Market Value227,553,000
Total Holdings296
File Date2017-05-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AIF / Apollo Tactical Income Fund Inc.
XOM / Exxon Mobil Corporation
NGG / National Grid plc - Depositary Receipt (Common Stock)
US26885G1094 / Era Group Inc.
NXR / Nuveen Select Tax-Free Income Portfolio 3
GRR / Asia Tigers Fund, Inc. (THE)
PAM / Pampa Energía S.A. - Depositary Receipt (Common Stock)
INB / Cohen & Steers Global Income Builder, Inc.
CBA / ClearBridge American Energy MLP Fund Inc.
CS / Credit Suisse Group AG - ADR
SWZ / Total Return Securities, Inc.
US8119041015 / Seacor Holdings, Inc.
US5538291023 / MVC Capital, Inc.
LAQ / Aberdeen Latin America Equity Fund, Inc.
AKP / Alliance California Municipal Income Fund, Inc.
BCV / Bancroft Fund Ltd.
XAPBX / Asia Pacific Fund, Inc.
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
THW / Abrdn World Healthcare Fund
DRA / Diversified Real Asset Income Fund
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
MCR / MFS Charter Income Trust
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
SOR / Source Capital
91911K102 / Bausch Health Companies
HQH / Abrdn Healthcare Investors
SAVE / Spirit Airlines, Inc.
GCH / Aberdeen Greater China Fund, Inc.
D / Dominion Energy, Inc.
Deutsche Multi-Market Income Trust / SHS (25160E102)
FUND / Sprott Focus Trust, Inc.
007639107 / Advent Claymore Convertible Securities & Income Fund II
ADM / Archer-Daniels-Midland Company
FMY / First Trust Mortgage Income Fund
TIP / iShares Trust - iShares TIPS Bond ETF
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
SNP / China Petroleum & Chemical Corp - ADR
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ACP / Abrdn Income Credit Strategies Fund
DDF / Delaware Investments Dividend and Income Fund, Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
XGLVX / Clough Global Allocation Fund
SCD / LMP Capital and Income Fund Inc.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
LDF / Latin American Discovery Fund, Inc. (The)
DSL / DoubleLine Income Solutions Fund
WU / The Western Union Company
TKF / Turkish Investment Fund, Inc.
67075B104 / Nuveen Flexible Investment Income Fund
KYE / Kayne Anderson Energy Total Return Fund, Inc.
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
MET / MetLife, Inc.
PHF / Pacholder High Yield Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ATNI / ATN International, Inc.
GLO / Clough Global Opportunities Fund
RCG / RENN Fund, Inc.
RMT / Royce Micro-Cap Trust, Inc.
TGP / Teekay LNG Partners LP - Unit
BCX / Blackrock Resources & Commodities Strategy Trust
GGT / The Gabelli Multimedia Trust Inc.
BST / BlackRock Science and Technology Trust
GGE / Green Giant Inc.
ST / Sensata Technologies Holding plc
IBM / International Business Machines Corporation
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
THQ / Abrdn Healthcare Opportunities Fund
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
Guggenheim Equal Weight Enhanced Equity Income Fund / COM SH BEN INT (40167M106)
MNKD / MannKind Corporation
BLW / BlackRock Limited Duration Income Trust
Deutsche Strategic Income Trust / SHS (25160F109)
NXQ / Nuveen Select Tax-Free Income Portfolio 2
EOI / Eaton Vance Enhanced Equity Income Fund
/ Special Opportunities Fund, Inc.
SHPG / Shire Plc.
JGH / Nuveen Global High Income Fund
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
BIT / BlackRock Multi-Sector Income Trust
PPT / Putnam Premier Income Trust
IF / Aberdeen Indonesia Fund, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
LYB / LyondellBasell Industries N.V.
ERC / Allspring Multi-Sector Income Fund
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
GWP / GW Pharmaceuticals plc
VIP / VimpelCom Ltd.
FIF / First Trust Energy Infrastructure Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
NIE / Virtus Equity & Convertible Income Fund
DIS / The Walt Disney Company
SGF / Aberdeen Singapore Fund, Inc.
