Market Value107,448,000
Total Holdings34
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARCC / Ares Capital Corporation
CIM / Chimera Investment Corporation
DBRG / DigitalBridge Group, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
OCSL / Oaktree Specialty Lending Corporation
FIF / First Trust Energy Infrastructure Fund
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
FXI / iShares Trust - iShares China Large-Cap ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
KIOR / Kior Inc
MFA / MFA Financial, Inc.
MAIN / Main Street Capital Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
CAF / Morgan Stanley China A Share Fund, Inc.
NMFC / New Mountain Finance Corporation
NRF / NorthStar Realty Finance Corp.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PSEC / Prospect Capital Corporation
RAS / RAIT Financial Trust
RLOC / ReachLocal, Inc.
US30068N1054 / Exantas Capital Corp.
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
82735Q102 / Silver Bay Realty Trust Corp.
STWD / Starwood Property Trust, Inc.
TWO / Two Harbors Investment Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund