Market Value110,614,000
Total Holdings365
File Date2020-02-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RPM / RPM International Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
EL / The Estée Lauder Companies Inc.
EVR / Evercore Inc.
FNLC / The First Bancorp, Inc.
ORI / Old Republic International Corporation
XSW / SPDR Series Trust - SPDR S&P Software & Services ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
US8865471085 / Tiffany & Co.
ALABAMA POWER CO 4.60000 PFD (Call Date 02/01/20) / Preferred Stock (010392405)
ALL.PRD / Allstate Corp. (The)
RNLC / First Trust Exchange-Traded Fund VI - Large Cap US Equity Select ETF
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
IXC / iShares Trust - iShares Global Energy ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
DUK / Duke Energy Corporation
UNP / Union Pacific Corporation
CMCSA / Comcast Corporation
NTDOY / Nintendo Co., Ltd. - Depositary Receipt (Common Stock)
CGC / Canopy Growth Corporation
MRK / Merck & Co., Inc.
MDU / MDU Resources Group, Inc.
CSCO / Cisco Systems, Inc.
RCL / Royal Caribbean Cruises Ltd.
LAD / Lithia Motors, Inc.
GE / General Electric Company
CIM COML TR CORP 5.5 PFD SER A (Call Date 05/18/23) / Preferred Stock (125525725)
CIM COML TR CORP 5.5 PFD SER A (Call Date 05/17/24) / Preferred Stock (125525576)
CIM COML TR CORP PFD 5.50000 (Call Date 10/20/22) / Preferred Stock (125525790)
CIM COML TR CORP PFD SER A (Call Date 06/28/23) / Preferred Stock (125525733)
UUUU / Energy Fuels Inc.
EGBN / Eagle Bancorp, Inc.
EVN / Eaton Vance Municipal Income Trust
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
SDIV / Global X Funds - Global X SuperDividend ETF
DIV / Global X Funds - Global X SuperDividend U.S. ETF
HUN / Huntsman Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
BIBL / Northern Lights Fund Trust IV - Inspire 100 ETF
NOC / Northrop Grumman Corporation
NTR / Nutrien Ltd.
VLO / Valero Energy Corporation
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FLS / Flowserve Corporation
GLD / SPDR Gold Trust
PM / Philip Morris International Inc.
RTN / Raytheon Co.
SHOP / Shopify Inc.
SIRI / Sirius XM Holdings Inc.
SNAP / Snap Inc.
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
SBUX / Starbucks Corporation
SYK / Stryker Corporation
GIM / Templeton Global Income Fund
UGI / UGI Corporation
EVM / Eaton Vance California Municipal Bond Fund
EIM / Eaton Vance Municipal Bond Fund
BTO / John Hancock Financial Opportunities Fund
AWK / American Water Works Company, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
YYY / Amplify ETF Trust - Amplify High Income ETF
ABBV / AbbVie Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
SQ / Block, Inc.
OKE / ONEOK, Inc.
KO / The Coca-Cola Company
KMB / Kimberly-Clark Corporation
ORCL / Oracle Corporation
ETSY / Etsy, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TU / TELUS Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CVS / CVS Health Corporation
ARCO / Arcos Dorados Holdings Inc.
ADI / Analog Devices, Inc.
CRBP / Corbus Pharmaceuticals Holdings, Inc.
ABT / Abbott Laboratories
AMD / Advanced Micro Devices, Inc.
GOOGL / Alphabet Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
EYES / Vivani Medical Inc
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
/ Gladstone Land Corp
LVHD / Legg Mason ETF Investment Trust - Franklin U.S. Low Volatility High Dividend Index ETF
IWM / iShares Trust - iShares Russell 2000 ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
IAU / iShares Gold Trust
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
/ Weight Watchers International, Inc.
VOX / Vanguard World Fund - Vanguard Communication Services ETF
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
IYT / iShares Trust - iShares U.S. Transportation ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
SPMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Momentum ETF
IWX / iShares Trust - iShares Russell Top 200 Value ETF
NEE / NextEra Energy, Inc.
W / Wayfair Inc.
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
CTVA / Corteva, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
ACN / Accenture plc
CCL / Carnival Corporation & plc
JBLU / JetBlue Airways Corporation
ITW / Illinois Tool Works Inc.
OLED / Universal Display Corporation
SNA / Snap-on Incorporated
F / Ford Motor Company
DFS / Discover Financial Services
33737M508 / First Trust Mega Cap AlphaDEX Fund
KMI / Kinder Morgan, Inc.
ISMD / Northern Lights Fund Trust IV - Inspire Small/Mid Cap ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTS / Fortis Inc.
GM / General Motors Company
FILL / iShares, Inc. - iShares MSCI Global Energy Producers ETF
FE / FirstEnergy Corp.
ICF / iShares Trust - iShares Select U.S. REIT ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
AXON / Axon Enterprise, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
CNP / CenterPoint Energy, Inc.
LNG / Cheniere Energy, Inc.
CIM COML TR CORP 5.5 PFD SER A / Preferred Stock (125526202)
CIM COML TR CORP 5.5 SER A PFD / Preferred Stock (125526301)
CIM COML TR CORP PFD SER A / Preferred Stock (125525691)
CIM COML TR CORP PFD SER A (Call Date 01/19/23) / Preferred Stock (125525766)
CIM COML TR CORP PFD SER A (Call Date 12/22/22) / Preferred Stock (125525774)
CIM COML TR CORP PFD SER A 5.50000 / Preferred Stock (125525832)
CIM COML TR CORP PFD SER A 5.50000 (Call Date 11/17/22) / Preferred Stock (125525782)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
FCEF / First Trust Exchange-Traded Fund VIII - First Trust Income Opportunities ETF
IOTS / Adesto Technologies Corporation
PKG / Packaging Corporation of America
DB / Deutsche Bank Aktiengesellschaft
DIS / The Walt Disney Company
BAC / Bank of America Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PRU / Prudential Financial, Inc.
PYPL / PayPal Holdings, Inc.
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
DOW / Dow Inc.
WTRG / Essential Utilities, Inc.
FTNT / Fortinet, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
TMO / Thermo Fisher Scientific Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SRVR / Pacer Funds Trust - Pacer Data & Infrastructure Real Estate ETF
DE / Deere & Company
GOOXF / Givot Olam Oil Exploration-Limited Partnership(1993)
TRV / The Travelers Companies, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SEE / Sealed Air Corporation
CSM / ProShares Trust - ProShares Large Cap Core Plus
FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF
WTS / Watts Water Technologies, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
AIA / iShares Trust - iShares Asia 50 ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
HDV / iShares Trust - iShares Core High Dividend ETF
LNNGY / Li Ning Company Limited - Depositary Receipt (Common Stock)
IXG / iShares Trust - iShares Global Financials ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
FCTR / First Trust Exchange-Traded Fund - First Trust Lunt U.S. Factor Rotation ETF
IXP / iShares Trust - iShares Global Comm Services ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
DOW / Dow Inc.
UBER / Uber Technologies, Inc.
SEAS / United Parks & Resorts Inc.
C / Citigroup Inc. - Corporate Bond/Note
VZ / Verizon Communications Inc.
743263AA3 / Progress Energy, Inc. Bond
QCOM / QUALCOMM Incorporated
NKE / NIKE, Inc.
FIS / Fidelity National Information Services, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
IRTC / iRhythm Technologies, Inc.
ENB / Enbridge Inc.
TJX / The TJX Companies, Inc.
BX / Blackstone Inc.
AEE / Ameren Corporation
USB / U.S. Bancorp
ADBE / Adobe Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PEG / Public Service Enterprise Group Incorporated
SYY / Sysco Corporation
QLD / ProShares Trust - ProShares Ultra QQQ
EA / Electronic Arts Inc.
NSRGF / Nestlé S.A.
SPY / SPDR S&P 500 ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IRBT / iRobot Corporation
AFL / Aflac Incorporated
TDOC / Teladoc Health, Inc.
PAYX / Paychex, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ATO / Atmos Energy Corporation
XLNX / Xilinx, Inc.
/ Windstream Holdings, Inc
CBRL / Cracker Barrel Old Country Store, Inc.
PPL / PPL Corporation
FMCC / Federal Home Loan Mortgage Corporation
NI / NiSource Inc.
DG / Dollar General Corporation
PEP / PepsiCo, Inc.
ALL / The Allstate Corporation
BMY / Bristol-Myers Squibb Company
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
TNDM / Tandem Diabetes Care, Inc.
PFE / Pfizer Inc.
LUV / Southwest Airlines Co.
QQQ / Invesco QQQ Trust, Series 1
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
T / AT&T Inc.
MDT / Medtronic plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DRI / Darden Restaurants, Inc.
GAFFX / Growth Fund Of America - Growth Fund of America - Class F-3
ED / Consolidated Edison, Inc.
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
SENS / Senseonics Holdings, Inc.
AEP / American Electric Power Company, Inc.
CRON / Cronos Group Inc.
ZNOG / Zion Oil & Gas, Inc.
OGS / ONE Gas, Inc.
NSC / Norfolk Southern Corporation
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
TGT / Target Corporation
MU / Micron Technology, Inc.
ACB / Aurora Cannabis Inc.
LDOS / Leidos Holdings, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
GNLKQ / GeneLink, Inc.
ASIX / AdvanSix Inc.
DAL / Delta Air Lines, Inc.
HON / Honeywell International Inc.
CYBR / CyberArk Software Ltd.
STX / Seagate Technology Holdings plc
LUMN / Lumen Technologies, Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
MMM / 3M Company
VPU / Vanguard World Fund - Vanguard Utilities ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
PANW / Palo Alto Networks, Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
SO / The Southern Company
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
GOOG / Alphabet Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
RSPS / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Consumer Staples ETF
UNH / UnitedHealth Group Incorporated
WMT / Walmart Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
COST / Costco Wholesale Corporation
MCD / McDonald's Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
PG / The Procter & Gamble Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IXN / iShares Trust - iShares Global Tech ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
VIS / Vanguard World Fund - Vanguard Industrials ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IBM / International Business Machines Corporation
META / Meta Platforms, Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
AAPL / Apple Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
AMZN / Amazon.com, Inc.
V / Visa Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
HD / The Home Depot, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
LHX / L3Harris Technologies, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CVX / Chevron Corporation
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
MSFT / Microsoft Corporation
BA / The Boeing Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
JNJ / Johnson & Johnson
IVE / iShares Trust - iShares S&P 500 Value ETF
APO / Apollo Global Management, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
XRT / SPDR Series Trust - SPDR S&P Retail ETF
JPM / JPMorgan Chase & Co.
CRM / Salesforce, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
MA / Mastercard Incorporated
LLY / Eli Lilly and Company
XOM / Exxon Mobil Corporation
ARCC / Ares Capital Corporation
RTX / RTX Corporation
BRK.B / Berkshire Hathaway Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
NFLX / Netflix, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
MCR / MFS Charter Income Trust
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
NVDA / NVIDIA Corporation