.
ACEV / ACE Convergence Acquisition Corp - Class A
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
OGN / Organon & Co.
PGP / PIMCO Global StocksPLUS & Income Fund
HLT / Hilton Worldwide Holdings Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
INCY / Incyte Corporation
/ Apex Technology Acquisition Corp
HON / Honeywell International Inc.
CEE / The Central and Eastern Europe Fund, Inc.
GDS / GDS Holdings Limited - Depositary Receipt (Common Stock)
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FTCH / Farfetch Limited
PSX / Phillips 66
SITE / SiteOne Landscape Supply, Inc.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
VTOL / Bristow Group Inc.
RMRM / RMR Mortgage Trust
KF / The Korea Fund, Inc.
LFG.WS / Archaea Energy Inc. Warrants, Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TMCWW / TMC the metals company Inc. - Equity Warrant
TBSAW US / TB SA ACQUISITION CORP WT EXP 032528
VPC Impact Acquisition Hldng / W EXP 10/22/202 (G9441E118)
RMI / RiverNorth Opportunistic Municipal Income Fund, Inc.
US6290701118 / Nebula Caravel Acquisition Corp.
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
FSD / First Trust High Income Long/Short Fund
/ Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A
MOMO / Hello Group Inc. - Depositary Receipt (Common Stock)
US15961R1133 / ChargePoint Holdings, Inc. Warrants, exercisable for one share of
MNP / Western Asset Municipal Partners Fund Inc
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
RMM / Rivernorth Managed Duration Municipal Income Fund Inc.
KYG7008A1076 / Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
IBMJ / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Muni Bond ETF
JMM / Nuveen Multi-Market Income Fund
FUMB / First Trust Exchange-Traded Fund III - First Trust Ultra Short Duration Municipal ETF
FMAC.WS / FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
QSI / Quantum-Si incorporated
JRO / Nuveen Floating Rate Income Opportunity Fund
RBAC.U / RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
CEV / Eaton Vance California Municipal Income Trust
TDACW / Translational Development Acquisition Corp. - Equity Warrant
WE / WeWork Inc - Class A
AVPT / AvePoint, Inc.
/ PhenixFIN Corp
JMST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Municipal Income ETF
US5770961184 / Matterport, Inc.
EVV / Eaton Vance Limited Duration Income Fund
/ Landsea Homes Corp.
GENI.WS / Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share eac
ISD / PGIM High Yield Bond Fund, Inc.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
FREE / Whole Earth Brands, Inc.
FREEW / Whole Earth Brands Inc - Warrants (30/04/2026)
RICE.WS / Rice Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise pr
EFT / Eaton Vance Floating-Rate Income Trust
KTF / DWS Municipal Income Trust
PHK / PIMCO High Income Fund
US38286R1133 / Gores Holdings VI Inc.
US30259V1145 / FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
ADBE / Adobe Inc.
PACXW / Pioneer Merger Corp - Warrants(07/01/2026)
BKNG / Booking Holdings Inc.
LRFC / Logan Ridge Finance Corporation
OPFI.WS / OppFi Inc. - Equity Warrant
SUNL.WS / Sunlight Financial Holdings, Inc. Warrants, exercisable for one share of Class A
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
VPV / Invesco Pennsylvania Value Municipal Income Trust
ORGNW / Origin Materials, Inc. - Equity Warrant
NUO / Nuveen Ohio Quality Municipal Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
AVK / Advent Convertible and Income Fund
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
NXJ / Nuveen New Jersey Quality Municipal Income Fund
LICY.WS / Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
RONI.U / Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
SVVC / Firsthand Technology Value Fund, Inc.
KPLT / Katapult Holdings, Inc.
BKR / Baker Hughes Company
RARE / Ultragenyx Pharmaceutical Inc.
LYB / LyondellBasell Industries N.V.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
ATVI / Activision Blizzard Inc
DCT / Duck Creek Technologies Inc
JXN / Jackson Financial Inc.
KPTI / Karyopharm Therapeutics Inc.
FINS / Angel Oak Financial Strategies Income Term Trust
KPLT / Katapult Holdings, Inc.
DMYI.U / dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
MSCI / MSCI Inc.
JKHY / Jack Henry & Associates, Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
SMAR / Smartsheet Inc.
NUW / Nuveen AMT-Free Municipal Value Fund
SRE / Sempra
SBI / Western Asset Intermediate Muni Fund Inc.
GPM / Guggenheim Enhanced Equity Income Fund
LLY / Eli Lilly and Company
VZ / Verizon Communications Inc.
ACMR / ACM Research, Inc.
C.WSA / Citigroup, Inc.
TSLA / Tesla, Inc.
NTCO / Natura &Co Holding S.A. - Depositary Receipt (Common Stock)
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
CCI / Crown Castle Inc.
IEX / IDEX Corporation
PZC / PIMCO California Municipal Income Fund III
BKKT / Bakkt Holdings, Inc.
ADSK / Autodesk, Inc.
CAF / Morgan Stanley China A Share Fund, Inc.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
CDW / CDW Corporation
CPRT / Copart, Inc.
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
HUBS / HubSpot, Inc.
ALLE / Allegion plc
LU / Lufax Holding Ltd - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
DCBO / Docebo Inc.
COO / The Cooper Companies, Inc.
BBY / Best Buy Co., Inc.
MCD / McDonald's Corporation
SMM / Salient Midstream & MLP Fund
FN / Fabrinet
UPS / United Parcel Service, Inc.
SPE / Special Opportunities Fund, Inc.
ICE / Intercontinental Exchange, Inc.
TDY / Teledyne Technologies Incorporated
IRL / New Ireland Fund Inc
REGN / Regeneron Pharmaceuticals, Inc.
ES / Eversource Energy
AZPN / Aspen Technology, Inc.
NKE / NIKE, Inc.
PAYX / Paychex, Inc.
TFC / Truist Financial Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
SHG / Shinhan Financial Group Co., Ltd. - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
CWCO / Consolidated Water Co. Ltd.
JOF / Japan Smaller Capitalization Fund, Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SEB / Seaboard Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
JRS / Nuveen Real Estate Income Fund
META / Meta Platforms, Inc.
NFLX / Netflix, Inc.
FBP / First BanCorp.
ASA / ASA Gold and Precious Metals Limited
RCL / Royal Caribbean Cruises Ltd.
CET / Central Securities Corporation
JCE / Nuveen Core Equity Alpha Fund
ASG / Liberty All-Star Growth Fund, Inc.
INO / Inovio Pharmaceuticals, Inc.
SLB / Schlumberger Limited
TRMB / Trimble Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
WEC / WEC Energy Group, Inc.
IFN / The India Fund, Inc.
ITW / Illinois Tool Works Inc.
SHOP / Shopify Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
PUK / Prudential plc - Depositary Receipt (Common Stock)
AIF / Apollo Tactical Income Fund Inc.
JRI / Nuveen Real Asset Income and Growth Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CARR / Carrier Global Corporation
CHE / Chemed Corporation
MCO / Moody's Corporation
ANSS / ANSYS, Inc.
SHW / The Sherwin-Williams Company
SAP / SAP SE - Depositary Receipt (Common Stock)
CCIF / Carlyle Credit Income Fund
BSY / Bentley Systems, Incorporated
MMC / Marsh & McLennan Companies, Inc.
BRW / Saba Capital Income & Opportunities Fund
AMZN / Amazon.com, Inc.
SMG / The Scotts Miracle-Gro Company
HD / The Home Depot, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
RVT / Royce Small-Cap Trust, Inc.
EEA / The European Equity Fund, Inc.
BGX / Blackstone Long-Short Credit Income Fund
EIC / Eagle Point Income Company Inc.
CXH / MFS Investment Grade Municipal Trust
ADX / Adams Diversified Equity Fund, Inc.
GDV / The Gabelli Dividend & Income Trust
NCLH / Norwegian Cruise Line Holdings Ltd.
MA / Mastercard Incorporated
NVCR / NovoCure Limited
BMY / Bristol-Myers Squibb Company
ZBRA / Zebra Technologies Corporation
FINS / Angel Oak Financial Strategies Income Term Trust
CRL / Charles River Laboratories International, Inc.
PLD / Prologis, Inc.
NMCO / Nuveen Municipal Credit Opportunities Fund
NDP / Tortoise Energy Independence Fund, Inc.
ECC / Eagle Point Credit Company Inc.
MUI / BlackRock Municipal Income Fund, Inc.
NEE / NextEra Energy, Inc.
LPLA / LPL Financial Holdings Inc.
NDSN / Nordson Corporation
MLM / Martin Marietta Materials, Inc.
NFE / New Fortress Energy Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
MTZ / MasTec, Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
SE / Sea Limited - Depositary Receipt (Common Stock)
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
IBKR / Interactive Brokers Group, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
USO / United States Oil Fund, LP - Limited Partnership
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
JLS / Nuveen Mortgage and Income Fund
PCF / High Income Securities Fund
BMEZ / BlackRock Health Sciences Term Trust
MHI / Pioneer Municipal High Income Fund, Inc.
PDX / PIMCO Dynamic Income Strategy Fund
PCK / PIMCO California Municipal Income Fund II
HERZ / Herzfeld Credit Income Fund, Inc.
