Market Value329,335,000
Total Holdings257
File Date2018-08-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
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LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GE / General Electric Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TD / The Toronto-Dominion Bank
HDV / iShares Trust - iShares Core High Dividend ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
JXI / iShares Trust - iShares Global Utilities ETF
SIRI / Sirius XM Holdings Inc.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
ADI / Analog Devices, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
DBC / Invesco DB Commodity Index Tracking Fund
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
OASI / O'Shares FTSE Asia Pacific Quality Dividend ETF
CERN / Cerner Corp.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
ERUS / BlackRock Institutional Trust Company N.A. - iShares MSCI Russia ETF
SDIV / Global X Funds - Global X SuperDividend ETF
HBM / Hudbay Minerals Inc.
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
IWV / iShares Trust - iShares Russell 3000 ETF
QID / ProShares Trust - ProShares UltraShort QQQ
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
DYLS / WisdomTree Dynamic Long/Short U.S. Equity Fund
K3ED / China Telecom Corporation Ltd.
/ Claymore CEF GS Connect ETN
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
IAT / iShares Trust - iShares U.S. Regional Banks ETF
MCHI / iShares Trust - iShares MSCI China ETF
IDCC / InterDigital, Inc.
SHPG / Shire Plc.
LEA / Lear Corporation
UTHR / United Therapeutics Corporation
ALTY / Global X Funds - Global X Alternative Income ETF
NS / NuStar Energy L.P. - Limited Partnership
FXE / Invesco CurrencyShares Euro Trust
GSBD / Goldman Sachs BDC, Inc.
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
NVDA / NVIDIA Corporation
FVE / Five Star Senior Living Inc.
LAZ / Lazard, Inc.
GGG / Graco Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
14161H108 / Cardtronics PLC
SNY / Sanofi - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
YYY / Amplify ETF Trust - Amplify High Income ETF
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
AVX / AVX Corp.
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
ILF / iShares Trust - iShares Latin America 40 ETF
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
MKSI / MKS Inc.
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
INVA / Innoviva, Inc.
FXY / Invesco CurrencyShares Japanese Yen Trust
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
MAIN / Main Street Capital Corporation
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
FXY / Invesco CurrencyShares Japanese Yen Trust
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
ULSGF / UBS AG
USRT / iShares Trust - iShares Core U.S. REIT ETF
USO / United States Oil Fund, LP - Limited Partnership
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
AKS / AK Steel Holding Corp.
MBTF / MBT Financial Corp.
PHDG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF
MCEF / First Trust Exchange-Traded Fund VIII - First Trust Municipal CEF Income Opportunity ETF
OUSA / ALPS ETF Trust - ALPS | O'Shares U.S. Quality Dividend ETF
US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
SAFM / Sanderson Farms, Inc.
CLB / Core Laboratories Inc.
BMG253431073 / Cosan Ltd.
MMP / Magellan Midstream Partners L.P.
CCJ / Cameco Corporation
ORCL / Oracle Corporation
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
ADNT / Adient plc
RTN / Raytheon Co.
IYJ / iShares Trust - iShares U.S. Industrials ETF
ANDV / Andeavor Corp.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
MELI / MercadoLibre, Inc.
MORT / VanEck ETF Trust - VanEck Mortgage REIT Income ETF
GM / General Motors Company
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
ICPT / Intercept Pharmaceuticals Inc
KT / KT Corporation - Depositary Receipt (Common Stock)
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
DEO / Diageo plc - Depositary Receipt (Common Stock)
SWK / Stanley Black & Decker, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
HUM / Humana Inc.
MAT / Mattel, Inc.
SRCL / Stericycle, Inc.
ESRX / Express Scripts Holding Co.
PEAK / Healthpeak Properties, Inc.
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
M / Macy's, Inc.
UNH / UnitedHealth Group Incorporated
COST / Costco Wholesale Corporation
BBBY / Bed Bath & Beyond, Inc.
CSCO / Cisco Systems, Inc.
AEP / American Electric Power Company, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
WM / Waste Management, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NUE / Nucor Corporation
D / Dominion Energy, Inc.
NKE / NIKE, Inc.
ETN / Eaton Corporation plc
AXP / American Express Company
FCEF / First Trust Exchange-Traded Fund VIII - First Trust Income Opportunities ETF
WMT / Walmart Inc.
WELL / Welltower Inc.
CMP / Compass Minerals International, Inc.
MCK / McKesson Corporation
BK / The Bank of New York Mellon Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
LUV / Southwest Airlines Co.
AAL / American Airlines Group Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
LZB / La-Z-Boy Incorporated
NZF / Nuveen Municipal Credit Income Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
AMGN / Amgen Inc.
CLX / The Clorox Company
HBAN / Huntington Bancshares Incorporated
BA / The Boeing Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
LPX / Louisiana-Pacific Corporation
STZ / Constellation Brands, Inc.
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
LYB / LyondellBasell Industries N.V.
NVS / Novartis AG - Depositary Receipt (Common Stock)
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
PSEC / Prospect Capital Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
MDT / Medtronic plc
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
XOM / Exxon Mobil Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MUB / iShares Trust - iShares National Muni Bond ETF
IWC / iShares Trust - iShares Micro-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BAC / Bank of America Corporation
EXC / Exelon Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PNC / The PNC Financial Services Group, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PDI / PIMCO Dynamic Income Fund
V / Visa Inc.
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
AMLP / ALPS ETF Trust - Alerian MLP ETF
LEG / Leggett & Platt, Incorporated
HON / Honeywell International Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QQQ / Invesco QQQ Trust, Series 1
PM / Philip Morris International Inc.
FCX / Freeport-McMoRan Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
GOOG / Alphabet Inc.
CAT / Caterpillar Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CINF / Cincinnati Financial Corporation
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
TSI / TCW Strategic Income Fund, Inc.
FM / iShares, Inc. - iShares Frontier and Select EM ETF
KMB / Kimberly-Clark Corporation
GLD / SPDR Gold Trust
JPM / JPMorgan Chase & Co.
AAPL / Apple Inc.
GILD / Gilead Sciences, Inc.
LMT / Lockheed Martin Corporation
INTC / Intel Corporation
GOOGL / Alphabet Inc.
MCD / McDonald's Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LLY / Eli Lilly and Company
BMY / Bristol-Myers Squibb Company
DOW / Dow Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DVY / iShares Trust - iShares Select Dividend ETF
TGT / Target Corporation
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IWB / iShares Trust - iShares Russell 1000 ETF
OEF / iShares Trust - iShares S&P 100 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
DIS / The Walt Disney Company
UNP / Union Pacific Corporation
PEP / PepsiCo, Inc.
LOW / Lowe's Companies, Inc.
DUK / Duke Energy Corporation
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
ETR / Entergy Corporation
ED / Consolidated Edison, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
QCOM / QUALCOMM Incorporated
T / AT&T Inc.
X / United States Steel Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
SPY / SPDR S&P 500 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EMR / Emerson Electric Co.
FDX / FedEx Corporation
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
VZ / Verizon Communications Inc.
UAA / Under Armour, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IEV / iShares Trust - iShares Europe ETF
HD / The Home Depot, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
AMZN / Amazon.com, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
EWJ / iShares, Inc. - iShares MSCI Japan ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
ABT / Abbott Laboratories
IWD / iShares Trust - iShares Russell 1000 Value ETF
WFC / Wells Fargo & Company
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PFE / Pfizer Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
STLD / Steel Dynamics, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
KMI / Kinder Morgan, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
MS / Morgan Stanley
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
ORLY / O'Reilly Automotive, Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
SO / The Southern Company
JNJ / Johnson & Johnson
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
RLY / SSGA Active Trust - SPDR SSGA Multi-Asset Real Return ETF
RTX / RTX Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MA / Mastercard Incorporated
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ADP / Automatic Data Processing, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ABBV / AbbVie Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
AFL / Aflac Incorporated
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CVX / Chevron Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SYY / Sysco Corporation
BRK.B / Berkshire Hathaway Inc.
CLF / Cleveland-Cliffs Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MMM / 3M Company
PG / The Procter & Gamble Company
KO / The Coca-Cola Company
UL / Unilever PLC - Depositary Receipt (Common Stock)
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
META / Meta Platforms, Inc.
DE / Deere & Company
MO / Altria Group, Inc.
MRK / Merck & Co., Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
C / Citigroup Inc. - Corporate Bond/Note
IVW / iShares Trust - iShares S&P 500 Growth ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
MU / Micron Technology, Inc.
MSFT / Microsoft Corporation
DTE / DTE Energy Company
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
NFLX / Netflix, Inc.
F_KZ / Ford Motor Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund