Market Value422,235,000
Total Holdings341
File Date2018-07-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ABBV / AbbVie Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
XJHSX / John Hancock Income Securities
JRI / Nuveen Real Asset Income and Growth Fund
GD / General Dynamics Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
LUMN / Lumen Technologies, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
DIS / The Walt Disney Company
NVDA / NVIDIA Corporation
CSQ / Calamos Strategic Total Return Fund
MA / Mastercard Incorporated
RBBN / Ribbon Communications Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
SPE / Special Opportunities Fund, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
NZF / Nuveen Municipal Credit Income Fund
PICK / iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF
NLY / Annaly Capital Management, Inc.
PIM / Putnam Master Intermediate Income Trust
ARLZ / Aralez Pharmaceuticals Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
NAD / Nuveen Quality Municipal Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
GASS / StealthGas Inc.
TRQ / Turquoise Hill Resources Ltd
BEST / BEST Inc. - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
WPRT / Westport Fuel Systems Inc.
NBH / Neuberger Berman Municipal Fund Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
ORCL / Oracle Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
CELG / Celgene Corp.
UPS / United Parcel Service, Inc.
RTN / Raytheon Co.
TSLA / Tesla, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
PFE / Pfizer Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
MB / MasterBeef Group
018490100 / Allergan plc
EFX / Equifax Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
RDS.B / Shell Plc - ADR
MMT / MFS Multimarket Income Trust
BRK.A / Berkshire Hathaway Inc.
KMI / Kinder Morgan, Inc.
MHLD / Maiden Holdings, Ltd.
WY / Weyerhaeuser Company
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
RAD / Rite Aid Corp.
KEY / KeyCorp
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
AMZN / Amazon.com, Inc.
BHK / BlackRock Core Bond Trust
GPP / Green Plains Partners LP - Limited Partnership
CIEN / Ciena Corporation
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
CSCO / Cisco Systems, Inc.
BGT / BlackRock Floating Rate Income Trust
AWF / AllianceBernstein Global High Income Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HPI / John Hancock Preferred Income Fund
INBK / First Internet Bancorp
MQT / BlackRock MuniYield Quality Fund II, Inc.
/ iShares Morningstar Mid-Cap Value ETF
US0373471012 / Anworth Mortgage Asset Corp.
HSY / The Hershey Company
TXN / Texas Instruments Incorporated
BA / The Boeing Company Put
19041P105 / CBS Corp.
UNP / Union Pacific Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IYE / iShares Trust - iShares U.S. Energy ETF
PPL / PPL Corporation
BA / The Boeing Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
OXY / Occidental Petroleum Corporation
/ Hi-Crush Inc.
US00C4U1L353 / Mylan N.V.
FTV / Fortive Corporation
WFT / Weatherford International plc
BA / The Boeing Company Call
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
ZNGA / Zynga Inc - Class A
LEO / BNY Mellon Strategic Municipals, Inc.
HRZN / Horizon Technology Finance Corporation
ENLC / EnLink Midstream, LLC
JQC / Nuveen Credit Strategies Income Fund
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MUI / BlackRock Municipal Income Fund, Inc.
HPS / John Hancock Preferred Income Fund III
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
Market Vectors Etf TRUST / ETF (57060U837)
TWX / Warner Media LLC
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
GOF / Guggenheim Strategic Opportunities Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
OUNZ / VanEck Merk Gold ETF
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
/ BlackRock Municipal 2020 Term Trust
JPC / Nuveen Preferred & Income Opportunities Fund
TTSH / Tile Shop Holdings, Inc.
MFA / MFA Financial, Inc.
UFS / Domtar Corporation
IMH / Impac Mortgage Holdings, Inc.
CY / Cypress Semiconductor Corp.
US92189F8095 / VanEck Vectors Coal ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
BWP / Boardwalk Pipeline Partners L.P
CSGP / CoStar Group, Inc.
JMM / Nuveen Multi-Market Income Fund
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
HMLP / Hoegh LNG Partners LP - Unit
US12654A1016 / CNX Midstream Partners LP
BBN / BlackRock Taxable Municipal Bond Trust
TEI / Templeton Emerging Markets Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
APU / AmeriGas Partners, L.P.
UQM / UQM Technologies, Inc.
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
BKT / BlackRock Income Trust, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VGM / Invesco Trust for Investment Grade Municipals
TWI / Titan International, Inc.
XUSAX / Liberty All Star Equity Fund
TAHO / Tahoe Resources Inc.
GPM / Guggenheim Enhanced Equity Income Fund
US04650Y1001 / At Home Group Inc
ANFIF / Amira Nature Foods Ltd.
US58503F5026 / Medley Capital Corp.
USB.PRN / US Bancorp Del
STOHF / Equinor ASA
SRLP / Sprague Resources LP - Unit
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
UYG / ProShares Trust - ProShares Ultra Financials
JWN / Nordstrom, Inc.
PRLB / Proto Labs, Inc.
MX / Magnachip Semiconductor Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
74005P104 / Praxair, Inc.
BRX / Brixmor Property Group Inc.
M / Macy's, Inc.
SCU / Sculptor Capital Management Inc - Class A
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
WELL / Welltower Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
DLTH / Duluth Holdings Inc.
CBS.A / CBS Corp.
HEQ / John Hancock Diversified Income Fund
AMZA / ETFis Series Trust I - InfraCap MLP ETF
CL / Colgate-Palmolive Company
LOPE / Grand Canyon Education, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
JGH / Nuveen Global High Income Fund
HYLD / Exchange Listed Funds Trust - High Yield ETF
MZF / Managed Duration Investment Grade Municipal Fund
VGI / Virtus Global Multi-Sector Income Fund
MSCC / Microsemi Corp.
/ NextGen Acquisition Corporation Units
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
THQ / Abrdn Healthcare Opportunities Fund
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
O / Realty Income Corporation
AXP / American Express Company
BAC / Bank of America Corporation
DOW / Dow Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
BDX / Becton, Dickinson and Company
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
AMGN / Amgen Inc.
BOH / Bank of Hawaii Corporation
NTR / Nutrien Ltd.
OMER / Omeros Corporation
GCI / Gannett Co., Inc.
CRM / Salesforce, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NEE / NextEra Energy, Inc.
MMP / Magellan Midstream Partners L.P.
WBA / Walgreens Boots Alliance, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AIG / American International Group, Inc.
MNKD / MannKind Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
USB / U.S. Bancorp
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMTX / Aemetis, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
EXPD / Expeditors International of Washington, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
QQQ / Invesco QQQ Trust, Series 1
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BX / Blackstone Inc.
CLX / The Clorox Company
GIS / General Mills, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
RYC / Royal Bank of Canada
BMO / Bank of Montreal
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MMM / 3M Company
MDY / SPDR S&P MidCap 400 ETF Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
APD / Air Products and Chemicals, Inc.
ALK / Alaska Air Group, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
F / Ford Motor Company
IVV / iShares Trust - iShares Core S&P 500 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
GOOG / Alphabet Inc.
SLB / Schlumberger Limited
BNS / The Bank of Nova Scotia
MDT / Medtronic plc
ERC / Allspring Multi-Sector Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
BTZ / BlackRock Credit Allocation Income Trust
FAX / Abrdn Asia-Pacific Income Fund Inc
PCN / PIMCO Corporate & Income Strategy Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
MCD / McDonald's Corporation
PEP / PepsiCo, Inc.
RITM / Rithm Capital Corp.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
PAYX / Paychex, Inc.
MRK / Merck & Co., Inc.
ADI / Analog Devices, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HFWA / Heritage Financial Corporation
ABT / Abbott Laboratories
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
PM / Philip Morris International Inc.
RTX / RTX Corporation
SHOP / Shopify Inc.
CVX / Chevron Corporation
FI / Fiserv, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CSX / CSX Corporation
NOC / Northrop Grumman Corporation
IBM / International Business Machines Corporation
BMY / Bristol-Myers Squibb Company
JCI / Johnson Controls International plc
HD / The Home Depot, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
HASI / HA Sustainable Infrastructure Capital, Inc.
FDX / FedEx Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AMD / Advanced Micro Devices, Inc.
MO / Altria Group, Inc.
JNJ / Johnson & Johnson
DVY / iShares Trust - iShares Select Dividend ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
KHC / The Kraft Heinz Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
EMR / Emerson Electric Co.
WMT / Walmart Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
WFC / Wells Fargo & Company
PTY / PIMCO Corporate & Income Opportunity Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
UNH / UnitedHealth Group Incorporated
SFL / SFL Corporation Ltd.
GILD / Gilead Sciences, Inc.
ETN / Eaton Corporation plc
IWF / iShares Trust - iShares Russell 1000 Growth ETF
RIG / Transocean Ltd.
IWN / iShares Trust - iShares Russell 2000 Value ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
SYK / Stryker Corporation
INTC / Intel Corporation
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
GLD / SPDR Gold Trust
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MELI / MercadoLibre, Inc.
BRK.B / Berkshire Hathaway Inc.
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
IWC / iShares Trust - iShares Micro-Cap ETF
QCOM / QUALCOMM Incorporated
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
COST / Costco Wholesale Corporation
SPY / SPDR S&P 500 ETF
PCAR / PACCAR Inc
AVGO / Broadcom Inc.
T / AT&T Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
V / Visa Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
VZ / Verizon Communications Inc.
HON / Honeywell International Inc.
SBUX / Starbucks Corporation
XOM / Exxon Mobil Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
C / Citigroup Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
JPM / JPMorgan Chase & Co.
AAPL / Apple Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
NKE_KZ / NIKE, Inc.
COP / ConocoPhillips
CMCSA / Comcast Corporation
GOOGL / Alphabet Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ANIP / ANI Pharmaceuticals, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
META / Meta Platforms, Inc.
SO / The Southern Company
DHR / Danaher Corporation
FXI / iShares Trust - iShares China Large-Cap ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
NFLX / Netflix, Inc.