Market Value280,847,000
Total Holdings296
File Date2016-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWN / iShares Trust - iShares Russell 2000 Value ETF
SRE / Sempra
RCS / PIMCO Strategic Income Fund, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SPE / Special Opportunities Fund, Inc.
CL / Colgate-Palmolive Company
CBS.A / CBS Corp.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation
QCOM / QUALCOMM Incorporated
CSQ / Calamos Strategic Total Return Fund
BMY / Bristol-Myers Squibb Company
NLY / Annaly Capital Management, Inc.
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
STJ / St. Jude Medical, Inc.
NBH / Neuberger Berman Municipal Fund Inc.
XJHSX / John Hancock Income Securities
HPI / John Hancock Preferred Income Fund
PIM / Putnam Master Intermediate Income Trust
US0373471012 / Anworth Mortgage Asset Corp.
PFE / Pfizer Inc.
PDT / John Hancock Premium Dividend Fund
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
NQU / Nuveen Quality Income Municipal Fund, Inc.
RTN / Raytheon Co.
61166W101 / Monsanto Co.
BKT / BlackRock Income Trust, Inc.
ANRZQ / Alpha Natural Resources, Inc.
US69329Y1047 / PDL BioPharma, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
AFL / Aflac Incorporated
NKE_KZ / NIKE, Inc.
PEP / PepsiCo, Inc.
FTR / Frontier Communications Corp.
EFX / Equifax Inc.
TSI / TCW Strategic Income Fund, Inc.
SBUX / Starbucks Corporation
GASS / StealthGas Inc.
PCAR / PACCAR Inc
SO / The Southern Company
TRQ / Turquoise Hill Resources Ltd
CMCSA / Comcast Corporation
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
PM / Philip Morris International Inc.
LLY / Eli Lilly and Company
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
UNH / UnitedHealth Group Incorporated
MMM / 3M Company
O / Realty Income Corporation
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
19041P105 / CBS Corp.
FTF / Franklin Limited Duration Income Trust
KEY / KeyCorp
INTC / Intel Corporation
KO / The Coca-Cola Company
META / Meta Platforms, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
MCP /
FE / FirstEnergy Corp.
CIEN / Ciena Corporation
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
COLB / Columbia Banking System, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
MMT / MFS Multimarket Income Trust
MRK / Merck & Co., Inc.
DHR / Danaher Corporation
HSY / The Hershey Company
LO /
GILD / Gilead Sciences, Inc.
T / AT&T Inc.
USB / U.S. Bancorp
WM / Waste Management, Inc.
VZ / Verizon Communications Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PG / The Procter & Gamble Company
PSX / Phillips 66
MU / Micron Technology, Inc.
KMI / Kinder Morgan, Inc.
AMGN / Amgen Inc.
HON / Honeywell International Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
ABT / Abbott Laboratories
EOG / EOG Resources, Inc.
ABBV / AbbVie Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
XOM / Exxon Mobil Corporation
SCU / Sculptor Capital Management Inc - Class A
CIM / Chimera Investment Corporation
BRK.A / Berkshire Hathaway Inc.
CHK / Chesapeake Energy Corporation
EMR / Emerson Electric Co.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BGT / BlackRock Floating Rate Income Trust
HD / The Home Depot, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
MQT / BlackRock MuniYield Quality Fund II, Inc.
CAT / Caterpillar Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
RIG / Transocean Ltd.
UNP / Union Pacific Corporation
IBB / iShares Trust - iShares Biotechnology ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
COST / Costco Wholesale Corporation
GCI / Gannett Co., Inc.
ESRX / Express Scripts Holding Co.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
DD / DuPont de Nemours, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
MDT / Medtronic plc
LUV / Southwest Airlines Co.
SJM / The J. M. Smucker Company
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
UPS / United Parcel Service, Inc.
TWTR / Twitter Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
945 / Manulife Financial Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
NRZ / New Residential Investment Corp
JQC / Nuveen Credit Strategies Income Fund
HPS / John Hancock Preferred Income Fund III
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
FLC / Flaherty & Crumrine Total Return Fund Inc.
QQQ / Invesco QQQ Trust, Series 1
DSL / DoubleLine Income Solutions Fund
FEN / First Trust Energy Income and Growth Fund
PMO / Putnam Municipal Opportunities Trust
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
CVC / Cablevision Systems Corp.
GEL / Genesis Energy, L.P. - Limited Partnership
FXEN / FX Energy, Inc.
PZE / Petrobras Argentina S.A.
NNN / NNN REIT, Inc.
BKD / Brookdale Senior Living Inc.
34958B106 / Fortress Investment Group LLC
BRCM / Broadcom Corporation
MQY / BlackRock MuniYield Quality Fund, Inc.
APU / AmeriGas Partners, L.P.
KMP /
BBEP / Breitburn Energy Partners LP
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VNR / Vanguard Natural Resources, LLC
HTM / U.S. Geothermal Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SOR / Source Capital
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
SONS / Sonus Networks, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
FAM / First Trust/Abrdn Global Opportunity Income Fund
DOW / Dow Inc.
PEAK / Healthpeak Properties, Inc.
MRO / Marathon Oil Corporation
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
TGS / Transportadora de Gas del Sur S.A. - Depositary Receipt (Common Stock)
BYM / BlackRock Municipal Income Quality Trust
/ NextGen Acquisition Corporation Units
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
095428108 / Blue Earth, Inc.
DRA / Diversified Real Asset Income Fund
AWRE / Aware, Inc.
UQM / UQM Technologies, Inc.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
KRFT /
BCE / BCE Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
TEI / Templeton Emerging Markets Income Fund
HYLD / Exchange Listed Funds Trust - High Yield ETF
VGM / Invesco Trust for Investment Grade Municipals
GDV / The Gabelli Dividend & Income Trust
NYCB / Flagstar Financial, Inc.
CNS / Cohen & Steers, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
NMFC / New Mountain Finance Corporation
SXL / Sunoco Logistics Partners L.P.
EBIX / Ebix, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
TWI / Titan International, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
STOHF / Equinor ASA
WTRG / Essential Utilities, Inc.
POM / PEPCO Holdings, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
KYE / Kayne Anderson Energy Total Return Fund, Inc.
US58503F5026 / Medley Capital Corp.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
BTU / Peabody Energy Corporation
PAAS / Pan American Silver Corp.
DS / Drive Shack Inc
MZF / Managed Duration Investment Grade Municipal Fund
EMF / Templeton Emerging Markets Fund
153501101 / Central Fund of Canada Ltd.
GREE / Greenidge Generation Holdings Inc.
PCP / Precision Castparts Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
MARKET VECTORS ETF TR / COAL ETF (57060U837)
ED / Consolidated Edison, Inc.
JWN / Nordstrom, Inc.
EXC / Exelon Corporation
MUI / BlackRock Municipal Income Fund, Inc.
HOG / Harley-Davidson, Inc.
M / Macy's, Inc.
CBLAQ / CBL& Associates Properties, Inc.
BHK / BlackRock Core Bond Trust
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
MCHP / Microchip Technology Incorporated
CMS / CMS Energy Corporation
NPI / Nuveen Premium Income Municipal Fund, Inc.
AMERN STRATEGIC INCOME PTFL / (030099105)
US0325111070 / Anadarko Petroleum Corp.
MAS / Masco Corporation
/ FERRELLGAS PARTNERS LP Unit
XLS / Exelis
PMM / Putnam Managed Municipal Income Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
DS / Drive Shack Inc
FPP.WS / FieldPoint Petroleum Corp. Warrants
NQM / Nuveen Investment Quality Municipal Fund, Inc.
HCN / Welltower Inc.
/ BlackRock Municipal 2020 Term Trust
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
BDJ / BlackRock Enhanced Equity Dividend Trust
SBI / Western Asset Intermediate Muni Fund Inc.
AMERICAN STRATEGIC INCM PTFL / (030098107)
SNOA / Sonoma Pharmaceuticals, Inc.
MFA / MFA Financial, Inc.
AWF / AllianceBernstein Global High Income Fund
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
MO / Altria Group, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ETN / Eaton Corporation plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ORCL / Oracle Corporation
DUK / Duke Energy Corporation
AXP / American Express Company
CVX / Chevron Corporation
JCI / Johnson Controls International plc
CMCSA / Comcast Corporation
TWX / Warner Media LLC
GLD / SPDR Gold Trust
DIS / The Walt Disney Company
PCN / PIMCO Corporate & Income Strategy Fund
OMER / Omeros Corporation
ERC / Allspring Multi-Sector Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MMP / Magellan Midstream Partners L.P.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MDLZ / Mondelez International, Inc.
GIS / General Mills, Inc.
IBM / International Business Machines Corporation
JPM / JPMorgan Chase & Co.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
LOW / Lowe's Companies, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
BOH / Bank of Hawaii Corporation
EXEL / Exelixis, Inc.
BMO / Bank of Montreal
TMUS / T-Mobile US, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HFWA / Heritage Financial Corporation
SPY / SPDR S&P 500 ETF
BTZ / BlackRock Credit Allocation Income Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
F / Ford Motor Company
WY / Weyerhaeuser Company
SFL / SFL Corporation Ltd.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MNKD / MannKind Corporation
MCD / McDonald's Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMTX / Aemetis, Inc.
MPC / Marathon Petroleum Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CSX / CSX Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
COP / ConocoPhillips
AAPL / Apple Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
C / Citigroup Inc.
BAC / Bank of America Corporation
BX / Blackstone Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
GOOG / Alphabet Inc.
CLX / The Clorox Company