Market Value23,095,000
Total Holdings302
File Date2013-10-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
AXAS / Abraxas Petroleum Corp.
ACMP /
AKAM / Akamai Technologies, Inc.
AXU / Alexco Resource Corp.
Y / Alleghany Corp.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
MO / Altria Group, Inc.
ACH / Aluminum Corporation Of China Limited. - ADR
ALNY / Alnylam Pharmaceuticals, Inc.
AXP / American Express Company
AMT / American Tower Corporation
AMD / Advanced Micro Devices, Inc.
APU / AmeriGas Partners, L.P.
AMZN / Amazon.com, Inc.
US0325111070 / Anadarko Petroleum Corp.
BNNY / Annie's, Inc.
AMAT / Applied Materials, Inc.
WTRG / Essential Utilities, Inc.
ATML / Atmel Corporation
ADSK / Autodesk, Inc.
ACP / Abrdn Income Credit Strategies Fund
CAR / Avis Budget Group, Inc.
BPZRQ / BPZ Resources, Inc.
BWXT / BWX Technologies, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
BEBE / bebe stores, inc.
BRK.B / Berkshire Hathaway Inc.
TILE / Interface, Inc.
BYM / BlackRock Municipal Income Quality Trust
BKT / BlackRock Income Trust, Inc.
BTA / BlackRock Long-Term Municipal Advantage Trust
XMUSX / BlackRock MuniHoldings Quality
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MQT / BlackRock MuniYield Quality Fund II, Inc.
MUA / BlackRock MuniAssets Fund, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
BGB / Blackstone Strategic Credit 2027 Term Fund
BIT / BlackRock Multi-Sector Income Trust
BA / The Boeing Company
SAM / The Boston Beer Company, Inc.
BSX / Boston Scientific Corporation
BMY / Bristol-Myers Squibb Company
BWEN / Broadwind, Inc.
CVS / CVS Health Corporation
COG / Cabot Oil & Gas Corp.
CPB / The Campbell's Company
DXTR / Dextera Surgical Inc.
CAH / Cardinal Health, Inc.
KMX / CarMax, Inc.
TSLA / Tesla, Inc.
CE / Celanese Corporation
CCXI / ChemoCentryx Inc
LNG / Cheniere Energy, Inc.
CVX / Chevron Corporation
CMG / Chipotle Mexican Grill, Inc.
CSCO / Cisco Systems, Inc.
CLF / Cleveland-Cliffs Inc.
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
US20605P1012 / Concho Resources, Inc.
CLR / Continental Resources Inc (OKLA)
GLW / Corning Incorporated
CXW / CoreCivic, Inc.
COST / Costco Wholesale Corporation
CCRN / Cross Country Healthcare, Inc.
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
CBST /
CMI / Cummins Inc.
DWS HIGH INCOME OPPORT FD IN / (23339M204)
DRI / Darden Restaurants, Inc.
DELL / Dell Technologies Inc.
DAL / Delta Air Lines, Inc.
/ Denbury Resources, Inc.
DXCM / DexCom, Inc.
DIS / The Walt Disney Company
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
DREYFUS MUN BD INFRSTRCTR FD / SHS (26203D101)
DOW / Dow Inc.
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
EOT / Eaton Vance National Municipal Opportunities Trust
EBAY / eBay Inc.
EMR / Emerson Electric Co.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQIX / Equinix, Inc.
EXAS / Exact Sciences Corporation
ESRX / Express Scripts Holding Co.
T / AT&T Inc.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FHY / First Trust Strategic High Income Fund II
345838106 / Forest Laboratories Inc
F / Ford Motor Company
BKNG / Booking Holdings Inc.
GPS / The Gap, Inc.
GE / General Electric Company
GIS / General Mills, Inc.
GPC / Genuine Parts Company
GERN / Geron Corporation
GIMO / Gigamon Inc.
GILD / Gilead Sciences, Inc.
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
GMCR / Keurig Green Mountain, Inc.
GGG / Graco Inc.
HAL / Halliburton Company
HOG / Harley-Davidson, Inc.
HAS / Hasbro, Inc.
HSY / The Hershey Company
43739Q100 / HomeAway, Inc.
HHC / Howard Hughes Corporation
ILMN / Illumina, Inc.
INTC / Intel Corporation
INTERCONTINENTALEXCHANGE INC / (45865V100)
IBM / International Business Machines Corporation
IP / International Paper Company
VKQ / Invesco Municipal Trust
ISRG / Intuitive Surgical, Inc.
VMO / Invesco Municipal Opportunity Trust
IIM / Invesco Value Municipal Income Trust
VTA / Invesco Dynamic Credit Opportunities Fund
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
MUB / iShares Trust - iShares National Muni Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
ISHARES / TRGT DT 2040 ETF (464289800)
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
IVH / Delaware Ivy High Income Opportunities Fund
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KGC / Kinross Gold Corporation
KKD / Krispy Kreme Doughnuts, Inc.
LVS / Las Vegas Sands Corp.
EL / The Estée Lauder Companies Inc.
LNKD / LinkedIn Corp.
LMT / Lockheed Martin Corporation
MFM / MFS Municipal Income Trust
MMP / Magellan Midstream Partners L.P.
MAT / Mattel, Inc.
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MJN / Mead Johnson Nutrition Co.
MDSO / Medidata Solutions, Inc.
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
61166W101 / Monsanto Co.
MOS / The Mosaic Company
NOV / NOV Inc.
NGVC / Natural Grocers by Vitamin Cottage, Inc.
NFLX / Netflix, Inc.
N / NetSuite, Inc.
NQ / NQ Mobile Inc.
NKE / NIKE, Inc.
US6550441058 / Noble Energy, Inc.
NSC / Norfolk Southern Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NQM / Nuveen Investment Quality Municipal Fund, Inc.
NXP / Nuveen Select Tax-Free Income Portfolio
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
XNPMX / Nuveen Premium Income Municipal
NXR / Nuveen Select Tax-Free Income Portfolio 3
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NVDA / NVIDIA Corporation
NAD / Nuveen Quality Municipal Income Fund
NUW / Nuveen AMT-Free Municipal Value Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
JFR / Nuveen Floating Rate Income Fund
JLS / Nuveen Mortgage and Income Fund
JSD / Nuveen Short Duration Credit Opportunities Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OII / Oceaneering International, Inc.
ORCL / Oracle Corporation
BTU / Peabody Energy Corporation
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PHD / Pioneer Floating Rate Fund, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
74005P104 / Praxair, Inc.
PG / The Procter & Gamble Company
XISDX / Prudential Short Duration High
PMO / Putnam Municipal Opportunities Trust
QLIK / Qlik Technologies Inc.
QCOM / QUALCOMM Incorporated
RYN / Rayonier Inc.
RTN / Raytheon Co.
RHT / Red Hat, Inc.
RENN / Renren Inc - ADR
RSG / Republic Services, Inc.
RH / RH
ROK / Rockwell Automation, Inc.
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
CRM / Salesforce, Inc.
JOE / The St. Joe Company
PODD / Insulet Corporation
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SNMX / Senomyx, Inc.
NOW / ServiceNow, Inc.
SIAL / Sigma-Aldrich Corporation
SVBL / Silver Bull Resources, Inc.
SUNS / Sunrise Realty Trust, Inc.
SOQDQ / Sonde Resources Corp.
SO / The Southern Company
SCCO / Southern Copper Corporation
SBUX / Starbucks Corporation
STT / State Street Corporation
NLOK / NortonLifeLock Inc
TJX / The TJX Companies, Inc.
TTWO / Take-Two Interactive Software, Inc.
XTDFX / Templeton Dragon Fund, Inc.
TXN / Texas Instruments Incorporated
MMM / 3M Company
TTSH / Tile Shop Holdings, Inc.
TYG / Tortoise Energy Infrastructure Corporation
TRIP / Tripadvisor, Inc.
TUMI / Tumi Holdings, Inc.
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
VFC / V.F. Corporation
CNVR / Conversant Inc
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VLCSX / Vanguard Large-Cap Index Fund
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
V / Visa Inc.
WAG /
WFC / Wells Fargo & Company
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
SBW / Western Asset Worldwide Income Fund, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
EHI / Western Asset Global High Income Fund Inc.
XEMDX / Western Assets Emerging Markets
MHY / Man ETF Series Trust - Man Active High Yield ETF
MNP / Western Asset Municipal Partners Fund Inc
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
WMB / The Williams Companies, Inc.
Y / Alleghany Corp.
AABA / Altaba Inc
YRI / Yamana Gold Inc
YELP / Yelp Inc.
YUM / Yum! Brands, Inc.
G21101103 / China Gerui Advanced Materials Group Ltd.
ESGR / Enstar Group Limited
FLTX / FleetMatics Group Ltd.
/ Sina Corp.
ELOS / Syneron Medical Ltd.
RNA / Avidity Biosciences, Inc.
AVGO / Broadcom Inc.
SHIP / Seanergy Maritime Holdings Corp.
AAPL / Apple Inc.
CAT / Caterpillar Inc.