PEO / Adams Natural Resources Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
JEQ / Abrdn Japan Equity Fund Inc
BSTZ / BlackRock Science and Technology Term Trust
CLM / Cornerstone Strategic Investment Fund, Inc.
CEF / Sprott Physical Gold and Silver Trust
LEN / Lennar Corporation
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
GAB / The Gabelli Equity Trust Inc.
RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
MDT / Medtronic plc
SGEN / Seagen Inc
GOLD / Barrick Mining Corporation
THO / THOR Industries, Inc.
OXLC / Oxford Lane Capital Corp.
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
QSR / Restaurant Brands International Inc.
POOL / Pool Corporation
GOOG / Alphabet Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XP / XP Inc.
USB / U.S. Bancorp
CNI / Canadian National Railway Company
GGZ / The Gabelli Global Small and Mid Cap Value Trust
ABNB / Airbnb, Inc.
GLW / Corning Incorporated
FICO / Fair Isaac Corporation
CHT / Chunghwa Telecom Co., Ltd. - Depositary Receipt (Common Stock)
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
BGNE / BeiGene, Ltd. - Depositary Receipt (Common Stock)
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
GDL / The GDL Fund
YUMC / Yum China Holdings, Inc.
CSCO / Cisco Systems, Inc.
IDXX / IDEXX Laboratories, Inc.
CHPT / ChargePoint Holdings, Inc.
AVGO / Broadcom Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ABBV / AbbVie Inc.
PODD / Insulet Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
CRSP / CRISPR Therapeutics AG
NOW / ServiceNow, Inc.
EQIX / Equinix, Inc.
LIN / Linde plc
ZTS / Zoetis Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
O / Realty Income Corporation
COST / Costco Wholesale Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
EMF / Templeton Emerging Markets Fund
PAGS / PagSeguro Digital Ltd.
PCTTW / PureCycle Technologies, Inc. - Equity Warrant
AEF / abrdn Emerging Markets ex-China Fund, Inc.
USA / Liberty All-Star Equity Fund
QQQ / Invesco QQQ Trust, Series 1
GAM / General American Investors Company, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
DMO / Western Asset Mortgage Opportunity Fund Inc.
TY / Tri-Continental Corporation
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
MXF / The Mexico Fund, Inc.
AWP / abrdn Global Premier Properties Fund
SPY / SPDR S&P 500 ETF
GF / The New Germany Fund, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
ISRG / Intuitive Surgical, Inc.
EVTC / EVERTEC, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TER / Teradyne, Inc.
MRK / Merck & Co., Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ROL / Rollins, Inc.
ASLE / AerSale Corporation
CMCSA / Comcast Corporation
TWN / The Taiwan Fund, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
CCL / Carnival Corporation & plc
TMO / Thermo Fisher Scientific Inc.
LMT / Lockheed Martin Corporation
MFM / MFS Municipal Income Trust
AIO / Virtus Artificial Intelligence & Technology Opportunities Fund
ENX / Eaton Vance New York Municipal Bond Fund
TMC / TMC the metals company Inc.
ALC / Alcon Inc.
ETN / Eaton Corporation plc
NXDT / NexPoint Diversified Real Estate Trust
VAC / Marriott Vacations Worldwide Corporation
V / Visa Inc.
ABT / Abbott Laboratories
TYG / Tortoise Energy Infrastructure Corporation
CVX / Chevron Corporation
UNH / UnitedHealth Group Incorporated
APD / Air Products and Chemicals, Inc.
CRF / Cornerstone Total Return Fund, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
QCOM / QUALCOMM Incorporated
ASLE / AerSale Corporation
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
BFZ / BlackRock California Municipal Income Trust
JQC / Nuveen Credit Strategies Income Fund
JPM / JPMorgan Chase & Co.
AOD / Abrdn Total Dynamic Dividend Fund
PEP / PepsiCo, Inc.
PNC / The PNC Financial Services Group, Inc.
VFL / abrdn National Municipal Income Fund
SSSS / SuRo Capital Corp.
WRB / W. R. Berkley Corporation
OTIS / Otis Worldwide Corporation
MDLZ / Mondelez International, Inc.
OCCI / OFS Credit Company, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CB / Chubb Limited
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CME / CME Group Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
AAPL / Apple Inc.
WIA / Western Asset Inflation-Linked Income Fund
BPOP / Popular, Inc.
AMAT / Applied Materials, Inc.
TSI / TCW Strategic Income Fund, Inc.
AMT / American Tower Corporation
GS / The Goldman Sachs Group, Inc.
STEW / SRH Total Return Fund, Inc.
GHY / PGIM Global High Yield Fund, Inc
MSFT / Microsoft Corporation
PG / The Procter & Gamble Company
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ESRT / Empire State Realty Trust, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.