Market Value345,338,000
Total Holdings193
File Date2019-07-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
MO / Altria Group, Inc.
SPGI / S&P Global Inc.
BBDC / Barings BDC, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
UNH / UnitedHealth Group Incorporated
SPHY / SPDR Series Trust - SPDR Portfolio High Yield Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
BGR / BlackRock Energy and Resources Trust
THQ / Abrdn Healthcare Opportunities Fund
RTX / RTX Corporation
MMM / 3M Company
JPM / JPMorgan Chase & Co.
WBA / Walgreens Boots Alliance, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
LLY / Eli Lilly and Company
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Put
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
DHR / Danaher Corporation
ADBE / Adobe Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
WMT / Walmart Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
PEP / PepsiCo, Inc.
JNJ / Johnson & Johnson
PM / Philip Morris International Inc.
MRK / Merck & Co., Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IDV / iShares Trust - iShares International Select Dividend ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
RSF / RiverNorth Capital and Income Fund, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
VVR / Invesco Senior Income Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
PFE / Pfizer Inc.
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
PG / The Procter & Gamble Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FSK / FS KKR Capital Corp.
ACWI / iShares Trust - iShares MSCI ACWI ETF
LEMB / iShares, Inc. - iShares J.P. Morgan EM Local Currency Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MHI / Pioneer Municipal High Income Fund, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
HD / The Home Depot, Inc.
EXC / Exelon Corporation
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
SFNC / Simmons First National Corporation
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CVX / Chevron Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
V / Visa Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
AAPL / Apple Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SO / The Southern Company
IBM / International Business Machines Corporation
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
UNP / Union Pacific Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
VZ / Verizon Communications Inc.
MCD / McDonald's Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
CME / CME Group Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IYT / iShares Trust - iShares U.S. Transportation ETF
META / Meta Platforms, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
NI / NiSource Inc.
GBX / The Greenbrier Companies, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
T / AT&T Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
BAC / Bank of America Corporation
IWN / iShares Trust - iShares Russell 2000 Value ETF
KO / The Coca-Cola Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SBI / Western Asset Intermediate Muni Fund Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MUB / iShares Trust - iShares National Muni Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
TMP / Tompkins Financial Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
QQQ / Invesco QQQ Trust, Series 1
MSFT / Microsoft Corporation
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
EFA / iShares Trust - iShares MSCI EAFE ETF
UPS / United Parcel Service, Inc.
UPS / United Parcel Service, Inc. Put
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
CSCO / Cisco Systems, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
ARCC / Ares Capital Corporation
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GE / General Electric Company
XOM / Exxon Mobil Corporation