Market Value444,887,000
Total Holdings345
File Date2018-10-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
NIO / NIO Inc. - Depositary Receipt (Common Stock)
NAD / Nuveen Quality Municipal Income Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
BEST / BEST Inc. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
TTSH / Tile Shop Holdings, Inc.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
EFX / Equifax Inc.
SPE / Special Opportunities Fund, Inc.
CMCSA / Comcast Corporation
SHOP / Shopify Inc.
MMM / 3M Company
UFS / Domtar Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BX / Blackstone Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
NLY / Annaly Capital Management, Inc.
MQT / BlackRock MuniYield Quality Fund II, Inc.
PIM / Putnam Master Intermediate Income Trust
JRI / Nuveen Real Asset Income and Growth Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
BHK / BlackRock Core Bond Trust
IYM / iShares Trust - iShares U.S. Basic Materials ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
FIVE / Five Below, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
CIEN / Ciena Corporation
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GASS / StealthGas Inc.
CSCO / Cisco Systems, Inc.
TRQ / Turquoise Hill Resources Ltd
WPRT / Westport Fuel Systems Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
US00C4U1L353 / Mylan N.V.
HSY / The Hershey Company
COP / ConocoPhillips
DSL / DoubleLine Income Solutions Fund
LOW / Lowe's Companies, Inc.
FTF / Franklin Limited Duration Income Trust
UNP / Union Pacific Corporation
APD / Air Products and Chemicals, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
TSLA / Tesla, Inc.
RTN / Raytheon Co.
TIP / iShares Trust - iShares TIPS Bond ETF
GEL / Genesis Energy, L.P. - Limited Partnership
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
COLB / Columbia Banking System, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
PAYX / Paychex, Inc.
FI / Fiserv, Inc.
PEP / PepsiCo, Inc.
TXN / Texas Instruments Incorporated
KHC / The Kraft Heinz Company
RTX / RTX Corporation
MMT / MFS Multimarket Income Trust
SPY / SPDR S&P 500 ETF Put
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MCD / McDonald's Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
MHLD / Maiden Holdings, Ltd.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
PYPL / PayPal Holdings, Inc.
74005P104 / Praxair, Inc.
GPP / Green Plains Partners LP - Limited Partnership
BRK.B / Berkshire Hathaway Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
MELI / MercadoLibre, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
BGT / BlackRock Floating Rate Income Trust
NVG / Nuveen AMT-Free Municipal Credit Income Fund
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
NBH / Neuberger Berman Municipal Fund Inc.
INBK / First Internet Bancorp
/ iShares Morningstar Mid-Cap Value ETF
US0373471012 / Anworth Mortgage Asset Corp.
MDY / SPDR S&P MidCap 400 ETF Trust
IYE / iShares Trust - iShares U.S. Energy ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
DOW / Dow Inc.
19041P105 / CBS Corp.
IBB / iShares Trust - iShares Biotechnology ETF
GLD / SPDR Gold Trust
V / Visa Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
OXY / Occidental Petroleum Corporation
RYC / Royal Bank of Canada
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HMLP / Hoegh LNG Partners LP - Unit
ABBV / AbbVie Inc.
AXP / American Express Company
/ Hi-Crush Inc.
WFT / Weatherford International plc
TWTR / Twitter Inc
UPS / United Parcel Service, Inc.
MB / MasterBeef Group
JPC / Nuveen Preferred & Income Opportunities Fund
CSQ / Calamos Strategic Total Return Fund
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
GPM / Guggenheim Enhanced Equity Income Fund
TWI / Titan International, Inc.
BWP / Boardwalk Pipeline Partners L.P
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GOF / Guggenheim Strategic Opportunities Fund
USB.PRN / US Bancorp Del
IMH / Impac Mortgage Holdings, Inc.
MX / Magnachip Semiconductor Corporation
ARLZ / Aralez Pharmaceuticals Inc.
US26885B1008 / EQT Midstream Partners LP
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
BBN / BlackRock Taxable Municipal Bond Trust
HRZN / Horizon Technology Finance Corporation
ENLC / EnLink Midstream, LLC
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PPL / PPL Corporation
JQC / Nuveen Credit Strategies Income Fund
LEO / BNY Mellon Strategic Municipals, Inc.
HPS / John Hancock Preferred Income Fund III
HYLD / Exchange Listed Funds Trust - High Yield ETF
UYG / ProShares Trust - ProShares Ultra Financials
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
VGM / Invesco Trust for Investment Grade Municipals
PAA / Plains All American Pipeline, L.P. - Limited Partnership
US58503F5026 / Medley Capital Corp.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
/ BlackRock Municipal 2020 Term Trust
JMM / Nuveen Multi-Market Income Fund
RBBN / Ribbon Communications Inc.
US04650Y1001 / At Home Group Inc
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
XUSAX / Liberty All Star Equity Fund
STOHF / Equinor ASA
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TEI / Templeton Emerging Markets Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
APU / AmeriGas Partners, L.P.
UQM / UQM Technologies, Inc.
BKT / BlackRock Income Trust, Inc.
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
TAHO / Tahoe Resources Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
SRLP / Sprague Resources LP - Unit
LUMN / Lumen Technologies, Inc.
PAYC / Paycom Software, Inc.
ANFIF / Amira Nature Foods Ltd.
TLYS / Tilly's, Inc.
ALRM / Alarm.com Holdings, Inc.
US12654A1016 / CNX Midstream Partners LP
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
OUNZ / VanEck Merk Gold ETF
CY / Cypress Semiconductor Corp.
CLF / Cleveland-Cliffs Inc.
US92189F8095 / VanEck Vectors Coal ETF
CSGP / CoStar Group, Inc.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
PRLB / Proto Labs, Inc.
US0549371070 / BB&T Corp.
MKL / Markel Group Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SHEL / Shell plc - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
RDS.B / Shell Plc - ADR
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
DMO / Western Asset Mortgage Opportunity Fund Inc.
BRX / Brixmor Property Group Inc.
PAG / Penske Automotive Group, Inc.
SCU / Sculptor Capital Management Inc - Class A
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
WELL / Welltower Inc.
M / Macy's, Inc.
MFA / MFA Financial, Inc.
CELG / Celgene Corp.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ORCL / Oracle Corporation
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
AAPL / Apple Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
WDFC / WD-40 Company
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
JCI / Johnson Controls International plc
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GD / General Dynamics Corporation
OMER / Omeros Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
XOM / Exxon Mobil Corporation
USB / U.S. Bancorp
DVY / iShares Trust - iShares Select Dividend ETF
ADI / Analog Devices, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HASI / HA Sustainable Infrastructure Capital, Inc.
WY / Weyerhaeuser Company
HON / Honeywell International Inc.
ADSK / Autodesk, Inc.
BNS / The Bank of Nova Scotia
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
QQQ / Invesco QQQ Trust, Series 1
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
EXPD / Expeditors International of Washington, Inc.
AIG / American International Group, Inc.
MMP / Magellan Midstream Partners L.P.
GOOGL / Alphabet Inc.
RAD / Rite Aid Corp.
FTV / Fortive Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
ABT / Abbott Laboratories
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CAT / Caterpillar Inc.
GIS / General Mills, Inc.
NAC / Nuveen California Quality Municipal Income Fund
IBM / International Business Machines Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
MDT / Medtronic plc
FAX / Abrdn Asia-Pacific Income Fund Inc
BTZ / BlackRock Credit Allocation Income Trust
GCI / Gannett Co., Inc.
CHI / Calamos Convertible Opportunities and Income Fund
PCN / PIMCO Corporate & Income Strategy Fund
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BDX / Becton, Dickinson and Company
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
BOH / Bank of Hawaii Corporation
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SBUX / Starbucks Corporation
MO / Altria Group, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
DHR / Danaher Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PCAR / PACCAR Inc
PM / Philip Morris International Inc.
BRK.A / Berkshire Hathaway Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
QCOM / QUALCOMM Incorporated
WFC / Wells Fargo & Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
ERC / Allspring Multi-Sector Income Fund
OEF / iShares Trust - iShares S&P 100 ETF
FDX / FedEx Corporation
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
T / AT&T Inc.
KMI / Kinder Morgan, Inc.
MA / Mastercard Incorporated
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RIG / Transocean Ltd.
BMO / Bank of Montreal
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
RITM / Rithm Capital Corp.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
AWF / AllianceBernstein Global High Income Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
PTY / PIMCO Corporate & Income Opportunity Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
JNJ / Johnson & Johnson
SPY / SPDR S&P 500 ETF
AMD / Advanced Micro Devices, Inc.
HFWA / Heritage Financial Corporation
MRK / Merck & Co., Inc.
ETN / Eaton Corporation plc
CSX / CSX Corporation
HD / The Home Depot, Inc.
KO / The Coca-Cola Company
IVV / iShares Trust - iShares Core S&P 500 ETF
C / Citigroup Inc.
GILD / Gilead Sciences, Inc.
KEY / KeyCorp
IWC / iShares Trust - iShares Micro-Cap ETF
AMZN / Amazon.com, Inc.
WMT / Walmart Inc.
UNH / UnitedHealth Group Incorporated
IVE / iShares Trust - iShares S&P 500 Value ETF
EMR / Emerson Electric Co.
EPD / Enterprise Products Partners L.P. - Limited Partnership
AMTX / Aemetis, Inc.
NVDA / NVIDIA Corporation
ALK / Alaska Air Group, Inc.
SLB / Schlumberger Limited
NOC / Northrop Grumman Corporation
F / Ford Motor Company
WBA / Walgreens Boots Alliance, Inc.
LMT / Lockheed Martin Corporation
VZ / Verizon Communications Inc.
CVX / Chevron Corporation
NTR / Nutrien Ltd.
BA / The Boeing Company Put
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
COST / Costco Wholesale Corporation
BA / The Boeing Company
BAC / Bank of America Corporation
O / Realty Income Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NKE_KZ / NIKE, Inc.
AMGN / Amgen Inc.
AVGO / Broadcom Inc.
SFL / SFL Corporation Ltd.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PG / The Procter & Gamble Company
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
CRM / Salesforce, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
BA / The Boeing Company Call
ANIP / ANI Pharmaceuticals, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
GOOG / Alphabet Inc.
SO / The Southern Company
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
CLX / The Clorox Company
META / Meta Platforms, Inc.
MU / Micron Technology, Inc.
MSFT / Microsoft Corporation
NFLX / Netflix, Inc.