Market Value187,790,000
Total Holdings294
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AIF / Apollo Tactical Income Fund Inc.
JQC / Nuveen Credit Strategies Income Fund
SBSAA / Spanish Broadcasting System, Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
BNS / The Bank of Nova Scotia
NXR / Nuveen Select Tax-Free Income Portfolio 3
VGT / Vanguard World Fund - Vanguard Information Technology ETF
Deutsche Multi-Market Income Trust / SHS (25160E102)
THW / Abrdn World Healthcare Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
BLW / BlackRock Limited Duration Income Trust
DEX / Delaware Enhanced Global Dividend & Income Fund
US5538291023 / MVC Capital, Inc.
JDD / Nuveen Diversified Dividend and Income Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
BCV / Bancroft Fund Ltd.
XAPBX / Asia Pacific Fund, Inc.
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
MMM / 3M Company
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
JGH / Nuveen Global High Income Fund
GGT / The Gabelli Multimedia Trust Inc.
D / Dominion Energy, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
BTA / BlackRock Long-Term Municipal Advantage Trust
XPFLX / PIMCO Income Strategy Fund
IBM / International Business Machines Corporation
MGU / Macquarie Global Infrastructure Total Return Fund Inc
FMY / First Trust Mortgage Income Fund
FIF / First Trust Energy Infrastructure Fund
TIP / iShares Trust - iShares TIPS Bond ETF
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
SNP / China Petroleum & Chemical Corp - ADR
UTF / Cohen & Steers Infrastructure Fund, Inc
ACP / Abrdn Income Credit Strategies Fund
DDF / Delaware Investments Dividend and Income Fund, Inc.
XGLVX / Clough Global Allocation Fund
BIT / BlackRock Multi-Sector Income Trust
SCD / LMP Capital and Income Fund Inc.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
LDF / Latin American Discovery Fund, Inc. (The)
DSL / DoubleLine Income Solutions Fund
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
NIE / Virtus Equity & Convertible Income Fund
TKF / Turkish Investment Fund, Inc.
67075B104 / Nuveen Flexible Investment Income Fund
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
INF / Brookfield Global Listed Infrastructure Income Fund
US8119041015 / Seacor Holdings, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
DRA / Diversified Real Asset Income Fund
VKQ / Invesco Municipal Trust
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
CBA / ClearBridge American Energy MLP Fund Inc.
GGE / Green Giant Inc.
SHPG / Shire Plc.
CHW / Calamos Global Dynamic Income Fund
ETX / Eaton Vance Municipal Income 2028 Term Trust
SGF / Aberdeen Singapore Fund, Inc.
ZF / Zweig Fund, Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
RCG / RENN Fund, Inc.
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
RMT / Royce Micro-Cap Trust, Inc.
TGP / Teekay LNG Partners LP - Unit
BCX / Blackrock Resources & Commodities Strategy Trust
IF / Aberdeen Indonesia Fund, Inc.
HQH / Abrdn Healthcare Investors
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
THQ / Abrdn Healthcare Opportunities Fund
HHY / Brookfield High Income Fund Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
FBR / Fibria Celulose S.A.
SBW / Western Asset Worldwide Income Fund, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
IQI / Invesco Quality Municipal Income Trust
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
MET / MetLife, Inc.
MCR / MFS Charter Income Trust
Deutsche Strategic Income Trust / SHS (25160F109)
007639107 / Advent Claymore Convertible Securities & Income Fund II
INB / Cohen & Steers Global Income Builder, Inc.
LBTYA / Liberty Global Ltd.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
FUND / Sprott Focus Trust, Inc.
BST / BlackRock Science and Technology Trust
XISDX / Prudential Short Duration High
FSD / First Trust High Income Long/Short Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ST / Sensata Technologies Holding plc
NXPI / NXP Semiconductors N.V.
ADM / Archer-Daniels-Midland Company
CCEP / Coca-Cola Europacific Partners PLC
US0153511094 / Alexion Pharmaceuticals, Inc.
LYB / LyondellBasell Industries N.V.
NSC / Norfolk Southern Corporation
KHC / The Kraft Heinz Company
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
SAVE / Spirit Airlines, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
DIS / The Walt Disney Company
PHF / Pacholder High Yield Fund, Inc.
P94398107 / Ultrapetrol Bahamas Limited
ATNI / ATN International, Inc.
GLO / Clough Global Opportunities Fund
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
JFC / JPMorgan China Region Fund, Inc.
EQS / Equus Total Return, Inc.
SWZ / Total Return Securities, Inc.
XZTRX / Zweig Total Return Fund Inc.
PPT / Putnam Premier Income Trust
AKP / Alliance California Municipal Income Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
MNKD / MannKind Corporation
FDX / FedEx Corporation
US26885G1094 / Era Group Inc.
BMRN / BioMarin Pharmaceutical Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
FDP / Fresh Del Monte Produce Inc.
WU / The Western Union Company
AVHOQ / Avianca Holdings S.A - ADR
KO / The Coca-Cola Company
CNQ / Canadian Natural Resources Limited
ISL / Aberdeen Israel Fund, Inc.
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
ICB / Morgan Stanley Income Securities, Inc.
GILD / Gilead Sciences, Inc.
GWP / GW Pharmaceuticals plc
TTF / Thaifund, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
AAPL / Apple Inc.
GRX / The Gabelli Healthcare & Wellness Trust
CVX / Chevron Corporation
FCX / Freeport-McMoRan Inc.
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
PG / The Procter & Gamble Company
PSMT / PriceSmart, Inc.
AEP / American Electric Power Company, Inc.
ERC / Allspring Multi-Sector Income Fund
NAD / Nuveen Quality Municipal Income Fund
STEW / SRH Total Return Fund, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
ESRT / Empire State Realty Trust, Inc.
CHN / The China Fund, Inc.
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
BTZ / BlackRock Credit Allocation Income Trust
CHKP / Check Point Software Technologies Ltd.
JMM / Nuveen Multi-Market Income Fund
GLU / The Gabelli Global Utility & Income Trust
/ Special Opportunities Fund, Inc.
NXDT / NexPoint Diversified Real Estate Trust
PFN / PIMCO Income Strategy Fund II
BTT / Blackrock Municipal 2030 Target Term Trust
ASG / Liberty All-Star Growth Fund, Inc.
RGT / Royce Global Trust, Inc.
SLB / Schlumberger Limited
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
EL / The Estée Lauder Companies Inc.
OXY / Occidental Petroleum Corporation
BAP / Credicorp Ltd.
CEE / The Central and Eastern Europe Fund, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
/ Tattooed Chef, Inc. Warrant
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
EVV / Eaton Vance Limited Duration Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CVS / CVS Health Corporation
LIVN / LivaNova PLC
RDS.B / Shell Plc - ADR
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
INTC / Intel Corporation
PCF / High Income Securities Fund
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
CEV / Eaton Vance California Municipal Income Trust
NXJ / Nuveen New Jersey Quality Municipal Income Fund
GPM / Guggenheim Enhanced Equity Income Fund
CB / Chubb Limited
TAHO / Tahoe Resources Inc.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
LCM / Advent Claymore Convertible Securities and Income Fund II
DOW / Dow Inc.
ARMP / Armata Pharmaceuticals, Inc.
MSFT / Microsoft Corporation
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
IR / Ingersoll Rand Inc.
KPTI / Karyopharm Therapeutics Inc.
TRIP / Tripadvisor, Inc.
RMRM / RMR Mortgage Trust
CCL / Carnival Corporation & plc
TYG / Tortoise Energy Infrastructure Corporation
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
GDV / The Gabelli Dividend & Income Trust
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CAF / Morgan Stanley China A Share Fund, Inc.
SPG / Simon Property Group, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
GIL / Gildan Activewear Inc.
CELG / Celgene Corp.
SMM / Salient Midstream & MLP Fund
BCS / Barclays PLC - Depositary Receipt (Common Stock)
SPE / Special Opportunities Fund, Inc.
BMY / Bristol-Myers Squibb Company
SZC / Cushing NextGen Infrastructure Income Fund
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
IRL / New Ireland Fund Inc
HQL / Abrdn Life Sciences Investors
INO / Inovio Pharmaceuticals, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
SRV / NXG Cushing Midstream Energy Fund
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
ALLE / Allegion plc
CPA / Copa Holdings, S.A.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BA / The Boeing Company
PUK / Prudential plc - Depositary Receipt (Common Stock)
FDEU / First Trust Dynamic Europe Equity Income Fund
MRK / Merck & Co., Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
GE / General Electric Company
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
NDP / Tortoise Energy Independence Fund, Inc.
XOM / Exxon Mobil Corporation
LLY / Eli Lilly and Company
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
SEB / Seaboard Corporation
TTP / Tortoise Pipeline & Energy Fund, Inc.
CAT / Caterpillar Inc.
INCY / Incyte Corporation
PM / Philip Morris International Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
TRV / The Travelers Companies, Inc.
WSO / Watsco, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
AOD / Abrdn Total Dynamic Dividend Fund
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
GDL / The GDL Fund
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
GGZ / The Gabelli Global Small and Mid Cap Value Trust
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
CLM / Cornerstone Strategic Investment Fund, Inc.
TDF / Templeton Dragon Fund, Inc.
KF / The Korea Fund, Inc.
BPOP / Popular, Inc.
ADX / Adams Diversified Equity Fund, Inc.
CSCO / Cisco Systems, Inc.
PFE / Pfizer Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CXE / MFS High Income Municipal Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
RVT / Royce Small-Cap Trust, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
HERZ / Herzfeld Credit Income Fund, Inc.
JCE / Nuveen Core Equity Alpha Fund
GAB / The Gabelli Equity Trust Inc.
MXE / Mexico Equity & Income Fund Inc.
PEO / Adams Natural Resources Fund, Inc.
MCD / McDonald's Corporation
NCLH / Norwegian Cruise Line Holdings Ltd.
MXF / The Mexico Fund, Inc.
RTX / RTX Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
GAM / General American Investors Company, Inc.
VMC / Vulcan Materials Company
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
CET / Central Securities Corporation
CXH / MFS Investment Grade Municipal Trust
JOF / Japan Smaller Capitalization Fund, Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
IIF / Morgan Stanley India Investment Fund, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
AEF / abrdn Emerging Markets ex-China Fund, Inc.
TMO / Thermo Fisher Scientific Inc.
NZF / Nuveen Municipal Credit Income Fund
HNW / Pioneer Diversified High Income Fund, Inc.
WIA / Western Asset Inflation-Linked Income Fund
ABT / Abbott Laboratories
TPZ / Tortoise Essential Energy Fund
JPM / JPMorgan Chase & Co.
GS / The Goldman Sachs Group, Inc.
EEA / The European Equity Fund, Inc.
JEQ / Abrdn Japan Equity Fund Inc
TWN / The Taiwan Fund, Inc.
VAC / Marriott Vacations Worldwide Corporation
MLM / Martin Marietta Materials, Inc.
CWCO / Consolidated Water Co. Ltd.
JNJ / Johnson & Johnson
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
TSI / TCW Strategic Income Fund, Inc.
RCL / Royal Caribbean Cruises Ltd.
LEN / Lennar Corporation
MTZ / MasTec, Inc.
UNH / UnitedHealth Group Incorporated
EVTC / EVERTEC, Inc.
AXP / American Express Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
V / Visa Inc.
USA / Liberty All-Star Equity Fund
GF / The New Germany Fund, Inc.
TY / Tri-Continental Corporation
WMT / Walmart Inc.
NEE / NextEra Energy, Inc.