ZF / Zweig Fund, Inc.
153501101 / Central Fund of Canada Ltd.
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
CHW / Calamos Global Dynamic Income Fund
EQS / Equus Total Return, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
JDD / Nuveen Diversified Dividend and Income Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
NYH / Eaton Vance New York Municipal Bond Fund II
GILD / Gilead Sciences, Inc.
RAND / Rand Capital Corporation
TI / Telecom Italia S.p.A.
CCEP / Coca-Cola Europacific Partners PLC
SGBK / Stonegate Bank (Fort Lauderdale FL)
BMRN / BioMarin Pharmaceutical Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
FDP / Fresh Del Monte Produce Inc.
AVHOQ / Avianca Holdings S.A - ADR
KO / The Coca-Cola Company
ISL / Aberdeen Israel Fund, Inc.
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CNQ / Canadian Natural Resources Limited
ICB / Morgan Stanley Income Securities, Inc.
AWF / AllianceBernstein Global High Income Fund
NXDT / NexPoint Diversified Real Estate Trust
TTF / Thaifund, Inc.
GPM / Guggenheim Enhanced Equity Income Fund
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SMM / Salient Midstream & MLP Fund
TD / The Toronto-Dominion Bank
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
SRV / NXG Cushing Midstream Energy Fund
AEP / American Electric Power Company, Inc.
RMRM / RMR Mortgage Trust
NSC / Norfolk Southern Corporation
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
BTZ / BlackRock Credit Allocation Income Trust
PCF / High Income Securities Fund
/ Eagle Growth and Income Opportunities Fund
JMM / Nuveen Multi-Market Income Fund
RACE / Ferrari N.V.
GLU / The Gabelli Global Utility & Income Trust
RGT / Royce Global Trust, Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
OXY / Occidental Petroleum Corporation
SLB / Schlumberger Limited
BAP / Credicorp Ltd.
CEE / The Central and Eastern Europe Fund, Inc.
EL / The Estée Lauder Companies Inc.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
FSD / First Trust High Income Long/Short Fund
MMM / 3M Company
CVS / CVS Health Corporation
LIVN / LivaNova PLC
SAP / SAP SE - Depositary Receipt (Common Stock)
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
INTC / Intel Corporation
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CEV / Eaton Vance California Municipal Income Trust
NXP / Nuveen Select Tax-Free Income Portfolio
NXJ / Nuveen New Jersey Quality Municipal Income Fund
EVV / Eaton Vance Limited Duration Income Fund
BTT / Blackrock Municipal 2030 Target Term Trust
BTGOF / BT Group plc
TAHO / Tahoe Resources Inc.
DOW / Dow Inc.
MELI / MercadoLibre, Inc.
SBSAA / Spanish Broadcasting System, Inc.
KHC / The Kraft Heinz Company
IR / Ingersoll Rand Inc.
KPTI / Karyopharm Therapeutics Inc.
TRIP / Tripadvisor, Inc.
SZC / Cushing NextGen Infrastructure Income Fund
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VAC / Marriott Vacations Worldwide Corporation
TPZ / Tortoise Essential Energy Fund
DEO / Diageo plc - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
GS / The Goldman Sachs Group, Inc.
FCX / Freeport-McMoRan Inc.
WMT / Walmart Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PG / The Procter & Gamble Company
LLY / Eli Lilly and Company
VZ / Verizon Communications Inc.
GE / General Electric Company
CAF / Morgan Stanley China A Share Fund, Inc.
MSFT / Microsoft Corporation
SPG / Simon Property Group, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
IFN / The India Fund, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
LCM / Advent Claymore Convertible Securities and Income Fund II
GIL / Gildan Activewear Inc.
SPE / Special Opportunities Fund, Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
AOD / Abrdn Total Dynamic Dividend Fund
GDL / The GDL Fund
HQL / Abrdn Life Sciences Investors
GRX / The Gabelli Healthcare & Wellness Trust
BA / The Boeing Company
TY / Tri-Continental Corporation
EEA / The European Equity Fund, Inc.
IRL / New Ireland Fund Inc
OXLC / Oxford Lane Capital Corp.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
STEW / SRH Total Return Fund, Inc.
GAB / The Gabelli Equity Trust Inc.
TWN / The Taiwan Fund, Inc.
NDP / Tortoise Energy Independence Fund, Inc.
PSMT / PriceSmart, Inc.
CELG / Celgene Corp.
PUK / Prudential plc - Depositary Receipt (Common Stock)
CPA / Copa Holdings, S.A.
PFE / Pfizer Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
BMY / Bristol-Myers Squibb Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
MCD / McDonald's Corporation
MUI / BlackRock Municipal Income Fund, Inc.
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
ALLE / Allegion plc
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
INO / Inovio Pharmaceuticals, Inc.
QSR / Restaurant Brands International Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
WEN / The Wendy's Company
WSO / Watsco, Inc.
CSCO / Cisco Systems, Inc.
INCY / Incyte Corporation
USO / United States Oil Fund, LP - Limited Partnership
PM / Philip Morris International Inc.
NUV / Nuveen Municipal Value Fund, Inc.
TRV / The Travelers Companies, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
TTP / Tortoise Pipeline & Energy Fund, Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
IBB / iShares Trust - iShares Biotechnology ETF
USB / U.S. Bancorp
NKE / NIKE, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
GGZ / The Gabelli Global Small and Mid Cap Value Trust
SEB / Seaboard Corporation
KF / The Korea Fund, Inc.
CET / Central Securities Corporation
JPC / Nuveen Preferred & Income Opportunities Fund
RA / Brookfield Real Assets Income Fund Inc.
CXH / MFS Investment Grade Municipal Trust
TDF / Templeton Dragon Fund, Inc.
FTF / Franklin Limited Duration Income Trust
CLM / Cornerstone Strategic Investment Fund, Inc.
JCE / Nuveen Core Equity Alpha Fund
WIA / Western Asset Inflation-Linked Income Fund
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
LEN / Lennar Corporation
MHI / Pioneer Municipal High Income Fund, Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
PFN / PIMCO Income Strategy Fund II
USA / Liberty All-Star Equity Fund
JOF / Japan Smaller Capitalization Fund, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
CHN / The China Fund, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
NZF / Nuveen Municipal Credit Income Fund
GDV / The Gabelli Dividend & Income Trust
HD / The Home Depot, Inc.
AMGN / Amgen Inc.
CAT / Caterpillar Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
IIF / Morgan Stanley India Investment Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
MXE / Mexico Equity & Income Fund Inc.
GAM / General American Investors Company, Inc.
JEQ / Abrdn Japan Equity Fund Inc
ASG / Liberty All-Star Growth Fund, Inc.
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
NAD / Nuveen Quality Municipal Income Fund
ESRT / Empire State Realty Trust, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
PEO / Adams Natural Resources Fund, Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
FBP / First BanCorp.
RVT / Royce Small-Cap Trust, Inc.
CWCO / Consolidated Water Co. Ltd.
JQC / Nuveen Credit Strategies Income Fund
BPOP / Popular, Inc.
RTX / RTX Corporation
VMC / Vulcan Materials Company
MLM / Martin Marietta Materials, Inc.
HNW / Pioneer Diversified High Income Fund, Inc.
TMO / Thermo Fisher Scientific Inc.
AAPL / Apple Inc.
JPM / JPMorgan Chase & Co.
MXF / The Mexico Fund, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
AEF / abrdn Emerging Markets ex-China Fund, Inc.
CB / Chubb Limited
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ABT / Abbott Laboratories
JNJ / Johnson & Johnson
BDJ / BlackRock Enhanced Equity Dividend Trust
ADX / Adams Diversified Equity Fund, Inc.
TSI / TCW Strategic Income Fund, Inc.
CCL / Carnival Corporation & plc
RCL / Royal Caribbean Cruises Ltd.
MTZ / MasTec, Inc.
UNH / UnitedHealth Group Incorporated
EVTC / EVERTEC, Inc.
AXP / American Express Company
V / Visa Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.
GF / The New Germany Fund, Inc.