Market Value120,549,000
Total Holdings145
File Date2015-11-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIS / The Walt Disney Company
SHEL / Shell plc - Depositary Receipt (Common Stock)
EXEL / Exelixis, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NYH / Eaton Vance New York Municipal Bond Fund II
LUMN / Lumen Technologies, Inc.
JPM / JPMorgan Chase & Co.
BMY / Bristol-Myers Squibb Company
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
WPRT / Westport Fuel Systems Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
PEP / PepsiCo, Inc.
SBUX / Starbucks Corporation
CMCSA / Comcast Corporation
JCI / Johnson Controls International plc
KEY / KeyCorp
76155G107 / Revolution Lighting Technologies, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
UQM / UQM Technologies, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
XRX / Xerox Holdings Corporation
SOR / Source Capital
WTRG / Essential Utilities, Inc.
ANRZQ / Alpha Natural Resources, Inc.
XMUSX / BlackRock MuniHoldings Quality
LGL.WS / The LGL Group, Inc. - Equity Warrant
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CIEN / Ciena Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CSCO / Cisco Systems, Inc.
TSLA / Tesla, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
UNP / Union Pacific Corporation
DD / DuPont de Nemours, Inc.
AFL / Aflac Incorporated
HSY / The Hershey Company
ENX / Eaton Vance New York Municipal Bond Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
NAN / Nuveen New York Quality Municipal Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
TXN / Texas Instruments Incorporated
PM / Philip Morris International Inc.
AWF / AllianceBernstein Global High Income Fund
MSFT / Microsoft Corporation
RTX / RTX Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
CSQ / Calamos Strategic Total Return Fund
KO / The Coca-Cola Company
VZ / Verizon Communications Inc.
STJ / St. Jude Medical, Inc.
19041P105 / CBS Corp.
PCAR / PACCAR Inc
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
T / AT&T Inc.
AXP / American Express Company
IVV / iShares Trust - iShares Core S&P 500 ETF
PG / The Procter & Gamble Company
PSX / Phillips 66
CHK / Chesapeake Energy Corporation
KMI / Kinder Morgan, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
JPC / Nuveen Preferred & Income Opportunities Fund
MCD / McDonald's Corporation
HMLP / Hoegh LNG Partners LP - Unit
VUG / Vanguard Index Funds - Vanguard Growth ETF
ORCL / Oracle Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
USB / U.S. Bancorp
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
NKE_KZ / NIKE, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
LLY / Eli Lilly and Company
TIP / iShares Trust - iShares TIPS Bond ETF
IBM / International Business Machines Corporation
IXJ / iShares Trust - iShares Global Healthcare ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
CMCSA / Comcast Corporation
CLX / The Clorox Company
GD / General Dynamics Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HPS / John Hancock Preferred Income Fund III
SNOA / Sonoma Pharmaceuticals, Inc.
JMM / Nuveen Multi-Market Income Fund
BGT / BlackRock Floating Rate Income Trust
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
PMO / Putnam Municipal Opportunities Trust
MZF / Managed Duration Investment Grade Municipal Fund
CHY / Calamos Convertible and High Income Fund
TEI / Templeton Emerging Markets Income Fund
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
NVG / Nuveen AMT-Free Municipal Credit Income Fund
DSL / DoubleLine Income Solutions Fund
CVC / Cablevision Systems Corp.
AGU / Agrium Inc.
AMTX / Aemetis, Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MUI / BlackRock Municipal Income Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
US0373471012 / Anworth Mortgage Asset Corp.
LINE / Lineage, Inc.
MARKET VECTORS ETF TR / COAL ETF (57060U837)
095428108 / Blue Earth, Inc.
OMER / Omeros Corporation
PAAS / Pan American Silver Corp.
ACWI / iShares Trust - iShares MSCI ACWI ETF
STOHF / Equinor ASA
DBGR / DBX ETF Trust - Xtrackers MSCI Germany Hedged Equity ETF
APU / AmeriGas Partners, L.P.
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
HTM / U.S. Geothermal Inc.
PII / Polaris Inc.
G67742109 / OneBeacon Insurance Group Ltd.
BRCM / Broadcom Corporation
NMFC / New Mountain Finance Corporation
TGS / Transportadora de Gas del Sur S.A. - Depositary Receipt (Common Stock)
TWI / Titan International, Inc.
BBEP / Breitburn Energy Partners LP
FXEN / FX Energy, Inc.
PZE / Petrobras Argentina S.A.
QQQ / Invesco QQQ Trust, Series 1
PCP / Precision Castparts Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FTR / Frontier Communications Corp.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
GASS / StealthGas Inc.
TRQ / Turquoise Hill Resources Ltd
ANFIF / Amira Nature Foods Ltd.
BTU / Peabody Energy Corporation
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
COLB / Columbia Banking System, Inc.
DOW / Dow Inc.
MHLD / Maiden Holdings, Ltd.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
US58503F5026 / Medley Capital Corp.
SCU / Sculptor Capital Management Inc - Class A
ENBL / Enable Midstream Partners LP - Unit
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CMS / CMS Energy Corporation
/ NextGen Acquisition Corporation Units
TSI / TCW Strategic Income Fund, Inc.
HPI / John Hancock Preferred Income Fund
NYCB / Flagstar Financial, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
XJHSX / John Hancock Income Securities
BKD / Brookdale Senior Living Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
KRFT /
SNR / New Senior Investment Group Inc
MQY / BlackRock MuniYield Quality Fund, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
MHG / Marine Harvest ASA
/ BlackRock Municipal 2020 Term Trust
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
MMT / MFS Multimarket Income Trust
FTF / Franklin Limited Duration Income Trust
BHK / BlackRock Core Bond Trust
EMD / Western Asset Emerging Markets Debt Fund Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
MQT / BlackRock MuniYield Quality Fund II, Inc.
PIM / Putnam Master Intermediate Income Trust
NBH / Neuberger Berman Municipal Fund Inc.
SPE / Special Opportunities Fund, Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LEO / BNY Mellon Strategic Municipals, Inc.
PCN / PIMCO Corporate & Income Strategy Fund
MFA / MFA Financial, Inc.
KMB / Kimberly-Clark Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BOH / Bank of Hawaii Corporation
BTZ / BlackRock Credit Allocation Income Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SFL / SFL Corporation Ltd.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
OCN / Ocwen Financial Corporation
FAX / Abrdn Asia-Pacific Income Fund Inc
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
EMR / Emerson Electric Co.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
TWTR / Twitter Inc
GLD / SPDR Gold Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
INTC / Intel Corporation
BMO / Bank of Montreal
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
ABT / Abbott Laboratories
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EFX / Equifax Inc.
KHC / The Kraft Heinz Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
COP / ConocoPhillips
F / Ford Motor Company
QCOM / QUALCOMM Incorporated
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
PTY / PIMCO Corporate & Income Opportunity Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
TMUS / T-Mobile US, Inc.
COST / Costco Wholesale Corporation
GCI / Gannett Co., Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
UNH / UnitedHealth Group Incorporated
WMT / Walmart Inc.
HD / The Home Depot, Inc.
GILD / Gilead Sciences, Inc.
SO / The Southern Company
AAPL / Apple Inc.
XOM / Exxon Mobil Corporation
HFWA / Heritage Financial Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ERC / Allspring Multi-Sector Income Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
META / Meta Platforms, Inc.
GOOGL / Alphabet Inc.
SLB / Schlumberger Limited
MNKD / MannKind Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
AMZN / Amazon.com, Inc.
BA / The Boeing Company
MMM / 3M Company
DHR / Danaher Corporation
BAC / Bank of America Corporation
CVX / Chevron Corporation
MO / Altria Group, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AMGN / Amgen Inc.
GOOG / Alphabet Inc.
DAL / Delta Air Lines, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF