Market Value252,394,000
Total Holdings253
File Date2016-05-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XOM / Exxon Mobil Corporation
IXJ / iShares Trust - iShares Global Healthcare ETF
PCP / Precision Castparts Corporation
MQY / BlackRock MuniYield Quality Fund, Inc.
MHLD / Maiden Holdings, Ltd.
US0373471012 / Anworth Mortgage Asset Corp.
PM / Philip Morris International Inc.
BMO / Bank of Montreal
RTX / RTX Corporation
PSX / Phillips 66
O / Realty Income Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
GLD / SPDR Gold Trust Call
GLD / SPDR Gold Trust
KO / The Coca-Cola Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
WPRT / Westport Fuel Systems Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
PAAS / Pan American Silver Corp.
MRK / Merck & Co., Inc.
SPY / SPDR S&P 500 ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
JQC / Nuveen Credit Strategies Income Fund
CSQ / Calamos Strategic Total Return Fund
NLY / Annaly Capital Management, Inc.
T / AT&T Inc.
USB / U.S. Bancorp
GD / General Dynamics Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PG / The Procter & Gamble Company
WFT / Weatherford International plc
KMI / Kinder Morgan, Inc.
VZ / Verizon Communications Inc.
AMGN / Amgen Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
ABT / Abbott Laboratories
BBEP / Breitburn Energy Partners LP
LEO / BNY Mellon Strategic Municipals, Inc.
MCD / McDonald's Corporation
UQM / UQM Technologies, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
ENX / Eaton Vance New York Municipal Bond Fund
JMM / Nuveen Multi-Market Income Fund
DBGR / DBX ETF Trust - Xtrackers MSCI Germany Hedged Equity ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
VGR / Vector Group Ltd.
SONS / Sonus Networks, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
DSU / BlackRock Debt Strategies Fund, Inc.
AMBA / Ambarella, Inc.
STOHF / Equinor ASA
BHK / BlackRock Core Bond Trust
NBH / Neuberger Berman Municipal Fund Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
AGU / Agrium Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
RIG / Transocean Ltd.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
WFC / Wells Fargo & Company
QCOM / QUALCOMM Incorporated
LUMN / Lumen Technologies, Inc.
TSI / TCW Strategic Income Fund, Inc.
ETN / Eaton Corporation plc
FTR / Frontier Communications Corp.
ORCL / Oracle Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
US00C4U1L353 / Mylan N.V.
PFE / Pfizer Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
JCI / Johnson Controls International plc
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
018490100 / Allergan plc
MO / Altria Group, Inc.
SBUX / Starbucks Corporation
PCAR / PACCAR Inc
CMCSA / Comcast Corporation
NKE_KZ / NIKE, Inc.
KEY / KeyCorp
JPC / Nuveen Preferred & Income Opportunities Fund
IYE / iShares Trust - iShares U.S. Energy ETF
RITM / Rithm Capital Corp.
TWX / Warner Media LLC
IWN / iShares Trust - iShares Russell 2000 Value ETF
CIEN / Ciena Corporation
CIM / Chimera Investment Corporation
CSCO / Cisco Systems, Inc.
AAPL / Apple Inc.
DD / DuPont de Nemours, Inc.
HSY / The Hershey Company
/ NextGen Acquisition Corporation Units
UNP / Union Pacific Corporation
19041P105 / CBS Corp.
XRX / Xerox Holdings Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CHK / Chesapeake Energy Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EXEL / Exelixis, Inc.
JNJ / Johnson & Johnson
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SPY / SPDR S&P 500 ETF Put
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
HD / The Home Depot, Inc.
MDT / Medtronic plc
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GOOGL / Alphabet Inc.
STJ / St. Jude Medical, Inc.
AFL / Aflac Incorporated
HPS / John Hancock Preferred Income Fund III
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
BRCM / Broadcom Corporation
VNR / Vanguard Natural Resources, LLC
DRA / Diversified Real Asset Income Fund
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
MZF / Managed Duration Investment Grade Municipal Fund
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
NSL / Nuveen Senior Income Fund
PEAK / Healthpeak Properties, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
NYH / Eaton Vance New York Municipal Bond Fund II
PSEC / Prospect Capital Corporation
FEYE / FireEye Inc
REEMF / Rare Element Resources Ltd.
APU / AmeriGas Partners, L.P.
NMFC / New Mountain Finance Corporation
G67742109 / OneBeacon Insurance Group Ltd.
TEI / Templeton Emerging Markets Income Fund
AMTX / Aemetis, Inc.
VGM / Invesco Trust for Investment Grade Municipals
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
SPE / Special Opportunities Fund, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
TWI / Titan International, Inc.
WTRG / Essential Utilities, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
QQQ / Invesco QQQ Trust, Series 1
NEA / Nuveen AMT-Free Quality Municipal Income Fund
VEDL / Vedanta Ltd - ADR
PZE / Petrobras Argentina S.A.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
PMO / Putnam Municipal Opportunities Trust
HTM / U.S. Geothermal Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ANFIF / Amira Nature Foods Ltd.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
MQT / BlackRock MuniYield Quality Fund II, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
/ BlackRock Municipal 2020 Term Trust
EVG / Eaton Vance Short Duration Diversified Income Fund
TGS / Transportadora de Gas del Sur S.A. - Depositary Receipt (Common Stock)
GASS / StealthGas Inc.
TRQ / Turquoise Hill Resources Ltd
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
CTXS / Citrix Systems, Inc.
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
HMLP / Hoegh LNG Partners LP - Unit
MARKET VECTORS ETF TR / COAL ETF (57060U837)
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
MUI / BlackRock Municipal Income Fund, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
MMT / MFS Multimarket Income Trust
DMO / Western Asset Mortgage Opportunity Fund Inc.
DS / Drive Shack Inc
DOW / Dow Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
US58503F5026 / Medley Capital Corp.
SCU / Sculptor Capital Management Inc - Class A
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
EMD / Western Asset Emerging Markets Debt Fund Inc.
ENBL / Enable Midstream Partners LP - Unit
BGT / BlackRock Floating Rate Income Trust
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
IYM / iShares Trust - iShares U.S. Basic Materials ETF
PIM / Putnam Master Intermediate Income Trust
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
WELL / Welltower Inc.
CMS / CMS Energy Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
FXEN / FX Energy, Inc.
095428108 / Blue Earth, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
BTU / Peabody Energy Corporation
LINE / Lineage, Inc.
ESRX / Express Scripts Holding Co.
76155G107 / Revolution Lighting Technologies, Inc.
SOR / Source Capital
KMB / Kimberly-Clark Corporation
DVY / iShares Trust - iShares Select Dividend ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PCN / PIMCO Corporate & Income Strategy Fund
BOH / Bank of Hawaii Corporation
BTZ / BlackRock Credit Allocation Income Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SFL / SFL Corporation Ltd.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
MFA / MFA Financial, Inc.
HFWA / Heritage Financial Corporation
GCI / Gannett Co., Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
KMI / Kinder Morgan, Inc. Call
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ERC / Allspring Multi-Sector Income Fund
UNH / UnitedHealth Group Incorporated
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
RYC / Royal Bank of Canada
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
MDY / SPDR S&P MidCap 400 ETF Trust
MMM / 3M Company
AXP / American Express Company
OCN / Ocwen Financial Corporation
OXY / Occidental Petroleum Corporation
AMZN / Amazon.com, Inc.
BA / The Boeing Company
MDLZ / Mondelez International, Inc.
BMY / Bristol-Myers Squibb Company
OMER / Omeros Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IBM / International Business Machines Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
TMUS / T-Mobile US, Inc.
KHC / The Kraft Heinz Company
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
F / Ford Motor Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MA / Mastercard Incorporated
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AWF / AllianceBernstein Global High Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
C / Citigroup Inc. - Corporate Bond/Note
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SNOA / Sonoma Pharmaceuticals, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BAC / Bank of America Corporation
COP / ConocoPhillips
CLX / The Clorox Company
SLB / Schlumberger Limited
PTY / PIMCO Corporate & Income Opportunity Fund
MNKD / MannKind Corporation
GILD / Gilead Sciences, Inc.
WY / Weyerhaeuser Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
GOOG / Alphabet Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
COST / Costco Wholesale Corporation
INTC / Intel Corporation
CVX / Chevron Corporation
ANIP / ANI Pharmaceuticals, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
TXN / Texas Instruments Incorporated
LMT / Lockheed Martin Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DHR / Danaher Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
META / Meta Platforms, Inc.
DAL / Delta Air Lines, Inc.
SO / The Southern Company
US12654A1016 / CNX Midstream Partners LP
MSFT / Microsoft Corporation Call
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
NFLX / Netflix, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF