Market Value574,772,000
Total Holdings322
File Date2017-07-27
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
ERC / Allspring Multi-Sector Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
GWP / GW Pharmaceuticals plc
/ FERRELLGAS PARTNERS LP Unit
NEA / Nuveen AMT-Free Quality Municipal Income Fund
WPRT / Westport Fuel Systems Inc.
US0373471012 / Anworth Mortgage Asset Corp.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
SPE / Special Opportunities Fund, Inc.
/ iShares Morningstar Mid-Cap Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
TSLA / Tesla, Inc.
MA / Mastercard Incorporated
QCOM / QUALCOMM Incorporated
ETN / Eaton Corporation plc
PFE / Pfizer Inc.
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
FDX / FedEx Corporation
WMT / Walmart Inc.
COP / ConocoPhillips
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
PCAR / PACCAR Inc
BAC / Bank of America Corporation
KEY / KeyCorp
META / Meta Platforms, Inc.
CSCO / Cisco Systems, Inc.
CIEN / Ciena Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CSX / CSX Corporation
GILD / Gilead Sciences, Inc.
DD / DuPont de Nemours, Inc.
NKE_KZ / NIKE, Inc.
HSY / The Hershey Company
GE / General Electric Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HD / The Home Depot, Inc.
UNP / Union Pacific Corporation
LOW / Lowe's Companies, Inc.
RITM / Rithm Capital Corp.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DIS / The Walt Disney Company
AXP / American Express Company
AMD / Advanced Micro Devices, Inc.
GD / General Dynamics Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CLX / The Clorox Company
IXJ / iShares Trust - iShares Global Healthcare ETF
GLD / SPDR Gold Trust
ORCL / Oracle Corporation
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
NLY / Annaly Capital Management, Inc.
TWX / Warner Media LLC
NVG / Nuveen AMT-Free Municipal Credit Income Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
PIM / Putnam Master Intermediate Income Trust
VEDL / Vedanta Ltd - ADR
MQY / BlackRock MuniYield Quality Fund, Inc.
VGM / Invesco Trust for Investment Grade Municipals
ARLZ / Aralez Pharmaceuticals Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
TRQ / Turquoise Hill Resources Ltd
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MICR / Micron Solutions, Inc.
JSD / Nuveen Short Duration Credit Opportunities Fund
AKG / Asanko Gold Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
IGR / CBRE Global Real Estate Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
FTR / Frontier Communications Corp.
TSI / TCW Strategic Income Fund, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
GASS / StealthGas Inc.
AAPL / Apple Inc.
AGU / Agrium Inc.
US12654A1016 / CNX Midstream Partners LP
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
OMER / Omeros Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NFLX / Netflix, Inc.
DSL / DoubleLine Income Solutions Fund
GOOGL / Alphabet Inc.
FTF / Franklin Limited Duration Income Trust
AIG / American International Group, Inc.
PM / Philip Morris International Inc.
CVX / Chevron Corporation
PAYX / Paychex, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
FI / Fiserv, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
UNH / UnitedHealth Group Incorporated
PSX / Phillips 66
GGN / GAMCO Global Gold, Natural Resources & Income Trust
BNS / The Bank of Nova Scotia
RTN / Raytheon Co.
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
MMT / MFS Multimarket Income Trust
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
BRK.B / Berkshire Hathaway Inc.
NVDA / NVIDIA Corporation
MHLD / Maiden Holdings, Ltd.
MRK / Merck & Co., Inc.
KMI / Kinder Morgan, Inc.
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
BHK / BlackRock Core Bond Trust
GPP / Green Plains Partners LP - Limited Partnership
ADI / Analog Devices, Inc.
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
BGT / BlackRock Floating Rate Income Trust
NAD / Nuveen Quality Municipal Income Fund
NBH / Neuberger Berman Municipal Fund Inc.
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
ET / Energy Transfer LP - Limited Partnership
HON / Honeywell International Inc.
AVGO / Broadcom Inc.
T / AT&T Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
V / Visa Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
19041P105 / CBS Corp.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EMR / Emerson Electric Co.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
HRZN / Horizon Technology Finance Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
US00C4U1L353 / Mylan N.V.
BRK.A / Berkshire Hathaway Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
RIG / Transocean Ltd.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
AWF / AllianceBernstein Global High Income Fund
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SPY / SPDR S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MCD / McDonald's Corporation
O / Realty Income Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
GCI / Gannett Co., Inc.
/ NextGen Acquisition Corporation Units
CSQ / Calamos Strategic Total Return Fund
AMZN / Amazon.com, Inc.
KHC / The Kraft Heinz Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
WFT / Weatherford International plc
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BA / The Boeing Company
MDT / Medtronic plc
CHI / Calamos Convertible Opportunities and Income Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TWTR / Twitter Inc
UPS / United Parcel Service, Inc.
MDLZ / Mondelez International, Inc.
KMB / Kimberly-Clark Corporation
PMO / Putnam Municipal Opportunities Trust
JQC / Nuveen Credit Strategies Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
WELL / Welltower Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
TWI / Titan International, Inc.
DRA / Diversified Real Asset Income Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
QQQ / Invesco QQQ Trust, Series 1
PAA / Plains All American Pipeline, L.P. - Limited Partnership
STOHF / Equinor ASA
RAI / Reynolds American, Inc.
TEI / Templeton Emerging Markets Income Fund
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
GNW / Genworth Financial, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
LUMN / Lumen Technologies, Inc.
NSL / Nuveen Senior Income Fund
PEAK / Healthpeak Properties, Inc.
UQM / UQM Technologies, Inc.
NATI / National Instruments Corp.
NMFC / New Mountain Finance Corporation
ANFIF / Amira Nature Foods Ltd.
SONS / Sonus Networks, Inc.
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
APU / AmeriGas Partners, L.P.
/ BlackRock Municipal 2020 Term Trust
PSEC / Prospect Capital Corporation
US92189F8095 / VanEck Vectors Coal ETF
MZF / Managed Duration Investment Grade Municipal Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
JMM / Nuveen Multi-Market Income Fund
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
JPC / Nuveen Preferred & Income Opportunities Fund
PHD / Pioneer Floating Rate Fund, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
018490100 / Allergan plc
SHEL / Shell plc - Depositary Receipt (Common Stock)
US58503F5026 / Medley Capital Corp.
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc. Call
DOW / Dow Inc.
74005P104 / Praxair, Inc.
SCU / Sculptor Capital Management Inc - Class A
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
RDS.B / Shell Plc - ADR
BDX / Becton, Dickinson and Company
GSK / GSK plc - Depositary Receipt (Common Stock)
EVV / Eaton Vance Limited Duration Income Fund
AX / Axos Financial, Inc.
CBS.A / CBS Corp.
HTGC / Hercules Capital, Inc.
ODP / The ODP Corporation
G67742109 / OneBeacon Insurance Group Ltd.
SXL / Sunoco Logistics Partners L.P.
AMBA / Ambarella, Inc.
OCN / Ocwen Financial Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MFA / MFA Financial, Inc.
MMM / 3M Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ABBV / AbbVie Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
USB / U.S. Bancorp
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
NAC / Nuveen California Quality Municipal Income Fund
MDY / SPDR S&P MidCap 400 ETF Trust
SFL / SFL Corporation Ltd.
OXY / Occidental Petroleum Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
IWB / iShares Trust - iShares Russell 1000 ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
CVS / CVS Health Corporation
ITW / Illinois Tool Works Inc.
PCN / PIMCO Corporate & Income Strategy Fund
MMP / Magellan Midstream Partners L.P.
RAD / Rite Aid Corp.
CRM / Salesforce, Inc.
FTV / Fortive Corporation
WBA / Walgreens Boots Alliance, Inc.
F / Ford Motor Company
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
BMY / Bristol-Myers Squibb Company
PYPL / PayPal Holdings, Inc.
WM / Waste Management, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
M / Macy's, Inc.
C / Citigroup Inc.
AMTX / Aemetis, Inc.
ABT / Abbott Laboratories
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
AFL / Aflac Incorporated
BOH / Bank of Hawaii Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
MO / Altria Group, Inc.
BTZ / BlackRock Credit Allocation Income Trust
IWD / iShares Trust - iShares Russell 1000 Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BMO / Bank of Montreal
IVW / iShares Trust - iShares S&P 500 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PHYS / Sprott Physical Gold Trust
HFWA / Heritage Financial Corporation
XOM / Exxon Mobil Corporation
NVAX / Novavax, Inc.
SLB / Schlumberger Limited
GOOG / Alphabet Inc.
RYC / Royal Bank of Canada
MNKD / MannKind Corporation
VZ / Verizon Communications Inc.
INTC / Intel Corporation
COST / Costco Wholesale Corporation
WY / Weyerhaeuser Company
IBM / International Business Machines Corporation
JPM / JPMorgan Chase & Co.
SBUX / Starbucks Corporation
CMCSA / Comcast Corporation
SYK / Stryker Corporation
HASI / HA Sustainable Infrastructure Capital, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
PG / The Procter & Gamble Company
AMGN / Amgen Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
ANIP / ANI Pharmaceuticals, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DHR / Danaher Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SO / The Southern Company