Market Value534,332,000
Total Holdings394
File Date2019-10-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ALK / Alaska Air Group, Inc.
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
WDFC / WD-40 Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IBB / iShares Trust - iShares Biotechnology ETF
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
BGT / BlackRock Floating Rate Income Trust
MHLD / Maiden Holdings, Ltd.
WPRT / Westport Fuel Systems Inc.
INBK / First Internet Bancorp
ANFIF / Amira Nature Foods Ltd.
AMCR / Amcor plc
IXJ / iShares Trust - iShares Global Healthcare ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
APU / AmeriGas Partners, L.P.
GLD / SPDR Gold Trust
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
RYC / Royal Bank of Canada
WIX / Wix.com Ltd.
VZ / Verizon Communications Inc.
NLY / Annaly Capital Management, Inc.
SPY / SPDR S&P 500 ETF Put
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
D / Dominion Energy, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
/ JPMorgan Global Bond Opportunities ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
XUSAX / Liberty All Star Equity Fund
TEI / Templeton Emerging Markets Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
HPI / John Hancock Preferred Income Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
IWO / iShares Trust - iShares Russell 2000 Growth ETF
NAD / Nuveen Quality Municipal Income Fund
OUNZ / VanEck Merk Gold ETF
UQM / UQM Technologies, Inc.
/ BlackRock Municipal 2020 Term Trust
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ORCL / Oracle Corporation
CHK / Chesapeake Energy Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NBH / Neuberger Berman Municipal Fund Inc.
US0373471012 / Anworth Mortgage Asset Corp.
JRI / Nuveen Real Asset Income and Growth Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
ALRM / Alarm.com Holdings, Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
LEO / BNY Mellon Strategic Municipals, Inc.
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
MOS / The Mosaic Company
BAM / Brookfield Asset Management Ltd.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
MSFT / Microsoft Corporation Put
MSFT / Microsoft Corporation
CNP / CenterPoint Energy, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
WFC / Wells Fargo & Company
TSI / TCW Strategic Income Fund, Inc.
JNJ / Johnson & Johnson
ACN / Accenture plc
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
HFRO / Highland Funds I - Highland Opportunities and Income Fund
WMT / Walmart Inc.
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
PCAR / PACCAR Inc
GASS / StealthGas Inc.
LIN / Linde plc
AMT / American Tower Corporation
TRQ / Turquoise Hill Resources Ltd
SHOP / Shopify Inc.
BEST / BEST Inc. - Depositary Receipt (Common Stock)
PIM / Putnam Master Intermediate Income Trust
CSCO / Cisco Systems, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
HASI / HA Sustainable Infrastructure Capital, Inc.
OMP / Oasis Midstream Partners LP - Unit
KEY / KeyCorp
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CSX / CSX Corporation
DD / DuPont de Nemours, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
HSY / The Hershey Company
GE / General Electric Company
AMD / Advanced Micro Devices, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
CTVA / Corteva, Inc.
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
UNP / Union Pacific Corporation
DSL / DoubleLine Income Solutions Fund
VRSK / Verisk Analytics, Inc.
/ iShares Morningstar Mid-Cap Value ETF
FTF / Franklin Limited Duration Income Trust
AAPL / Apple Inc.
US7154261025 / Perth Mint Physical Gold ETF
RTN / Raytheon Co.
GEL / Genesis Energy, L.P. - Limited Partnership
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
SRC / Spirit Realty Capital, Inc.
DIS / The Walt Disney Company
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
MMT / MFS Multimarket Income Trust
ANIP / ANI Pharmaceuticals, Inc.
NUE / Nucor Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
GOOGL / Alphabet Inc.
TYL / Tyler Technologies, Inc.
BHK / BlackRock Core Bond Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
GPP / Green Plains Partners LP - Limited Partnership
CIM / Chimera Investment Corporation
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
AXP / American Express Company
XJHSX / John Hancock Income Securities
MQT / BlackRock MuniYield Quality Fund II, Inc.
SPE / Special Opportunities Fund, Inc.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
ATVI / Activision Blizzard Inc
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CMS / CMS Energy Corporation
MA / Mastercard Incorporated
19041P105 / CBS Corp.
NVDA / NVIDIA Corporation
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
PGR / The Progressive Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
AMZN / Amazon.com, Inc.
BA / The Boeing Company
GIS / General Mills, Inc.
MDT / Medtronic plc
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MDY / SPDR S&P MidCap 400 ETF Trust
NKE_KZ / NIKE, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
/ Hi-Crush Inc.
PYPL / PayPal Holdings, Inc.
FTV / Fortive Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
BA / The Boeing Company Call
BA / The Boeing Company Put
TWTR / Twitter Inc
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
HD / The Home Depot, Inc.
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
FCFS / FirstCash Holdings, Inc.
ZBRA / Zebra Technologies Corporation
JQC / Nuveen Credit Strategies Income Fund
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
PPL / PPL Corporation
WELL / Welltower Inc.
MUI / BlackRock Municipal Income Fund, Inc.
HPS / John Hancock Preferred Income Fund III
HYLD / Exchange Listed Funds Trust - High Yield ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
CIEN / Ciena Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MMP / Magellan Midstream Partners L.P.
TRVG / trivago N.V. - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
US26885B1008 / EQT Midstream Partners LP
PAYC / Paycom Software, Inc.
TWLO / Twilio Inc.
MBT / Mobile Telesystems PJSC - ADR
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
US12654A1016 / CNX Midstream Partners LP
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
MPLX / MPLX LP - Limited Partnership
HEI / HEICO Corporation
CASY / Casey's General Stores, Inc.
CSGP / CoStar Group, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
BBN / BlackRock Taxable Municipal Bond Trust
US0549371070 / BB&T Corp.
JMM / Nuveen Multi-Market Income Fund
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SHLX / Shell Midstream Partners L.P. - Unit
STOHF / Equinor ASA
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
MFL / BlackRock MuniHoldings Investment Quality Fund
TLYS / Tilly's, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
UGI / UGI Corporation
KL / Kirkland Lake Gold Ltd
SABR / Sabre Corporation
BYND / Beyond Meat, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
UYG / ProShares Trust - ProShares Ultra Financials
RDS.B / Shell Plc - ADR
VGM / Invesco Trust for Investment Grade Municipals
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
DMO / Western Asset Mortgage Opportunity Fund Inc.
US58503F5026 / Medley Capital Corp.
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
BRX / Brixmor Property Group Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
MFA / MFA Financial, Inc.
BAC / Bank of America Corporation
FIS / Fidelity National Information Services, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
CAT / Caterpillar Inc.
ACB / Aurora Cannabis Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
CRM / Salesforce, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
ITW / Illinois Tool Works Inc.
LLY / Eli Lilly and Company
COP / ConocoPhillips
PG / The Procter & Gamble Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
XOM / Exxon Mobil Corporation
FXI / iShares Trust - iShares China Large-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
PCN / PIMCO Corporate & Income Strategy Fund
OMER / Omeros Corporation
GOOG / Alphabet Inc.
IBM / International Business Machines Corporation
DOW / Dow Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
PZZA / Papa John's International, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
QQQ / Invesco QQQ Trust, Series 1
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
WY / Weyerhaeuser Company
GCI / Gannett Co., Inc.
DG / Dollar General Corporation
AWF / AllianceBernstein Global High Income Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
MDB / MongoDB, Inc.
MMM / 3M Company
UPS / United Parcel Service, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
AMGN / Amgen Inc.
AMAT / Applied Materials, Inc.
BNS / The Bank of Nova Scotia
TRV / The Travelers Companies, Inc.
BDX / Becton, Dickinson and Company
INFY / Infosys Limited - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
IFF / International Flavors & Fragrances Inc.
KMB / Kimberly-Clark Corporation
AMTX / Aemetis, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
BRK.A / Berkshire Hathaway Inc.
MO / Altria Group, Inc.
BMO / Bank of Montreal
EFA / iShares Trust - iShares MSCI EAFE ETF
PAYX / Paychex, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
PM / Philip Morris International Inc.
AVGO / Broadcom Inc.
AON / Aon plc
KMI / Kinder Morgan, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NEE / NextEra Energy, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
FI / Fiserv, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TXN / Texas Instruments Incorporated
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IYW / iShares Trust - iShares U.S. Technology ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
UNH / UnitedHealth Group Incorporated
RTX / RTX Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
OXY / Occidental Petroleum Corporation
HFWA / Heritage Financial Corporation
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
RITM / Rithm Capital Corp.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
ERC / Allspring Multi-Sector Income Fund
IWM / iShares Trust - iShares Russell 2000 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
O / Realty Income Corporation
INTC / Intel Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
QCOM / QUALCOMM Incorporated
ADP / Automatic Data Processing, Inc.
KO / The Coca-Cola Company
META / Meta Platforms, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
MELI / MercadoLibre, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SPY / SPDR S&P 500 ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IWC / iShares Trust - iShares Micro-Cap ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
MRK / Merck & Co., Inc.
COST / Costco Wholesale Corporation
BMY / Bristol-Myers Squibb Company
T / AT&T Inc.
V / Visa Inc.
WM / Waste Management, Inc.
SO / The Southern Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ADSK / Autodesk, Inc.
MU / Micron Technology, Inc.
SBUX / Starbucks Corporation
HON / Honeywell International Inc.
ET / Energy Transfer LP - Limited Partnership
DHR / Danaher Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CMI / Cummins Inc.
TMUS / T-Mobile US, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ADI / Analog Devices, Inc.
NAC / Nuveen California Quality Municipal Income Fund
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
RIG / Transocean Ltd.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
APD / Air Products and Chemicals, Inc.
ECL / Ecolab Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DVY / iShares Trust - iShares Select Dividend ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
NFLX / Netflix, Inc.
EMR / Emerson Electric Co.
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
BTZ / BlackRock Credit Allocation Income Trust
OEF / iShares Trust - iShares S&P 100 ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BOH / Bank of Hawaii Corporation
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
NTR / Nutrien Ltd.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PTY / PIMCO Corporate & Income Opportunity Fund
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
EXPD / Expeditors International of Washington, Inc.
ABT / Abbott Laboratories
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CHI / Calamos Convertible Opportunities and Income Fund
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SFL / SFL Corporation Ltd.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
CMCSA / Comcast Corporation
ETN / Eaton Corporation plc
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
F / Ford Motor Company
GILD / Gilead Sciences, Inc.
AA / Alcoa Corporation
CVX / Chevron Corporation
FDX / FedEx Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BX / Blackstone Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
USB / U.S. Bancorp
ABBV / AbbVie Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
LMT / Lockheed Martin Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
CLX / The Clorox Company