Market Value173,621,000
Total Holdings52
File Date2013-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NLY / Annaly Capital Management, Inc.
ARR / ARMOUR Residential REIT, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
XCIIX / BlackRock Enhanced Capital and
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
MPC / Marathon Petroleum Corporation
CVS / CVS Health Corporation
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
CAT / Caterpillar Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
F / Ford Motor Company
UNH / UnitedHealth Group Incorporated
C.WSA / Citigroup, Inc.
EOG / EOG Resources, Inc.
HMY / Harmony Gold Mining Company Limited - Depositary Receipt (Common Stock)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
JPM / JPMorgan Chase & Co.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KYTH / Kythera Biopharma
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
POWERSHARES GLOBAL ETF TRUST / WK VRDO TX FR (73936T433)
PCP / Precision Castparts Corporation
JPM / JPMorgan Chase & Co.
RYDEX ETF TRUST / GUG S&P 500 PU GR (78355W403)
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PPG / PPG Industries, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DWM / WisdomTree Trust - WisdomTree International Equity Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
SWN / Southwestern Energy Company
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
TXN / Texas Instruments Incorporated
ULSGF / UBS AG
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
YOKU / Youku Tudou Inc.
CB / Chubb Limited
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
CMF / iShares Trust - iShares California Muni Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
MCK / McKesson Corporation
CSCO / Cisco Systems, Inc.
PFE / Pfizer Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
AAPL / Apple Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund