Market Value471,161,000
Total Holdings296
File Date2018-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
KEY / KeyCorp
EFA / iShares Trust - iShares MSCI EAFE ETF
US922417AD23 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
CIEN / Ciena Corporation
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
SP / SP Plus Corporation
TXT / Textron Inc.
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
GDV / The Gabelli Dividend & Income Trust
IAC / IAC Inc.
PSLV / Sprott Physical Silver Trust
PMM / Putnam Managed Municipal Income Trust
GIM / Templeton Global Income Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
EL / The Estée Lauder Companies Inc.
SUSC / iShares Trust - iShares ESG Aware USD Corporate Bond ETF
BFOR / ALPS ETF Trust - Barron's 400 ETF
EFT / Eaton Vance Floating-Rate Income Trust
SRPT / Sarepta Therapeutics, Inc.
CTT / CatchMark Timber Trust Inc - Class A
AGFS / AgroFresh Solutions Inc
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SLV / iShares Silver Trust
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
GOOG / Alphabet Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
UTG / Reaves Utility Income Fund
RTX / RTX Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MAS / Masco Corporation
SPY / SPDR S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
CVX / Chevron Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PHYS / Sprott Physical Gold Trust
PG / The Procter & Gamble Company
GLW / Corning Incorporated
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
KMB / Kimberly-Clark Corporation
QLD / ProShares Trust - ProShares Ultra QQQ
ADP / Automatic Data Processing, Inc.
IGR / CBRE Global Real Estate Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
WFC / Wells Fargo & Company
VTV / Vanguard Index Funds - Vanguard Value ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ITW / Illinois Tool Works Inc.
RJF / Raymond James Financial, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
XOM / Exxon Mobil Corporation
LUMN / Lumen Technologies, Inc.
VZ / Verizon Communications Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
/ BlackRock Municipal 2020 Term Trust
US92343XAA81 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
61166W101 / Monsanto Co.
872307903 / TCF Financial Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
US09061GAF81 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
LTXB / LegacyTexas Financial Group Inc.
IBD / Northern Lights Fund Trust IV - Inspire Corporate Bond ETF
KSS / Kohl's Corporation
/ BlackRock Municipal Income Investment Trust
AABA / Altaba Inc
OZRK / Bank of the Ozarks, Inc.
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
IBDK / iShares iBonds Dec 2019 Term Corporate ETF
APU / AmeriGas Partners, L.P.
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
DOG / ProShares Trust - ProShares Short Dow30
VFL / abrdn National Municipal Income Fund
GRMN / Garmin Ltd.
WBT / Welbilt Inc
AET / Aetna, Inc.
RHI / Robert Half Inc.
NWL / Newell Brands Inc.
GLD / SPDR Gold Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
US8865471085 / Tiffany & Co.
TWOU / 2U, Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
LLY / Eli Lilly and Company
HSY / The Hershey Company
META / Meta Platforms, Inc.
MET / MetLife, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
ORCL / Oracle Corporation
MO / Altria Group, Inc.
AAPL / Apple Inc.
BA / The Boeing Company
LMT / Lockheed Martin Corporation
SPGI / S&P Global Inc.
WM / Waste Management, Inc.
WY / Weyerhaeuser Company
SBUX / Starbucks Corporation
UPS / United Parcel Service, Inc.
MS / Morgan Stanley
BRK.A / Berkshire Hathaway Inc.
MCD / McDonald's Corporation
T / AT&T Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
CVS / CVS Health Corporation
TSN / Tyson Foods, Inc.
TPR / Tapestry, Inc.
COST / Costco Wholesale Corporation
AEP / American Electric Power Company, Inc.
DE / Deere & Company
PYPL / PayPal Holdings, Inc.
MU / Micron Technology, Inc.
MDLZ / Mondelez International, Inc.
CAT / Caterpillar Inc.
LUV / Southwest Airlines Co.
DIS / The Walt Disney Company
PSX / Phillips 66
PRU / Prudential Financial, Inc.
OXY / Occidental Petroleum Corporation
JNJ / Johnson & Johnson
QCOM / QUALCOMM Incorporated
SYY / Sysco Corporation
KHC / The Kraft Heinz Company
D / Dominion Energy, Inc.
NTRS / Northern Trust Corporation
FIDI / Fidelity Covington Trust - Fidelity International High Dividend ETF
PPL / PPL Corporation
PII / Polaris Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
CL / Colgate-Palmolive Company
CI / The Cigna Group
CHD / Church & Dwight Co., Inc.
MSI / Motorola Solutions, Inc.
MCO / Moody's Corporation
ZTS / Zoetis Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PBF / PBF Energy Inc.
GIS / General Mills, Inc.
RTN / Raytheon Co.
FFIV / F5, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
ETR / Entergy Corporation
GILD / Gilead Sciences, Inc.
NAVB / Navidea Biopharmaceuticals, Inc.
BMY / Bristol-Myers Squibb Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BIIB / Biogen Inc.
STI / Solidion Technology, Inc.
VLO / Valero Energy Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MAR / Marriott International, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AMXVF / America Movil S.A.B.DE C.V. - Series L
APH / Amphenol Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
ALL / The Allstate Corporation
USB / U.S. Bancorp
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
AXAS / Abraxas Petroleum Corp.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
GVIP / Goldman Sachs ETF Trust - Goldman Sachs Hedge Industry VIP ETF
CNI / Canadian National Railway Company
DVY / iShares Trust - iShares Select Dividend ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
COP / ConocoPhillips
TWTR / Twitter Inc
DOW / Dow Inc.
TGNA / TEGNA Inc.
CLX / The Clorox Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
HOMB / Home Bancshares, Inc. (Conway, AR)
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
AFL / Aflac Incorporated
BYM / BlackRock Municipal Income Quality Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
GOOGL / Alphabet Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CNP / CenterPoint Energy, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
INTC / Intel Corporation
MSFT / Microsoft Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
MBB / iShares Trust - iShares MBS ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
CMCSA / Comcast Corporation
FPF / First Trust Intermediate Duration Preferred & Income Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BRK.B / Berkshire Hathaway Inc.
CMI / Cummins Inc.
NVDA / NVIDIA Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
PFL / PIMCO Income Strategy Fund
JLS / Nuveen Mortgage and Income Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FSK / FS KKR Capital Corp.
NAD / Nuveen Quality Municipal Income Fund
PNC / The PNC Financial Services Group, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
ESGD / iShares Trust - iShares ESG Aware MSCI EAFE ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
CMS / CMS Energy Corporation
NVG / Nuveen AMT-Free Municipal Credit Income Fund
GS / The Goldman Sachs Group, Inc.
KO / The Coca-Cola Company
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
EMR / Emerson Electric Co.
IWM / iShares Trust - iShares Russell 2000 ETF
F / Ford Motor Company
SVM / Silvercorp Metals Inc.
KLAC / KLA Corporation
HUM / Humana Inc.
RAD / Rite Aid Corp.
YUM / Yum! Brands, Inc.
CELG / Celgene Corp.
TROW / T. Rowe Price Group, Inc.
PGR / The Progressive Corporation
SJM / The J. M. Smucker Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
BBY / Best Buy Co., Inc.
UNP / Union Pacific Corporation
ALPN / Alpine Immune Sciences, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
PAYX / Paychex, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
IVE / iShares Trust - iShares S&P 500 Value ETF
CDW / CDW Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
LEO / BNY Mellon Strategic Municipals, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
ELV / Elevance Health, Inc.
TXN / Texas Instruments Incorporated
UNM / Unum Group
DAL / Delta Air Lines, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HRB / H&R Block, Inc.
STT / State Street Corporation
ADBE / Adobe Inc.
PEAK / Healthpeak Properties, Inc.
FDX / FedEx Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
AMZN / Amazon.com, Inc.
ABBV / AbbVie Inc.
IBM / International Business Machines Corporation
ABT / Abbott Laboratories
ADM / Archer-Daniels-Midland Company
CSCO / Cisco Systems, Inc.
NKE / NIKE, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
RF / Regions Financial Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
COF / Capital One Financial Corporation
AXP / American Express Company
MDY / SPDR S&P MidCap 400 ETF Trust
NUV / Nuveen Municipal Value Fund, Inc.
INTU / Intuit Inc.
OKE / ONEOK, Inc.
BAX / Baxter International Inc.
HON / Honeywell International Inc.
ED / Consolidated Edison, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
EXC / Exelon Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NOC / Northrop Grumman Corporation
MMM / 3M Company
WBA / Walgreens Boots Alliance, Inc.
ARCC / Ares Capital Corporation
SRE / Sempra
HD / The Home Depot, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
FE / FirstEnergy Corp.
AMGN / Amgen Inc.
V / Visa Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF