Market Value143,107,000
Total Holdings173
File Date2021-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
VKI / Invesco Advantage Municipal Income Trust II
SPY / SPDR S&P 500 ETF
IQI / Invesco Quality Municipal Income Trust
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
PPT / Putnam Premier Income Trust
UTF / Cohen & Steers Infrastructure Fund, Inc
SUN / Sunoco LP - Limited Partnership
FANG / Diamondback Energy, Inc.
LNT / Alliant Energy Corporation
QQQ / Invesco QQQ Trust, Series 1
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
CMI / Cummins Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
WFC / Wells Fargo & Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
PEP / PepsiCo, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
AWF / AllianceBernstein Global High Income Fund
CTAS / Cintas Corporation
ADX / Adams Diversified Equity Fund, Inc.
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ZTS / Zoetis Inc.
AWP / abrdn Global Premier Properties Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
TRPA / Hartford Funds Exchange-Traded Trust - Hartford AAA CLO ETF
AMT / American Tower Corporation
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
USA / Liberty All-Star Equity Fund
KMI / Kinder Morgan, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CET / Central Securities Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
USB / U.S. Bancorp
JQC / Nuveen Credit Strategies Income Fund
BSJP / Invesco BulletShares 2025 High Yield Corporate Bond ETF
ACN / Accenture plc
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
GDV / The Gabelli Dividend & Income Trust
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
PG / The Procter & Gamble Company
O / Realty Income Corporation
EVV / Eaton Vance Limited Duration Income Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
GOF / Guggenheim Strategic Opportunities Fund
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
GAB / The Gabelli Equity Trust Inc.
PMM / Putnam Managed Municipal Income Trust
CSQ / Calamos Strategic Total Return Fund
IRM / Iron Mountain Incorporated
OMER / Omeros Corporation
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
ARCC / Ares Capital Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
NAD / Nuveen Quality Municipal Income Fund
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
BST / BlackRock Science and Technology Trust
CVS / CVS Health Corporation
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
JNJ / Johnson & Johnson
WMT / Walmart Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
XOM / Exxon Mobil Corporation
TSLA / Tesla, Inc.
OKE / ONEOK, Inc.
DUK / Duke Energy Corporation
V / Visa Inc.
HD / The Home Depot, Inc.
ICE / Intercontinental Exchange, Inc.
VLO / Valero Energy Corporation
UBER / Uber Technologies, Inc.
BX / Blackstone Inc.
AAPL / Apple Inc.
HQL / Abrdn Life Sciences Investors
DE / Deere & Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VMO / Invesco Municipal Opportunity Trust
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
GOOGL / Alphabet Inc.
CCD / Calamos Dynamic Convertible and Income Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
DIS / The Walt Disney Company
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
PFE / Pfizer Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
TRTN / Triton International Limited
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
OBDC / Blue Owl Capital Corporation
MRK / Merck & Co., Inc.
F / Ford Motor Company
T / AT&T Inc.
BSJO / Invesco BulletShares 2024 High Yield Corporate Bond ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
JAAA / Janus Detroit Street Trust - Janus Henderson AAA CLO ETF
UPGD / Invesco Exchange-Traded Fund Trust - Invesco Bloomberg Analyst Rating Improvers ETF
CAT / Caterpillar Inc.
AVK / Advent Convertible and Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
AMZN / Amazon.com, Inc.
BA / The Boeing Company
GLQ / Clough Global Equity Fund
IDV / iShares Trust - iShares International Select Dividend ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
ARKF / ARK ETF Trust - ARK Fintech Innovation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
GTIP / Goldman Sachs ETF Trust - Goldman Sachs Access Inflation Protected USD Bond ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
VTA / Invesco Dynamic Credit Opportunities Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PNNT / PennantPark Investment Corporation
TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF
TY / Tri-Continental Corporation
BMY / Bristol-Myers Squibb Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DMO / Western Asset Mortgage Opportunity Fund Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
DOW / Dow Inc.
GOOG / Alphabet Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
NSC / Norfolk Southern Corporation
KSU / Kansas City Southern
EMD / Western Asset Emerging Markets Debt Fund Inc.
UPS / United Parcel Service, Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
FCX / Freeport-McMoRan Inc.
SIRI / Sirius XM Holdings Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VZ / Verizon Communications Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
META / Meta Platforms, Inc.
ABBV / AbbVie Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
WBA / Walgreens Boots Alliance, Inc.
LMT / Lockheed Martin Corporation
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
CRM / Salesforce, Inc.
MSFT / Microsoft Corporation
MMP / Magellan Midstream Partners L.P.
NR / NPK International Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HON / Honeywell International Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
MMM / 3M Company
GS / The Goldman Sachs Group, Inc.
SQ / Block, Inc.
UNIT / Uniti Group Inc.
SYK / Stryker Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
FGB / First Trust Specialty Finance and Financial Opportunities Fund
RACE / Ferrari N.V.