Market Value384,710,000
Total Holdings327
File Date2017-11-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AIG / American International Group, Inc.
BRK.A / Berkshire Hathaway Inc.
SFL / SFL Corporation Ltd.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PSX / Phillips 66
/ BlackRock Municipal 2020 Term Trust
HSY / The Hershey Company
GE / General Electric Company
NATI / National Instruments Corp.
ALL / The Allstate Corporation
US0373471012 / Anworth Mortgage Asset Corp.
NBH / Neuberger Berman Municipal Fund Inc.
TRQ / Turquoise Hill Resources Ltd
FTV / Fortive Corporation
HTGC / Hercules Capital, Inc.
HD / The Home Depot, Inc.
UNP / Union Pacific Corporation
IBB / iShares Trust - iShares Biotechnology ETF
GLD / SPDR Gold Trust
ORCL / Oracle Corporation
AXP / American Express Company
RYC / Royal Bank of Canada
SYK / Stryker Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GD / General Dynamics Corporation
TSLA / Tesla, Inc.
WFC / Wells Fargo & Company
PFE / Pfizer Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
KEY / KeyCorp
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CSCO / Cisco Systems, Inc.
CIEN / Ciena Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AAPL / Apple Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
GOOGL / Alphabet Inc.
NVDA / NVIDIA Corporation
DIS / The Walt Disney Company
LUMN / Lumen Technologies, Inc.
ANIP / ANI Pharmaceuticals, Inc.
NLY / Annaly Capital Management, Inc.
AGU / Agrium Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
PIM / Putnam Master Intermediate Income Trust
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
XJHSX / John Hancock Income Securities
BGT / BlackRock Floating Rate Income Trust
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
WFT / Weatherford International plc
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
NAD / Nuveen Quality Municipal Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
GASS / StealthGas Inc.
STOHF / Equinor ASA
WPRT / Westport Fuel Systems Inc.
US12654A1016 / CNX Midstream Partners LP
OMER / Omeros Corporation
AMZN / Amazon.com, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
RTN / Raytheon Co.
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
RDS.B / Shell Plc - ADR
MMT / MFS Multimarket Income Trust
MHLD / Maiden Holdings, Ltd.
NOC / Northrop Grumman Corporation
HON / Honeywell International Inc.
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BHK / BlackRock Core Bond Trust
GPP / Green Plains Partners LP - Limited Partnership
AMLP / ALPS ETF Trust - Alerian MLP ETF
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IYE / iShares Trust - iShares U.S. Energy ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HPI / John Hancock Preferred Income Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
SPE / Special Opportunities Fund, Inc.
/ iShares Morningstar Mid-Cap Value ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
DOW / Dow Inc.
19041P105 / CBS Corp.
/ NextGen Acquisition Corporation Units
US00C4U1L353 / Mylan N.V.
FI / Fiserv, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
KMB / Kimberly-Clark Corporation
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
CSQ / Calamos Strategic Total Return Fund
CHI / Calamos Convertible Opportunities and Income Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
CRM / Salesforce, Inc.
ARLZ / Aralez Pharmaceuticals Inc.
TWTR / Twitter Inc
MMM / 3M Company
HRZN / Horizon Technology Finance Corporation
UYG / ProShares Trust - ProShares Ultra Financials
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
IGR / CBRE Global Real Estate Income Fund
JSD / Nuveen Short Duration Credit Opportunities Fund
PSEC / Prospect Capital Corporation
GNW / Genworth Financial, Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
US92189F8095 / VanEck Vectors Coal ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
JMM / Nuveen Multi-Market Income Fund
PHD / Pioneer Floating Rate Fund, Inc.
BKT / BlackRock Income Trust, Inc.
US58503F5026 / Medley Capital Corp.
FAM / First Trust/Abrdn Global Opportunity Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
NSL / Nuveen Senior Income Fund
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
UQM / UQM Technologies, Inc.
TWI / Titan International, Inc.
PMO / Putnam Municipal Opportunities Trust
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
QQQ / Invesco QQQ Trust, Series 1
TEI / Templeton Emerging Markets Income Fund
APU / AmeriGas Partners, L.P.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
JQC / Nuveen Credit Strategies Income Fund
VGM / Invesco Trust for Investment Grade Municipals
SONS / Sonus Networks, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
ANFIF / Amira Nature Foods Ltd.
MZF / Managed Duration Investment Grade Municipal Fund
INBK / First Internet Bancorp
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
JRI / Nuveen Real Asset Income and Growth Fund
IMH / Impac Mortgage Holdings, Inc.
CL / Colgate-Palmolive Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
HMLP / Hoegh LNG Partners LP - Unit
SHEL / Shell plc - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
RAD / Rite Aid Corp.
MUI / BlackRock Municipal Income Fund, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
74005P104 / Praxair, Inc.
SCU / Sculptor Capital Management Inc - Class A
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
EMD / Western Asset Emerging Markets Debt Fund Inc.
WELL / Welltower Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
NMFC / New Mountain Finance Corporation
FTR / Frontier Communications Corp.
AKG / Asanko Gold Inc.
DRA / Diversified Real Asset Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
PEAK / Healthpeak Properties, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
RAI / Reynolds American, Inc.
VEDL / Vedanta Ltd - ADR
MICR / Micron Solutions, Inc.
DOW / Dow Inc. Call
DOW / Dow Inc.
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
ATVI / Activision Blizzard Inc
MFA / MFA Financial, Inc.
CELG / Celgene Corp.
MDLZ / Mondelez International, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
IBM / International Business Machines Corporation
ET / Energy Transfer LP - Limited Partnership
WY / Weyerhaeuser Company
TWX / Warner Media LLC
CVS / CVS Health Corporation
GOOG / Alphabet Inc.
MMP / Magellan Midstream Partners L.P.
AFL / Aflac Incorporated
WBA / Walgreens Boots Alliance, Inc.
UPS / United Parcel Service, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BOH / Bank of Hawaii Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
AWF / AllianceBernstein Global High Income Fund
M / Macy's, Inc.
INTC / Intel Corporation
AMTX / Aemetis, Inc.
ITW / Illinois Tool Works Inc.
NVAX / Novavax, Inc.
META / Meta Platforms, Inc.
C / Citigroup Inc. - Corporate Bond/Note
PCN / PIMCO Corporate & Income Strategy Fund
DVY / iShares Trust - iShares Select Dividend ETF
MA / Mastercard Incorporated
ADI / Analog Devices, Inc.
GCI / Gannett Co., Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
KHC / The Kraft Heinz Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
KMI / Kinder Morgan, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
PM / Philip Morris International Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
WM / Waste Management, Inc.
RIG / Transocean Ltd.
SLB / Schlumberger Limited
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
PEP / PepsiCo, Inc.
AMD / Advanced Micro Devices, Inc.
XOM / Exxon Mobil Corporation
HASI / HA Sustainable Infrastructure Capital, Inc.
RITM / Rithm Capital Corp.
MCD / McDonald's Corporation
ETN / Eaton Corporation plc
IWB / iShares Trust - iShares Russell 1000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
BNS / The Bank of Nova Scotia
JPM / JPMorgan Chase & Co.
WMT / Walmart Inc.
ERC / Allspring Multi-Sector Income Fund
BMO / Bank of Montreal
PTY / PIMCO Corporate & Income Opportunity Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
ABT / Abbott Laboratories
MNKD / MannKind Corporation
EMR / Emerson Electric Co.
PCAR / PACCAR Inc
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
PG / The Procter & Gamble Company
IWM / iShares Trust - iShares Russell 2000 ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BTZ / BlackRock Credit Allocation Income Trust
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
OEF / iShares Trust - iShares S&P 100 ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MDT / Medtronic plc
OXY / Occidental Petroleum Corporation
JNJ / Johnson & Johnson
NVS / Novartis AG - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
TXN / Texas Instruments Incorporated
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CVX / Chevron Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
QCOM / QUALCOMM Incorporated
SPY / SPDR S&P 500 ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
ABBV / AbbVie Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
CLX / The Clorox Company
MDY / SPDR S&P MidCap 400 ETF Trust
JCI / Johnson Controls International plc
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
GM / General Motors Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MO / Altria Group, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HFWA / Heritage Financial Corporation
NAC / Nuveen California Quality Municipal Income Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
MRK / Merck & Co., Inc.
PHYS / Sprott Physical Gold Trust
RTX / RTX Corporation
BRK.B / Berkshire Hathaway Inc.
DHR / Danaher Corporation
USB / U.S. Bancorp
IVW / iShares Trust - iShares S&P 500 Growth ETF
CSX / CSX Corporation
F / Ford Motor Company
IXJ / iShares Trust - iShares Global Healthcare ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
COST / Costco Wholesale Corporation
BMY / Bristol-Myers Squibb Company
FDX / FedEx Corporation
T / AT&T Inc.
AVGO / Broadcom Inc.
V / Visa Inc.
EFX / Equifax Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SBUX / Starbucks Corporation
APD / Air Products and Chemicals, Inc.
GILD / Gilead Sciences, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
O / Realty Income Corporation
SO / The Southern Company
BAC / Bank of America Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NKE_KZ / NIKE, Inc.
COP / ConocoPhillips
CMCSA / Comcast Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MSFT / Microsoft Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MU / Micron Technology, Inc.
AMGN / Amgen Inc.
CAT / Caterpillar Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NFLX / Netflix, Inc.
PYPL / PayPal Holdings, Inc.