Market Value421,959,000
Total Holdings327
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ACTG / Acacia Research Corporation
ADX / Adams Diversified Equity Fund, Inc.
AET / Aetna, Inc.
AGU / Agrium Inc.
ARG / Airgas, Inc.
ALU / Alcatel Lucent
ALGT / Allegiant Travel Company
ALL / The Allstate Corporation
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AGNC / AGNC Investment Corp.
VER / VEREIT Inc
AMGN / Amgen Inc.
NLY / Annaly Capital Management, Inc.
AAPL / Apple Inc.
ADM / Archer-Daniels-Midland Company
ARNA / Arena Pharmaceuticals Inc
ARCC / Ares Capital Corporation
ASB / Associated Banc-Corp
AZC / Augusta Resource Corp
ADP / Automatic Data Processing, Inc.
C / Citigroup Inc. - Corporate Bond/Note
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BMO / Bank of Montreal
06740L493 / iPath US Treasury 10-year Bull ETN
GOLD / Barrick Mining Corporation
BRK.B / Berkshire Hathaway Inc.
D / Dominion Energy, Inc.
BCRX / BioCryst Pharmaceuticals, Inc.
BLACKROCK STRTGC BOND TR / (09249G106)
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
VTOL / Bristow Group Inc.
CVS / CVS Health Corporation
CMO / Capstead Mortgage Corp.
CAH / Cardinal Health, Inc.
CAT / Caterpillar Inc.
CELG / Celgene Corp.
153501101 / Central Fund of Canada Ltd.
GTU / Central Gold Trust
CET / Central Securities Corporation
385002100 / Gramercy Property Trust Inc.
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CSCO / Cisco Systems, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
KO / The Coca-Cola Company
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
CMCSA / Comcast Corporation
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
CMI / Cummins Inc.
INSI / Insight Select Income Fund
233153204 / DCT Industrial Trust, Inc.
DNP / DNP Select Income Fund Inc.
DWS STRATEGIC INCOME TR / SHS (23338N104)
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
DWS HIGH INCOME OPPORT FD IN / (23339M204)
DRI / Darden Restaurants, Inc.
DVA / DaVita Inc.
DE / Deere & Company
DELL / Dell Technologies Inc.
DNDN /
DIS / The Walt Disney Company
DTV / DTE Energy Company
DOW / Dow Inc.
DRWIW / Dragonwave, Inc.
DHF / BNY Mellon High Yield Strategies Fund
DOW / Dow Inc.
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
ELNK / EarthLink Holdings Corp.
XETWX / Eaton Vance Tax-Managed Global
EMR / Emerson Electric Co.
SXL / Sunoco Logistics Partners L.P.
ENS / EnerSys
EPD / Enterprise Products Partners L.P. - Limited Partnership
XOM / Exxon Mobil Corporation
FTI / TechnipFMC plc
FCN / FTI Consulting, Inc.
META / Meta Platforms, Inc.
FAST / Fastenal Company
FIS / Fidelity National Information Services, Inc.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FHY / First Trust Strategic High Income Fund II
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FIF / First Trust Energy Infrastructure Fund
FSD / First Trust High Income Long/Short Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
FLR / Fluor Corporation
F / Ford Motor Company
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
GAB / The Gabelli Equity Trust Inc.
GAM / General American Investors Company, Inc.
GD / General Dynamics Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GILD / Gilead Sciences, Inc.
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
GES / Guess?, Inc.
HAL / Halliburton Company
PDT / John Hancock Premium Dividend Fund
HNSN / Hansen Medical, Inc.
HOG / Harley-Davidson, Inc.
HIG / The Hartford Insurance Group, Inc.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HTLF / Heartland Financial USA, Inc.
HELIOS HIGH YIELD FD / (42328Q109)
HD / The Home Depot, Inc.
HME / Home Properties, Inc.
HON / Honeywell International Inc.
HRL / Hormel Foods Corporation
ITW / Illinois Tool Works Inc.
INFN / Infinera Corporation
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
ISRG / Intuitive Surgical, Inc.
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
ECH / iShares, Inc. - iShares MSCI Chile ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
JXI / iShares Trust - iShares Global Utilities ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
HDV / iShares Trust - iShares Core High Dividend ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
JOSB / Bank Jos A Clothiers Inc
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
K / Kellanova
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KMP /
KSS / Kohl's Corporation
KRFT /
KR / The Kroger Co.
LVS / Las Vegas Sands Corp.
XUSAX / Liberty All Star Equity Fund
LLY / Eli Lilly and Company
LINE / Lineage, Inc.
LOW / Lowe's Companies, Inc.
MGEE / MGE Energy, Inc.
MMP / Magellan Midstream Partners L.P.
HYF / Managed High Yield Plus Fund, Inc.
MTW / The Manitowoc Company, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / LATAM AGGR BD (57060U431)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
XCMKX / MFS Intermarket Income Trust I
MSFT / Microsoft Corporation
MDLZ / Mondelez International, Inc.
MTS / Montgomery Street Income Securities, Inc.
NPK / National Presto Industries, Inc.
NAVB / Navidea Biopharmaceuticals, Inc.
GF / The New Germany Fund, Inc.
NYCB / Flagstar Financial, Inc.
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NXQ / Nuveen Select Tax-Free Income Portfolio 2
NVDA / NVIDIA Corporation
OLN / Olin Corporation
OCR /
ORCL / Oracle Corporation
US69329Y1047 / PDL BioPharma, Inc.
PNC / The PNC Financial Services Group, Inc.
PNRA / Panera Bread Co.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
OWE / Obsidian Energy Ltd.
PEP / PepsiCo, Inc.
PETROLEUM & RES CORP / (716549100)
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PDM / Piedmont Realty Trust, Inc.
RCS / PIMCO Strategic Income Fund, Inc.
PHK / PIMCO High Income Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PLG / Platinum Group Metals Ltd.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / GOLDEN DRG CHINA (73935X401)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II / KBW YIELD REIT (73936Q819)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / PWRSH S&P500HI (73937B654)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
UYG / ProShares Trust - ProShares Ultra Financials
PEG / Public Service Enterprise Group Incorporated
PIM / Putnam Master Intermediate Income Trust
QCOM / QUALCOMM Incorporated
QUIK / QuickLogic Corporation
RGORF / Randgold Resources Ltd.
RYN / Rayonier Inc.
RTN / Raytheon Co.
O / Realty Income Corporation
RCII / Upbound Group Inc
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
R / Ryder System, Inc.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
SM / SM Energy Company
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
IRY / SPDR(R) S&P(R) International Health Care Sector ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SEM / Select Medical Holdings Corporation
SQNM / Sequenom, Inc.
SIRI / Sirius XM Holdings Inc.
SJM / The J. M. Smucker Company
SO / The Southern Company
SCCO / Southern Copper Corporation
LSI / Life Storage Inc - Registered Shares
SBUX / Starbucks Corporation
TGT / Target Corporation
TISI / Team, Inc.
TFX / Teleflex Incorporated
XTDFX / Templeton Dragon Fund, Inc.
GIM / Templeton Global Income Fund
TSLA / Tesla, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TMO / Thermo Fisher Scientific Inc.
MMM / 3M Company
TYG / Tortoise Energy Infrastructure Corporation
TPZ / Tortoise Essential Energy Fund
TWER / Towerstream Corporation
TAC / TransAlta Corporation
USB / U.S. Bancorp
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
URI / United Rentals, Inc.
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
VLO / Valero Energy Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
WMT / Walmart Inc.
WAG /
WFC / Wells Fargo & Company
ERC / Allspring Multi-Sector Income Fund
WTBA / West Bancorporation, Inc.
MHY / Man ETF Series Trust - Man Active High Yield ETF
HYI / Western Asset High Yield Opportunity Fund Inc.
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
JW.A / John Wiley & Sons Inc. - Class A
WMB / The Williams Companies, Inc.
/ Windstream Holdings, Inc
WEC / WEC Energy Group, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XEL / Xcel Energy Inc.
YUM / Yum! Brands, Inc.
ZALICUS INC / (98887C105)
ZBH / Zimmer Biomet Holdings, Inc.
ZION / Zions Bancorporation, National Association
BG / Bunge Global SA
ETN / Eaton Corporation plc
ICLR / ICON Public Limited Company
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
TEU / Box Ships Inc.