Market Value394,826,000
Total Holdings323
File Date2018-02-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
OEF / iShares Trust - iShares S&P 100 ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
BRK.A / Berkshire Hathaway Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ADI / Analog Devices, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PHYS / Sprott Physical Gold Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SYK / Stryker Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
PSX / Phillips 66
XOM / Exxon Mobil Corporation
PG / The Procter & Gamble Company
CBS.A / CBS Corp.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
GASS / StealthGas Inc.
US0373471012 / Anworth Mortgage Asset Corp.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
TRQ / Turquoise Hill Resources Ltd
HTGC / Hercules Capital, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
RYC / Royal Bank of Canada
GD / General Dynamics Corporation
GLD / SPDR Gold Trust
IWO / iShares Trust - iShares Russell 2000 Growth ETF
DIS / The Walt Disney Company
MA / Mastercard Incorporated
BMY / Bristol-Myers Squibb Company
TSLA / Tesla, Inc.
/ Hi-Crush Inc.
AWF / AllianceBernstein Global High Income Fund
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
CVX / Chevron Corporation
IWN / iShares Trust - iShares Russell 2000 Value ETF
NLY / Annaly Capital Management, Inc.
ORCL / Oracle Corporation
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
ARLZ / Aralez Pharmaceuticals Inc.
SPE / Special Opportunities Fund, Inc.
STOHF / Equinor ASA
JRI / Nuveen Real Asset Income and Growth Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
HPI / John Hancock Preferred Income Fund
PIM / Putnam Master Intermediate Income Trust
KEY / KeyCorp
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
WFT / Weatherford International plc
GPP / Green Plains Partners LP - Limited Partnership
LEO / BNY Mellon Strategic Municipals, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
NAD / Nuveen Quality Municipal Income Fund
RBBN / Ribbon Communications Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
CSCO / Cisco Systems, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
CIEN / Ciena Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AGU / Agrium Inc.
WPRT / Westport Fuel Systems Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
/ NextGen Acquisition Corporation Units
LUMN / Lumen Technologies, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
DOW / Dow Inc.
HSY / The Hershey Company
DSL / DoubleLine Income Solutions Fund
JPC / Nuveen Preferred & Income Opportunities Fund
UNP / Union Pacific Corporation
FTF / Franklin Limited Duration Income Trust
AMD / Advanced Micro Devices, Inc.
RTN / Raytheon Co.
GEL / Genesis Energy, L.P. - Limited Partnership
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
MMT / MFS Multimarket Income Trust
IYE / iShares Trust - iShares U.S. Energy ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MHLD / Maiden Holdings, Ltd.
AAPL / Apple Inc.
AIG / American International Group, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
TWX / Warner Media LLC
BHK / BlackRock Core Bond Trust
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
BGT / BlackRock Floating Rate Income Trust
NVG / Nuveen AMT-Free Municipal Credit Income Fund
XJHSX / John Hancock Income Securities
NBH / Neuberger Berman Municipal Fund Inc.
MQT / BlackRock MuniYield Quality Fund II, Inc.
/ iShares Morningstar Mid-Cap Value ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
RTX / RTX Corporation
PAYX / Paychex, Inc.
TXN / Texas Instruments Incorporated
BMO / Bank of Montreal
FI / Fiserv, Inc.
ABT / Abbott Laboratories
HASI / HA Sustainable Infrastructure Capital, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ETN / Eaton Corporation plc
MDLZ / Mondelez International, Inc.
BNS / The Bank of Nova Scotia
ATVI / Activision Blizzard Inc
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
US00C4U1L353 / Mylan N.V.
GOOGL / Alphabet Inc.
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
NVDA / NVIDIA Corporation
CSQ / Calamos Strategic Total Return Fund
QCOM / QUALCOMM Incorporated
AXP / American Express Company
MRK / Merck & Co., Inc.
SPY / SPDR S&P 500 ETF
FTV / Fortive Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
PCN / PIMCO Corporate & Income Strategy Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
KMI / Kinder Morgan, Inc.
SBUX / Starbucks Corporation
AVGO / Broadcom Inc.
TWTR / Twitter Inc
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FDX / FedEx Corporation
V / Visa Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
IBB / iShares Trust - iShares Biotechnology ETF
WM / Waste Management, Inc.
VZ / Verizon Communications Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
OXY / Occidental Petroleum Corporation
JQC / Nuveen Credit Strategies Income Fund
WELL / Welltower Inc.
IP / International Paper Company
UYG / ProShares Trust - ProShares Ultra Financials
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
IMH / Impac Mortgage Holdings, Inc.
INBK / First Internet Bancorp
APU / AmeriGas Partners, L.P.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
FXI / iShares Trust - iShares China Large-Cap ETF
MZF / Managed Duration Investment Grade Municipal Fund
QQQ / Invesco QQQ Trust, Series 1
HRZN / Horizon Technology Finance Corporation
TEI / Templeton Emerging Markets Income Fund
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
BKT / BlackRock Income Trust, Inc.
ANFIF / Amira Nature Foods Ltd.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
74005P104 / Praxair, Inc.
CL / Colgate-Palmolive Company
SHEL / Shell plc - Depositary Receipt (Common Stock)
UQM / UQM Technologies, Inc.
TWI / Titan International, Inc.
US92189F8095 / VanEck Vectors Coal ETF
/ BlackRock Municipal 2020 Term Trust
VGM / Invesco Trust for Investment Grade Municipals
PMO / Putnam Municipal Opportunities Trust
JMM / Nuveen Multi-Market Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
KHC / The Kraft Heinz Company
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
M / Macy's, Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
BEST / BEST Inc. - Depositary Receipt (Common Stock)
US58503F5026 / Medley Capital Corp.
SCU / Sculptor Capital Management Inc - Class A
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
19041P105 / CBS Corp.
RDS.B / Shell Plc - ADR
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
GNW / Genworth Financial, Inc.
NSL / Nuveen Senior Income Fund
SONS / Sonus Networks, Inc.
PSEC / Prospect Capital Corporation
RAD / Rite Aid Corp.
JSD / Nuveen Short Duration Credit Opportunities Fund
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
ALL / The Allstate Corporation
PHD / Pioneer Floating Rate Fund, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
EPD / Enterprise Products Partners L.P. - Limited Partnership
LOW / Lowe's Companies, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
WBA / Walgreens Boots Alliance, Inc.
MFA / MFA Financial, Inc.
CSX / CSX Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
NOC / Northrop Grumman Corporation
AMZN / Amazon.com, Inc.
OMER / Omeros Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SLB / Schlumberger Limited
RITM / Rithm Capital Corp.
GM / General Motors Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GCI / Gannett Co., Inc.
CHI / Calamos Convertible Opportunities and Income Fund
MCD / McDonald's Corporation
UPS / United Parcel Service, Inc.
BA / The Boeing Company
MMP / Magellan Midstream Partners L.P.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
HON / Honeywell International Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
C / Citigroup Inc. - Corporate Bond/Note
BTZ / BlackRock Credit Allocation Income Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EXPD / Expeditors International of Washington, Inc.
AFL / Aflac Incorporated
CVS / CVS Health Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
SFL / SFL Corporation Ltd.
ALK / Alaska Air Group, Inc.
PM / Philip Morris International Inc.
HFWA / Heritage Financial Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IBM / International Business Machines Corporation
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
MDT / Medtronic plc
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
USB / U.S. Bancorp
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AMTX / Aemetis, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
WMT / Walmart Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MO / Altria Group, Inc.
BOH / Bank of Hawaii Corporation
T / AT&T Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ERC / Allspring Multi-Sector Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
ITW / Illinois Tool Works Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NAC / Nuveen California Quality Municipal Income Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
UNH / UnitedHealth Group Incorporated
PCAR / PACCAR Inc
RIG / Transocean Ltd.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HD / The Home Depot, Inc.
GLW / Corning Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EMR / Emerson Electric Co.
CRM / Salesforce, Inc.
NVAX / Novavax, Inc.
MNKD / MannKind Corporation
MMM / 3M Company
F / Ford Motor Company
GILD / Gilead Sciences, Inc.
WY / Weyerhaeuser Company
GSK / GSK plc - Depositary Receipt (Common Stock)
GOOG / Alphabet Inc.
O / Realty Income Corporation
INTC / Intel Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BAC / Bank of America Corporation
AMGN / Amgen Inc.
COP / ConocoPhillips
CMCSA / Comcast Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
APD / Air Products and Chemicals, Inc.
NKE_KZ / NIKE, Inc.
JPM / JPMorgan Chase & Co.
ABBV / AbbVie Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
CAT / Caterpillar Inc.
ANIP / ANI Pharmaceuticals, Inc.
DHR / Danaher Corporation
PYPL / PayPal Holdings, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
US12654A1016 / CNX Midstream Partners LP
SO / The Southern Company
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
NFLX / Netflix, Inc.
CLX / The Clorox Company
IVW / iShares Trust - iShares S&P 500 Growth ETF