Market Value425,493,000
Total Holdings165
File Date2014-02-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SIRI / Sirius XM Holdings Inc.
BK / The Bank of New York Mellon Corporation
PCP / Precision Castparts Corporation
HAR / Harman International Industries, Inc.
TWX / Warner Media LLC
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
PRU / Prudential Financial, Inc.
WDIV / SPDR Index Shares Funds - SPDR S&P Global Dividend ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
EPAC / Enerpac Tool Group Corp.
LSI / Life Storage Inc - Registered Shares
AOL /
WFM / Whole Foods Market, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
GTXO / GTX Corp
74005P104 / Praxair, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IXC / iShares Trust - iShares Global Energy ETF
TWC / Spectrum Management Holding Company LLC
CFNL / Cardinal Financial Corp.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
VODPF / Vodafone Group Public Limited Company
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
OEF / iShares Trust - iShares S&P 100 ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
POR / Portland General Electric Company
XGUTX / Gabelli Utility Trust (The)
MXI / iShares Trust - iShares Global Materials ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
RAI / Reynolds American, Inc.
EXP / Eagle Materials Inc.
POM / PEPCO Holdings, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
HL / Hecla Mining Company
GLAE / GlassBridge Enterprises, Inc.
ROVI / Rovi Corp.
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
WAG /
ALU / Alcatel Lucent
AMLP / ALPS ETF Trust - Alerian MLP ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
Powershares Qqq Tr Unit Ser 1 / UNIT SER 1 (73935A104)
Guggenheim Bulletshares 2013 Corporate B / GUGG CRP BD 2013 (18383M589)
Claymore Exchange Traded Fd Tr Guggenhei / GUGG BULL 2013 (18383M449)
Powershares Dvd Achievers Pt Powershares / DIV ACHV PRTF (73935X732)
Silicon Graphics Intl Corp Com / (82706L108)
KRFT /
UGI / UGI Corporation
KMP /
RY / Royal Bank of Canada
PNM / PNM Resources, Inc.
YRI / Yamana Gold Inc
NVE / Nv Energy, Inc.
IDA / IDACORP, Inc.
WR / Westar Energy, Inc.
AWR / American States Water Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
WY / Weyerhaeuser Company
SXL / Sunoco Logistics Partners L.P.
OCSL / Oaktree Specialty Lending Corporation
GG / Goldcorp, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
CASM / CAS Medical Systems, Inc.
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CVG / Convergys Corp.
EVV / Eaton Vance Limited Duration Income Fund
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
ISHARES / 14 AMT-FREE ETF (464289362)
ISHARES TR / 2016 INVTGR BD (46432FAD9)
LINE / Lineage, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / RVE HARD ETF (57060U795)
VGI / Virtus Global Multi-Sector Income Fund
NID / Nuveen Intermediate Duration Municipal Term Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
STI / Solidion Technology, Inc.
98235T107 / Wright Medical Group N.V.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
NUAN / Nuance Communications Inc
RF / Regions Financial Corporation
VZ / Verizon Communications Inc.
WEC / WEC Energy Group, Inc.
AAPL / Apple Inc.
GRX / The Gabelli Healthcare & Wellness Trust
CL / Colgate-Palmolive Company
KND / Kindred Healthcare, Inc.
HON / Honeywell International Inc.
DRI / Darden Restaurants, Inc.
LUV / Southwest Airlines Co.
SNA / Snap-on Incorporated
PFE / Pfizer Inc.
F / Ford Motor Company
IBM / International Business Machines Corporation
HPQ / HP Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PCG / PG&E Corporation
SWK / Stanley Black & Decker, Inc.
PM / Philip Morris International Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TSCO / Tractor Supply Company
ZG / Zillow Group, Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
ESRX / Express Scripts Holding Co.
61166W101 / Monsanto Co.
MOS / The Mosaic Company
EFV / iShares Trust - iShares MSCI EAFE Value ETF
CMS / CMS Energy Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
OGE / OGE Energy Corp.
T / AT&T Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AXP / American Express Company
KMB / Kimberly-Clark Corporation
JNJ / Johnson & Johnson
GE / General Electric Company
C / Citigroup Inc. - Corporate Bond/Note
PPL / PPL Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
AZO / AutoZone, Inc.
BAX / Baxter International Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CVS / CVS Health Corporation
UPS / United Parcel Service, Inc.
IAU / iShares Gold Trust
GIS / General Mills, Inc.
ETN / Eaton Corporation plc
NEE / NextEra Energy, Inc.
LOW / Lowe's Companies, Inc.
CVX / Chevron Corporation
WDFC / WD-40 Company
SO / The Southern Company
ABT / Abbott Laboratories
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EQC / Equity Commonwealth
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
PEG / Public Service Enterprise Group Incorporated
COP / ConocoPhillips
BMY / Bristol-Myers Squibb Company
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
WES / Western Midstream Partners, LP - Limited Partnership
JPM / JPMorgan Chase & Co.
EXC / Exelon Corporation
CMI / Cummins Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
CMCSA / Comcast Corporation
PSX / Phillips 66
ORCL / Oracle Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
INTC / Intel Corporation
WFC / Wells Fargo & Company
ADP / Automatic Data Processing, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
WMT / Walmart Inc.
QCOM / QUALCOMM Incorporated
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PEP / PepsiCo, Inc.
ACWI / iShares Trust - iShares MSCI ACWI ETF
MET / MetLife, Inc.
KO / The Coca-Cola Company
MMM / 3M Company
MCD / McDonald's Corporation
CLX / The Clorox Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
SLF / Sun Life Financial Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
PG / The Procter & Gamble Company
GOOGL / Alphabet Inc.
CCL / Carnival Corporation & plc
VTV / Vanguard Index Funds - Vanguard Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
HD / The Home Depot, Inc.
MRK / Merck & Co., Inc.
SBUX / Starbucks Corporation
JOE / The St. Joe Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SYY / Sysco Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IWB / iShares Trust - iShares Russell 1000 ETF
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
CSCO / Cisco Systems, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ALKS / Alkermes plc
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
XOM / Exxon Mobil Corporation
FHN / First Horizon Corporation
MSFT / Microsoft Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
RTX / RTX Corporation
AEP / American Electric Power Company, Inc.
NFLX / Netflix, Inc.
UNP / Union Pacific Corporation
TGT / Target Corporation
FDX / FedEx Corporation