Market Value389,272,000
Total Holdings326
File Date2019-01-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
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VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
GPP / Green Plains Partners LP - Limited Partnership
MOS / The Mosaic Company
COP / ConocoPhillips
NVG / Nuveen AMT-Free Municipal Credit Income Fund
JRI / Nuveen Real Asset Income and Growth Fund
TRQ / Turquoise Hill Resources Ltd
BEST / BEST Inc. - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
BMY / Bristol-Myers Squibb Company
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
WMT / Walmart Inc.
ENLK / EnLink Midstream Partners, LP
PCAR / PACCAR Inc
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AON / Aon plc
NLY / Annaly Capital Management, Inc.
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
NBH / Neuberger Berman Municipal Fund Inc.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
KEY / KeyCorp
US0373471012 / Anworth Mortgage Asset Corp.
CHK / Chesapeake Energy Corporation
GASS / StealthGas Inc.
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
OMP / Oasis Midstream Partners LP - Unit
EVG / Eaton Vance Short Duration Diversified Income Fund
CIEN / Ciena Corporation
TSI / TCW Strategic Income Fund, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CSCO / Cisco Systems, Inc.
WPRT / Westport Fuel Systems Inc.
GILD / Gilead Sciences, Inc.
PIM / Putnam Master Intermediate Income Trust
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
IHI / iShares Trust - iShares U.S. Medical Devices ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
HSY / The Hershey Company
DSL / DoubleLine Income Solutions Fund
LOW / Lowe's Companies, Inc.
UNP / Union Pacific Corporation
FTF / Franklin Limited Duration Income Trust
RTN / Raytheon Co.
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
DIS / The Walt Disney Company
MMT / MFS Multimarket Income Trust
GEL / Genesis Energy, L.P. - Limited Partnership
NIO / NIO Inc. - Depositary Receipt (Common Stock)
MHLD / Maiden Holdings, Ltd.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
CIM / Chimera Investment Corporation
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TXN / Texas Instruments Incorporated
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
PAYX / Paychex, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
FI / Fiserv, Inc.
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
BMO / Bank of Montreal
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
RTX / RTX Corporation
AMD / Advanced Micro Devices, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
UNH / UnitedHealth Group Incorporated
EFX / Equifax Inc.
BGT / BlackRock Floating Rate Income Trust
BNS / The Bank of Nova Scotia
NAD / Nuveen Quality Municipal Income Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
BHK / BlackRock Core Bond Trust
INBK / First Internet Bancorp
MQT / BlackRock MuniYield Quality Fund II, Inc.
SPE / Special Opportunities Fund, Inc.
/ iShares Morningstar Mid-Cap Value ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
DOW / Dow Inc.
19041P105 / CBS Corp.
KO / The Coca-Cola Company
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
LMT / Lockheed Martin Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GLD / SPDR Gold Trust
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
IWC / iShares Trust - iShares Micro-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MRK / Merck & Co., Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QQQ / Invesco QQQ Trust, Series 1
ADP / Automatic Data Processing, Inc.
CMCSA / Comcast Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IBM / International Business Machines Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
RITM / Rithm Capital Corp.
ETN / Eaton Corporation plc
V / Visa Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SO / The Southern Company
PEP / PepsiCo, Inc.
SBUX / Starbucks Corporation
HON / Honeywell International Inc.
ET / Energy Transfer LP - Limited Partnership
ABT / Abbott Laboratories
XOM / Exxon Mobil Corporation
OXY / Occidental Petroleum Corporation
/ Hi-Crush Inc.
FTV / Fortive Corporation
AXP / American Express Company
DUK / Duke Energy Corporation
CSX / CSX Corporation
APD / Air Products and Chemicals, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HASI / HA Sustainable Infrastructure Capital, Inc.
GD / General Dynamics Corporation
RIG / Transocean Ltd.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SFL / SFL Corporation Ltd.
IVE / iShares Trust - iShares S&P 500 Value ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
AMTX / Aemetis, Inc.
PPL / PPL Corporation
JQC / Nuveen Credit Strategies Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
ACB / Aurora Cannabis Inc.
ALK / Alaska Air Group, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
PRLB / Proto Labs, Inc.
SRLP / Sprague Resources LP - Unit
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
TAHO / Tahoe Resources Inc.
OUNZ / VanEck Merk Gold ETF
TEI / Templeton Emerging Markets Income Fund
US26885B1008 / EQT Midstream Partners LP
US58503F5026 / Medley Capital Corp.
STOHF / Equinor ASA
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
MQY / BlackRock MuniYield Quality Fund, Inc.
XUSAX / Liberty All Star Equity Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
BBN / BlackRock Taxable Municipal Bond Trust
US92189F8095 / VanEck Vectors Coal ETF
CY / Cypress Semiconductor Corp.
LUMN / Lumen Technologies, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
CASY / Casey's General Stores, Inc.
JMM / Nuveen Multi-Market Income Fund
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
TLYS / Tilly's, Inc.
/ BlackRock Municipal 2020 Term Trust
VGM / Invesco Trust for Investment Grade Municipals
ANFIF / Amira Nature Foods Ltd.
US12654A1016 / CNX Midstream Partners LP
UQM / UQM Technologies, Inc.
US04650Y1001 / At Home Group Inc
ALRM / Alarm.com Holdings, Inc.
RBBN / Ribbon Communications Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
HMLP / Hoegh LNG Partners LP - Unit
US00C4U1L353 / Mylan N.V.
JWN / Nordstrom, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DMO / Western Asset Mortgage Opportunity Fund Inc.
BRX / Brixmor Property Group Inc.
PAG / Penske Automotive Group, Inc.
SCU / Sculptor Capital Management Inc - Class A
EMD / Western Asset Emerging Markets Debt Fund Inc.
WELL / Welltower Inc.
RDS.B / Shell Plc - ADR
M / Macy's, Inc.
74005P104 / Praxair, Inc.
ENLC / EnLink Midstream, LLC
WBA / Walgreens Boots Alliance, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CSGP / CoStar Group, Inc.
CELG / Celgene Corp.
TTSH / Tile Shop Holdings, Inc.
PAYC / Paycom Software, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
WFT / Weatherford International plc
CLF / Cleveland-Cliffs Inc.
FIVE / Five Below, Inc.
APU / AmeriGas Partners, L.P.
BKT / BlackRock Income Trust, Inc.
US0549371070 / BB&T Corp.
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
MKL / Markel Group Inc.
UYG / ProShares Trust - ProShares Ultra Financials
HRZN / Horizon Technology Finance Corporation
BDX / Becton, Dickinson and Company
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
MFA / MFA Financial, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
MCD / McDonald's Corporation
ATVI / Activision Blizzard Inc
UPS / United Parcel Service, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SHOP / Shopify Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
USB / U.S. Bancorp
PCN / PIMCO Corporate & Income Strategy Fund
BRK.A / Berkshire Hathaway Inc.
PM / Philip Morris International Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
EMR / Emerson Electric Co.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
AAPL / Apple Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ORCL / Oracle Corporation
NEE / NextEra Energy, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
OMER / Omeros Corporation
TWTR / Twitter Inc
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
GOOGL / Alphabet Inc.
DVY / iShares Trust - iShares Select Dividend ETF
MMP / Magellan Midstream Partners L.P.
NOC / Northrop Grumman Corporation
RAD / Rite Aid Corp.
PYPL / PayPal Holdings, Inc.
BOH / Bank of Hawaii Corporation
ACN / Accenture plc
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
AA / Alcoa Corporation
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
WDFC / WD-40 Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
NAC / Nuveen California Quality Municipal Income Fund
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BX / Blackstone Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GIS / General Mills, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
FDX / FedEx Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
HFWA / Heritage Financial Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
RYC / Royal Bank of Canada
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IBB / iShares Trust - iShares Biotechnology ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
OEF / iShares Trust - iShares S&P 100 ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
MMM / 3M Company
IFF / International Flavors & Fragrances Inc.
NVDA / NVIDIA Corporation
AMZN / Amazon.com, Inc.
T / AT&T Inc.
MELI / MercadoLibre, Inc.
ERC / Allspring Multi-Sector Income Fund
AWF / AllianceBernstein Global High Income Fund
VZ / Verizon Communications Inc.
MO / Altria Group, Inc.
ADI / Analog Devices, Inc.
MDT / Medtronic plc
BRK.B / Berkshire Hathaway Inc.
ADSK / Autodesk, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
C / Citigroup Inc. - Corporate Bond/Note
CHI / Calamos Convertible Opportunities and Income Fund
BTZ / BlackRock Credit Allocation Income Trust
FAX / Abrdn Asia-Pacific Income Fund Inc
HD / The Home Depot, Inc.
GCI / Gannett Co., Inc.
MA / Mastercard Incorporated
GGN / GAMCO Global Gold, Natural Resources & Income Trust
KMI / Kinder Morgan, Inc.
DHR / Danaher Corporation
ABBV / AbbVie Inc.
SLB / Schlumberger Limited
NTR / Nutrien Ltd.
F / Ford Motor Company
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Put
BA / The Boeing Company
WY / Weyerhaeuser Company
CVX / Chevron Corporation
CAT / Caterpillar Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
EXPD / Expeditors International of Washington, Inc.
BAC / Bank of America Corporation
O / Realty Income Corporation
NKE_KZ / NIKE, Inc.
AMGN / Amgen Inc.
AVGO / Broadcom Inc.
CRM / Salesforce, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
LIN / Linde plc
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CLX / The Clorox Company
TIP / iShares Trust - iShares TIPS Bond ETF
ANIP / ANI Pharmaceuticals, Inc.
GOOG / Alphabet Inc.
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
LLY / Eli Lilly and Company
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
NFLX / Netflix, Inc.