Market Value40,991,000
Total Holdings32
File Date2019-08-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
US19624RAA41 / Colony Capital, Inc. Bond
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
REM / iShares Trust - iShares Mortgage Real Estate ETF
APO / Apollo Global Management, Inc.
US29404KAA43 / Envestnet, Inc. 1.75% Bond Due 12/15/2019
302301AB2 / Ezcorp, Inc. Bond
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
TEI / Templeton Emerging Markets Income Fund
ADX / Adams Diversified Equity Fund, Inc.
VZ / Verizon Communications Inc.
OAK / Oaktree Capital Group, LLC
US69329YAG98 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
US69329Y1047 / PDL BioPharma, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
34385PAA6 / Fluidigm Corp. Bond
ARCC / Ares Capital Corporation
AAPL / Apple Inc.
IBM / International Business Machines Corporation
US427096AF94 / Hercules Capital Inc Bond
US302301AE67 / Ezcorp Inc Bond
BX / Blackstone Inc.
SPY / SPDR S&P 500 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
XOM / Exxon Mobil Corporation
OCSL / Oaktree Specialty Lending Corporation
BTZ / BlackRock Credit Allocation Income Trust
CVX / Chevron Corporation
PBI / Pitney Bowes Inc.
SLRC / SLR Investment Corp.
AWF / AllianceBernstein Global High Income Fund
CODI / Compass Diversified
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PSEC / Prospect Capital Corporation
CSQ / Calamos Strategic Total Return Fund
HYT / BlackRock Corporate High Yield Fund, Inc.