Market Value1,576,428,000
Total Holdings796
File Date2013-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MRO / Marathon Oil Corporation
ABB / ABB Ltd. - ADR
ADT / ADT Inc.
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
018490100 / Allergan plc
ATVI / Activision Blizzard Inc
HUM / Humana Inc.
ACM / AECOM
BRK.B / Berkshire Hathaway Inc.
AET / Aetna, Inc.
AIRM / Air Methods Corp.
APD / Air Products and Chemicals, Inc.
AKAM / Akamai Technologies, Inc.
ARNC / Arconic Corporation
US0153511094 / Alexion Pharmaceuticals, Inc.
018490100 / Allergan plc
ALE / ALLETE, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
AB / AllianceBernstein Holding L.P. - Limited Partnership
NCV / Virtus Convertible & Income Fund
ALL / The Allstate Corporation
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AEE / Ameren Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
AEP / American Electric Power Company, Inc.
AXP / American Express Company
ACC / American Campus Communities Inc.
US0268741560 / American International Group, Inc. Warrants
AMERICAN SELECT PORTFOLIO IN / (029570108)
C / Citigroup Inc. - Corporate Bond/Note
AWR / American States Water Company
AMT / American Tower Corporation
ABC / Amerisource Bergen Corp.
AME / AMETEK, Inc.
AMGN / Amgen Inc.
APH / Amphenol Corporation
US0325111070 / Anadarko Petroleum Corp.
ADI / Analog Devices, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
ANSS / ANSYS, Inc.
AMP / Ameriprise Financial, Inc.
APA / APA Corporation
AMAT / Applied Materials, Inc.
03875Q108 / Arbitron Inc
ADM / Archer-Daniels-Midland Company
ADBE / Adobe Inc.
A / Agilent Technologies, Inc.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ARW / Arrow Electronics, Inc.
AROW / Arrow Financial Corporation
ASH / Ashland Inc.
AZO / AutoZone, Inc.
ADP / Automatic Data Processing, Inc.
AVB / AvalonBay Communities, Inc.
CAR / Avis Budget Group, Inc.
AVT / Avnet, Inc.
AVP / Avon Products, Inc.
US0549371070 / BB&T Corp.
NKE / NIKE, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
BHI / Baker Hughes Inc.
BLL / Ball Corp.
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BMO / Bank of Montreal
BK / The Bank of New York Mellon Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BCS.PRC / Barclays Bank plc, 7.75% Non-cum Callable Dollar Preference Shares, Series 4 ADR
ATR / AptarGroup, Inc.
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BDX / Becton, Dickinson and Company
BBBY / Bed Bath & Beyond, Inc.
BRK.A / Berkshire Hathaway Inc.
BBY / Best Buy Co., Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BH / Biglari Holdings Inc.
BIIB / Biogen Inc.
BLKB / Blackbaud, Inc.
BKN / BlackRock Investment Quality Municipal Trust Inc.
BKT / BlackRock Income Trust, Inc.
BFK / BlackRock Municipal Income Trust
BTZ / BlackRock Credit Allocation Income Trust
BGR / BlackRock Energy and Resources Trust
BX / Blackstone Inc.
MYD / BlackRock MuniYield Fund, Inc.
BLACKROCK SR HIGH INCOME FD / (09255T109)
BA / The Boeing Company
ANTM / Anthem Inc
BWA / BorgWarner Inc.
DVN / Devon Energy Corporation
US1080351067 / Bridge Bancorp, Inc.
BMY / Bristol-Myers Squibb Company
BRCM / Broadcom Corporation
BR / Broadridge Financial Solutions, Inc.
112900105 / Brookfield Office Properties Inc
US1182301010 / Buckeye Partners, L.P.
CASM / CAS Medical Systems, Inc.
19041P105 / CBS Corp.
CF / CF Industries Holdings, Inc.
CNL / Collective Mining Ltd.
CME / CME Group Inc.
126132109 / CNOOC Ltd.
CSX / CSX Corporation
CST / CST Brands, Inc.
UAN / CVR Partners, LP - Limited Partnership
CVS / CVS Health Corporation
CHY / Calamos Convertible and High Income Fund
NOC / Northrop Grumman Corporation
CAM / Cameron International Corporation
CPB / The Campbell's Company
COF / Capital One Financial Corporation
CGRN / Capstone Green Energy Corp.
CAH / Cardinal Health, Inc.
14161H108 / Cardtronics PLC
CFN / CareFusion Corporation
CTRX /
CAT / Caterpillar Inc.
CELG / Celgene Corp.
CLDX / Celldex Therapeutics, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CVE / Cenovus Energy Inc.
CNP / CenterPoint Energy, Inc.
CET / Central Securities Corporation
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
LNG / Cheniere Energy, Inc.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
US16941M1099 / China Mobile Ltd.
CMG / Chipotle Mexican Grill, Inc.
CB / Chubb Limited
CIEN / Ciena Corporation
CINF / Cincinnati Financial Corporation
CNK / Cinemark Holdings, Inc.
CSCO / Cisco Systems, Inc.
CLH / Clean Harbors, Inc.
CLW / Clearwater Paper Corporation
CLX / The Clorox Company
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
CCEP / Coca-Cola Europacific Partners PLC
CTSH / Cognizant Technology Solutions Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
SCU / Sculptor Capital Management Inc - Class A
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
PLCMP0000017 / Comp SA
CMP / Compass Minerals International, Inc.
CAG / Conagra Brands, Inc.
CTWS / Connecticut Water Service, Inc.
CI / The Cigna Group
COP / ConocoPhillips
CNX / CNX Resources Corporation
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
CEB / CEB Inc.
COST / Costco Wholesale Corporation
CSGP / CoStar Group, Inc.
US2243991054 / Crane Co.
CCI / Crown Castle Inc.
CRVP / Crystal Rock Holdings, Ltd.
CBST /
CFR / Cullen/Frost Bankers, Inc.
CMI / Cummins Inc.
CY / Cypress Semiconductor Corp.
DNP / DNP Select Income Fund Inc.
DHR / Danaher Corporation
DRI / Darden Restaurants, Inc.
DVA / DaVita Inc.
DE / Deere & Company
DELL / Dell Technologies Inc.
DAL / Delta Air Lines, Inc.
247850100 / Deltic Timber Corp.
ATGE / Adtalem Global Education Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DKS / DICK'S Sporting Goods, Inc.
DBD / Diebold Nixdorf, Incorporated
DIS / The Walt Disney Company
DFS / Discover Financial Services
DISCA / Discovery Inc - Class A
DTV / DTE Energy Company
DG / Dollar General Corporation
D / Dominion Energy, Inc.
EW / Edwards Lifesciences Corporation
DCI / Donaldson Company, Inc.
DOV / Dover Corporation
DOW / Dow Inc.
DRQ / Dril-Quip, Inc.
DOW / Dow Inc.
DRE / Duke Realty Corporation - Preferred Security
DUK / Duke Energy Corporation
DNB / Dun & Bradstreet Holdings, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
DRRX / DURECT Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
EPIQ / EPIQ Systems, Inc.
EQT / EQT Corporation
ELNK / EarthLink Holdings Corp.
EMN / Eastman Chemical Company
EOS / Eaton Vance Enhanced Equity Income Fund II
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EBAY / eBay Inc.
ECL / Ecolab Inc.
EIX / Edison International
ELN / Elan Corp. Plc
EMR / Emerson Electric Co.
EEP / Enbridge Energy Partners, L.P.
EGL / Engility Holdings, Inc.
NPO / Enpro Inc.
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQY / Equity One, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
XLS / Exelis
EXPD / Expeditors International of Washington, Inc.
EXPO / Exponent, Inc.
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
US3024451011 / FLIR Systems, Inc.
META / Meta Platforms, Inc.
FRP / Fairpoint Communications, Inc.
FAST / Fastenal Company
FDX / FedEx Corporation
/ FERRELLGAS PARTNERS LP Unit
FFIV / F5, Inc.
FIS / Fidelity National Information Services, Inc.
F1E / FIDELITY NATIONAL FINANCIAL
FBNK / First Connecticut Bancorp, Inc.
FNFG / First Niagara Financial Group, Inc.
FRC / First Republic Bank
FSLR / First Solar, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
FISV / Fiserv, Inc.
FE / FirstEnergy Corp.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLR / Fluor Corporation
F / Ford Motor Company
FCE.A / Forest City Realty Trust, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
PAYX / Paychex, Inc.
GCI / Gannett Co., Inc.
GPS / The Gap, Inc.
IT / Gartner, Inc.
GAM / General American Investors Company, Inc.
GD / General Dynamics Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GNTX / Gentex Corporation
GPC / Genuine Parts Company
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
GBCI / Glacier Bancorp, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GLP / Global Partners LP - Limited Partnership
GG / Goldcorp, Inc.
GS / The Goldman Sachs Group, Inc.
GT / The Goodyear Tire & Rubber Company
GOOGL / Alphabet Inc.
GGG / Graco Inc.
GXP / Great Plains Energy, Inc.
GMCR / Keurig Green Mountain, Inc.
GHL / Greenhill & Co Inc
GPI / Group 1 Automotive, Inc.
/ Gulfport Energy Corp.
GYRODYNE CO AMER INC / (403820103)
HQH / Abrdn Healthcare Investors
PEAK / Healthpeak Properties, Inc.
HNI / HNI Corporation
US40425J1016 / HMS Holdings Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HAIN / The Hain Celestial Group, Inc.
HAL / Halliburton Company
BTO / John Hancock Financial Opportunities Fund
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HAR / Harman International Industries, Inc.
HLIT / Harmonic Inc.
LHX / L3Harris Technologies, Inc.
HSTI / High Sierra Technologies, Inc.
HIG / The Hartford Insurance Group, Inc.
HTS / Hatteras Financial Corp.
HWKN / Hawkins, Inc.
HCN / Welltower Inc.
HTLD / Heartland Express, Inc.
HP / Helmerich & Payne, Inc.
HSY / The Hershey Company
HES / Hess Corporation
HPQ / HP Inc.
HIBB / Hibbett, Inc.
HSH /
HFC / HollyFrontier Corp
HOLX / Hologic, Inc.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
441060100 / Hospira
HPT / Hospitality Properties Trust
HST / Host Hotels & Resorts, Inc.
HOV / Hovnanian Enterprises, Inc.
HUBB / Hubbell Incorporated
HUBB / Hubbell Incorporated
JBHT / J.B. Hunt Transport Services, Inc.
HII / Huntington Ingalls Industries, Inc.
ICUI / ICU Medical, Inc.
IBKC / IBERIABANK Corp.
ITT / ITT Inc.
IDA / IDACORP, Inc.
IDXX / IDEXX Laboratories, Inc.
ITW / Illinois Tool Works Inc.
/ Immunomedics, Inc.
CEQP / Crestwood Equity Partners LP - Unit
INERGY MIDSTREAM LP / U LTD PARTNERS (45671U106)
INTC / Intel Corporation
INTERCONTINENTALEXCHANGE INC / (45865V100)
IDCC / InterDigital, Inc.
IBM / International Business Machines Corporation
INTU / Intuit Inc.
ISRG / Intuitive Surgical, Inc.
VGM / Invesco Trust for Investment Grade Municipals
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
IXG / iShares Trust - iShares Global Financials ETF
IXC / iShares Trust - iShares Global Energy ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
MUB / iShares Trust - iShares National Muni Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
MBB / iShares Trust - iShares MBS ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXI / iShares Trust - iShares Global Industrials ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
IWC / iShares Trust - iShares Micro-Cap ETF
SLV / iShares Silver Trust
IONS / Ionis Pharmaceuticals, Inc.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
ITRI / Itron, Inc.
JPM / JPMorgan Chase & Co.
J / Jacobs Solutions Inc.
JBLU / JetBlue Airways Corporation
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KBR / KBR, Inc.
KKR / KKR & Co. Inc.
K / Kellanova
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KEX / Kirby Corporation
KSS / Kohl's Corporation
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
KRFT /
KR / The Kroger Co.
BBWI / Bath & Body Works, Inc.
LSI / Life Storage Inc - Registered Shares
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock)
LIFE / aTyr Pharma, Inc.
LLY / Eli Lilly and Company
LECO / Lincoln Electric Holdings, Inc.
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
L / Loews Corporation
LOW / Lowe's Companies, Inc.
LULU / lululemon athletica inc.
MTB / M&T Bank Corporation
MBI / MBIA Inc.
MMT / MFS Multimarket Income Trust
MN / Manning & Napier Inc - Class A
MNKD / MannKind Corporation
MFC / Manulife Financial Corporation
MPC / Marathon Petroleum Corporation
MKTX / MarketAxess Holdings Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV STEEL INDEX (57060U308)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / COAL ETF (57060U837)
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
VAC / Marriott Vacations Worldwide Corporation
MMC / Marsh & McLennan Companies, Inc.
MAR / Marriott International, Inc.
MAS / Masco Corporation
MA / Mastercard Incorporated
MAT / Mattel, Inc.
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MD / Pediatrix Medical Group, Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MSFT / Microsoft Corporation
MCHP / Microchip Technology Incorporated
TIP / iShares Trust - iShares TIPS Bond ETF
MU / Micron Technology, Inc.
HCC / Warrior Met Coal, Inc.
MIDD / The Middleby Corporation
MDXG / MiMedx Group, Inc.
MINI / Mobile Mini, Inc.
TAP / Molson Coors Beverage Company
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MNST / Monster Beverage Corporation
MCO / Moody's Corporation
MS / Morgan Stanley
MOS / The Mosaic Company
MSI / Motorola Solutions, Inc.
MLI / Mueller Industries, Inc.
MUR / Murphy Oil Corporation
MUSA / Murphy USA Inc.
NCR / NCR Corp.
NNBR / NN, Inc.
NRG / NRG Energy, Inc.
NYX / Nyiax Inc
NFG / National Fuel Gas Company
NHI / National Health Investors, Inc.
NOV / NOV Inc.
NGVC / Natural Grocers by Vitamin Cottage, Inc.
NVSL / Naugatuck Valley Financial Corporation
NP / Neenah Inc
NTAP / NetApp, Inc.
NYT / The New York Times Company
NWL / Newell Brands Inc.
NEM / Newmont Corporation
AIG / American International Group, Inc.
NEE / NextEra Energy, Inc.
NJDCY / Nidec Corporation - Depositary Receipt (Common Stock)
NPPXF / NTT, Inc.
NI / NiSource Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NDSN / Nordson Corporation
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NWBO / Northwest Biotherapeutics, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NS / NuStar Energy L.P. - Limited Partnership
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NVDA / NVIDIA Corporation
67071S101 / Nuveen Quality Preferred Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
JMF / Nuveen Energy MLP Total Return Fund
OGE / OGE Energy Corp.
JCE / Nuveen Core Equity Alpha Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OXY / Occidental Petroleum Corporation
OMC / Omnicom Group Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
OC / Owens Corning
PHH / Park Ha Biological Technology Co., Ltd.
PNC / The PNC Financial Services Group, Inc.
PPG / PPG Industries, Inc.
PPL / PPL Corporation
PSB / PS Business Parks, Inc.
PH / Parker-Hannifin Corporation
BTU / Peabody Energy Corporation
PPL / Pembina Pipeline Corporation
PBCT / People`s United Financial Inc
PEP / PepsiCo, Inc.
PRGO / Perrigo Company plc
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PETM /
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
/ Pier 1 Imports, Inc.
PNW / Pinnacle West Capital Corporation
PBI / Pitney Bowes Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POST / Post Holdings, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
PCH / PotlatchDeltic Corporation
POWI / Power Integrations, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYNM LRG CP GR (73935X609)
POWERSHARES ETF TRUST / DYN EN EX PROD (73935X658)
POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823)
POWERSHARES ETF TRUST / DYN FD & BEV (73935X849)
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
POWERSHARES ETF TRUST II / CEF INC COMPST (73936Q843)
74005P104 / Praxair, Inc.
TROW / T. Rowe Price Group, Inc.
BKNG / Booking Holdings Inc.
PSMT / PriceSmart, Inc.
PRA / ProAssurance Corporation
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PRLB / Proto Labs, Inc.
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PSA / Public Storage
US74733V1008 / QEP Resources, Inc.
QCOM / QUALCOMM Incorporated
PWR / Quanta Services, Inc.
748356102 / Questar Corp.
RES / RPC, Inc.
RPM / RPM International Inc.
RL / Ralph Lauren Corporation
RTN / Raytheon Co.
ROLL / RBC Bearings Inc.
RLGY / Realogy Holdings Corp
O / Realty Income Corporation
RWT / Redwood Trust, Inc.
RMD / ResMed Inc.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RBA / RB Global, Inc.
ROK / Rockwell Automation, Inc.
UBNK / United Financial Bancorp, Inc.
COL / Rockwell Collins, Inc.
RBSPF / NatWest Group plc
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RVT / Royce Small-Cap Trust, Inc.
RMS / Rydex ETF Trust
RYDEX ETF TRUST / GUG S&P500 PU GR (78355W403)
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYL / Ryland Group Inc
SJW / SJW Group
SPY / SPDR S&P 500 ETF
US7846351044 / SPX Corp
GLD / SPDR Gold Trust
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
SIVB / SVB Financial Group
JOE / The St. Joe Company
STJ / St. Jude Medical, Inc.
CRM / Salesforce, Inc.
SNDK / Sandisk Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
SAP / SAP SE - Depositary Receipt (Common Stock)
HSIC / Henry Schein, Inc.
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SEE / Sealed Air Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SRE / Sempra
SHW / The Sherwin-Williams Company
SHPG / Shire Plc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SBNY / Signature Bank
SPIL / Siliconware Precision Industries Company Ltd.
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
SJM / The J. M. Smucker Company
SLH / Solera Holdings, Inc.
SON / Sonoco Products Company
FIRE / Sourcefire Inc
SO / The Southern Company
LUV / Southwest Airlines Co.
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
US85207U1051 / Sprint Corporation
STMP / Stamps.com Inc.
SWK / Stanley Black & Decker, Inc.
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
STWD / Starwood Property Trust, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STT / State Street Corporation
STO / Statoil ASA
STLD / Steel Dynamics, Inc.
SCL / Stepan Company
SRCL / Stericycle, Inc.
STE / STERIS plc
SWC / Stillwater Mining Company
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
STON / StoneMor Inc
SYK / Stryker Corporation
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
SU / Suncor Energy Inc.
STI / Solidion Technology, Inc.
SPNV / Supernova Partners Acquisition Company Inc - Class A
NLOK / NortonLifeLock Inc
SYY / Sysco Corporation
TE / T1 Energy Inc.
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TGT / Target Corporation
TFX / Teleflex Incorporated
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TDC / Teradata Corporation
TEX / Terex Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TXT / Textron Inc.
TMO / Thermo Fisher Scientific Inc.
THO / THOR Industries, Inc.
DDD / 3D Systems Corporation
MMM / 3M Company
TDW / Tidewater Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TOL / Toll Brothers, Inc.
TR / Tootsie Roll Industries, Inc.
TTC / The Toro Company
TD / The Toronto-Dominion Bank
TYG / Tortoise Energy Infrastructure Corporation
TORTOISE ENERGY CAP CORP / (89147U100)
NTG / Tortoise Midstream Energy Fund, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
XTAIX / Transamerica Income Shares, Inc
RYN / Rayonier Inc.
TA / TravelCenters of America Inc
TRV / The Travelers Companies, Inc.
TUP / Tupperware Brands Corporation
US9021041085 / II-VI, Inc.
TYL / Tyler Technologies, Inc.
UGI / UGI Corporation
UIL / UIL Holdings Corporation
USB / U.S. Bancorp
90333EAC2 / Usec Inc Bond
UMPQ / Umpqua Holdings Corp
UAA / Under Armour, Inc.
904784709 / Unilever N.V.
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
X / United States Steel Corporation
RTX / RTX Corporation
RTX / RTX Corporation
UTHR / United Therapeutics Corporation
UNH / UnitedHealth Group Incorporated
UFPI / UFP Industries, Inc.
UNM / Unum Group
URBN / Urban Outfitters, Inc.
VFC / V.F. Corporation
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
VLY / Valley National Bancorp
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
US92220P1057 / Varian Medical Systems, Inc.
VVC / Vectren Corp.
VTR / Ventas, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VZ / Verizon Communications Inc.
VRSK / Verisk Analytics, Inc.
VIAB / Viacom, Inc.
V / Visa Inc.
VSH / Vishay Intertechnology, Inc.
DCA / Virtus Total Return Fund
VPG / Vishay Precision Group, Inc.
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
VNO / Vornado Realty Trust
VMC / Vulcan Materials Company
WPC / W. P. Carey Inc.
WPPGY / WPP PLC
WAB / Westinghouse Air Brake Technologies Corporation
US9300591008 / Waddell & Reed Financial, Inc.
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
WAT / Waters Corporation
WBS / Webster Financial Corporation
WFC / Wells Fargo & Company
SBW / Western Asset Worldwide Income Fund, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
WU / The Western Union Company
WPRT / Westport Fuel Systems Inc.
WY / Weyerhaeuser Company
WHR / Whirlpool Corporation
WMB / The Williams Companies, Inc.
WSM / Williams-Sonoma, Inc.
/ Windstream Holdings, Inc
WEC / WEC Energy Group, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
US98212B1035 / WPX Energy, Inc.
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
AABA / Altaba Inc
YUM / Yum! Brands, Inc.
ZBRA / Zebra Technologies Corporation
ZBH / Zimmer Biomet Holdings, Inc.
ZTS / Zoetis Inc.
ACN / Accenture plc
COV /
ETN / Eaton Corporation plc
ESV / Ensco plc
IR / Ingersoll Rand Inc.
IVZ / Invesco Ltd.
LAZ / Lazard, Inc.
MNKKQ / Mallinckrodt Plc
MRVL / Marvell Technology, Inc.
PRTA / Prothena Corporation plc
STX / Seagate Technology Holdings plc
WCRX / Warner Chilcott plc
FWLT / Foster Wheeler Ag
GRMN / Garmin Ltd.
00B65Z9D7 / Noble Corporation plc
PNR / Pentair plc
TEL / TE Connectivity plc
RIG / Transocean Ltd.
JCI / Johnson Controls International plc
CEL / Cellcom Israel Ltd.
CHKP / Check Point Software Technologies Ltd.
LYB / LyondellBasell Industries N.V.
PCG / PG&E Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
TSCO / Tractor Supply Company
AAPL / Apple Inc.