Market Value290,687,000
Total Holdings269
File Date2016-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWN / iShares Trust - iShares Russell 2000 Value ETF
PCP / Precision Castparts Corporation
SRE / Sempra
MCHP / Microchip Technology Incorporated
JPM / JPMorgan Chase & Co.
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
UQM / UQM Technologies, Inc.
G67742109 / OneBeacon Insurance Group Ltd.
SNY / Sanofi - Depositary Receipt (Common Stock)
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
BRCM / Broadcom Corporation
CBLAQ / CBL& Associates Properties, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
HCN / Welltower Inc.
LLY / Eli Lilly and Company
MMM / 3M Company
LGL / The LGL Group, Inc.
TSN / Tyson Foods, Inc.
PZE / Petrobras Argentina S.A.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WTRG / Essential Utilities, Inc.
MMT / MFS Multimarket Income Trust
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
/ NextGen Acquisition Corporation Units
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
BMY / Bristol-Myers Squibb Company
NLY / Annaly Capital Management, Inc.
MDLZ / Mondelez International, Inc.
JNJ / Johnson & Johnson
MARKET VECTORS ETF TR / COAL ETF (57060U837)
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HPI / John Hancock Preferred Income Fund
VNR / Vanguard Natural Resources, LLC
NQM / Nuveen Investment Quality Municipal Fund, Inc.
CIMT / Cimatron Ltd
FAM / First Trust/Abrdn Global Opportunity Income Fund
EBIX / Ebix, Inc.
SNOA / Sonoma Pharmaceuticals, Inc.
XJHSX / John Hancock Income Securities
MQT / BlackRock MuniYield Quality Fund II, Inc.
SOR / Source Capital
NUVEEN MASS AMT-FREE MUN INC / (67072F108)
UWN / Nevada Gold & Casinos, Inc.
34958B106 / Fortress Investment Group LLC
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
BKD / Brookdale Senior Living Inc.
KMP /
PFE / Pfizer Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
APU / AmeriGas Partners, L.P.
QQQ / Invesco QQQ Trust, Series 1
EPC / Edgewell Personal Care Company
GDV / The Gabelli Dividend & Income Trust
FXEN / FX Energy, Inc.
AMBKP / American Capital Trust I - Preferred Security
NBH / Neuberger Berman Municipal Fund Inc.
BCE / BCE Inc.
FTF / Franklin Limited Duration Income Trust
MILPQ / Miller Energy Resources, Inc.
TIBX / Tibco Software
CLF / Cleveland-Cliffs Inc.
SONS / Sonus Networks, Inc.
/ BlackRock Municipal 2020 Term Trust
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
GRA / W.R. Grace & Co.
HYLD / Exchange Listed Funds Trust - High Yield ETF
NKG / Nuveen Georgia Quality Municipal Income Fund
US30068N1054 / Exantas Capital Corp.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
JCI / Johnson Controls International plc
TEI / Templeton Emerging Markets Income Fund
AWRE / Aware, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
FPP.WS / FieldPoint Petroleum Corp. Warrants
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
CVC / Cablevision Systems Corp.
HTM / U.S. Geothermal Inc.
NNN / NNN REIT, Inc.
US69329Y1047 / PDL BioPharma, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
DSU / BlackRock Debt Strategies Fund, Inc.
ANRZQ / Alpha Natural Resources, Inc.
CHK / Chesapeake Energy Corporation
NAN / Nuveen New York Quality Municipal Income Fund
TWI / Titan International, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PIM / Putnam Master Intermediate Income Trust
PMM / Putnam Managed Municipal Income Trust
NYCB / Flagstar Financial, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
BYM / BlackRock Municipal Income Quality Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
AMERICAN STRATEGIC INCM PTFL / (030098107)
AMERICAN STRATEGIC INCOME II / (03009T101)
PMO / Putnam Municipal Opportunities Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
DS / Drive Shack Inc
SBI / Western Asset Intermediate Muni Fund Inc.
US85207U1051 / Sprint Corporation
GREE / Greenidge Generation Holdings Inc.
GSG / iShares S&P GSCI Commodity-Indexed Trust
LEO / BNY Mellon Strategic Municipals, Inc.
TRQ / Turquoise Hill Resources Ltd
NKE_KZ / NIKE, Inc.
FTR / Frontier Communications Corp.
EFX / Equifax Inc.
TSI / TCW Strategic Income Fund, Inc.
STOHF / Equinor ASA
MO / Altria Group, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
SBUX / Starbucks Corporation
CMCSA / Comcast Corporation
CMCSA / Comcast Corporation
BGT / BlackRock Floating Rate Income Trust
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
SPE / Special Opportunities Fund, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
PM / Philip Morris International Inc.
TXN / Texas Instruments Incorporated
IWF / iShares Trust - iShares Russell 1000 Growth ETF
UNH / UnitedHealth Group Incorporated
O / Realty Income Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SHEL / Shell plc - Depositary Receipt (Common Stock)
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
JQC / Nuveen Credit Strategies Income Fund
KEY / KeyCorp
/ FERRELLGAS PARTNERS LP Unit
KO / The Coca-Cola Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
RTN / Raytheon Co.
ED / Consolidated Edison, Inc.
OMER / Omeros Corporation
JWN / Nordstrom, Inc.
CIEN / Ciena Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
COLB / Columbia Banking System, Inc.
CSX / CSX Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
META / Meta Platforms, Inc.
SPY / SPDR S&P 500 ETF
MRK / Merck & Co., Inc.
SCU / Sculptor Capital Management Inc - Class A
CIM / Chimera Investment Corporation
DMO / Western Asset Mortgage Opportunity Fund Inc.
DOW / Dow Inc.
HSY / The Hershey Company
LO /
GILD / Gilead Sciences, Inc.
IBM / International Business Machines Corporation
US58503F5026 / Medley Capital Corp.
MAS / Masco Corporation
PG / The Procter & Gamble Company
KMI / Kinder Morgan, Inc.
AMGN / Amgen Inc.
HON / Honeywell International Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
BRK.A / Berkshire Hathaway Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HD / The Home Depot, Inc.
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
STJ / St. Jude Medical, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
RIG / Transocean Ltd.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
UNP / Union Pacific Corporation
IBB / iShares Trust - iShares Biotechnology ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SFL / SFL Corporation Ltd.
COST / Costco Wholesale Corporation
19041P105 / CBS Corp.
GASS / StealthGas Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
BTZ / BlackRock Credit Allocation Income Trust
MDT / Medtronic plc
RDS.B / Shell Plc - ADR
M / Macy's, Inc.
ESRX / Express Scripts Holding Co.
NRZ / New Residential Investment Corp
IVW / iShares Trust - iShares S&P 500 Growth ETF
61166W101 / Monsanto Co.
LUMN / Lumen Technologies, Inc.
PCN / PIMCO Corporate & Income Strategy Fund
VZ / Verizon Communications Inc.
PEAK / Healthpeak Properties, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
LUV / Southwest Airlines Co.
CSQ / Calamos Strategic Total Return Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PTY / PIMCO Corporate & Income Opportunity Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
CMS / CMS Energy Corporation
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
DVY / iShares Trust - iShares Select Dividend ETF
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
BX / Blackstone Inc.
MSFT / Microsoft Corporation
MFA / MFA Financial, Inc.
MU / Micron Technology, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
AWF / AllianceBernstein Global High Income Fund
TMUS / T-Mobile US, Inc.
DHR / Danaher Corporation
MCD / McDonald's Corporation
USB / U.S. Bancorp
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ORCL / Oracle Corporation
COP / ConocoPhillips
CLX / The Clorox Company
AXP / American Express Company
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TWX / Warner Media LLC
DIS / The Walt Disney Company
AMD / Advanced Micro Devices, Inc.
GLD / SPDR Gold Trust
ERC / Allspring Multi-Sector Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XOM / Exxon Mobil Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DUK / Duke Energy Corporation
NMFC / New Mountain Finance Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
F / Ford Motor Company
BOH / Bank of Hawaii Corporation
PCAR / PACCAR Inc
IYR / iShares Trust - iShares U.S. Real Estate ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
AFL / Aflac Incorporated
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
CVX / Chevron Corporation
GCI / Gannett Co., Inc.
WFC / Wells Fargo & Company
PEP / PepsiCo, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
GLW / Corning Incorporated
GGN / GAMCO Global Gold, Natural Resources & Income Trust
PSX / Phillips 66
HFWA / Heritage Financial Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
BMO / Bank of Montreal
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ETN / Eaton Corporation plc
WY / Weyerhaeuser Company
RTX / RTX Corporation
AAPL / Apple Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MNKD / MannKind Corporation
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BA / The Boeing Company
C / Citigroup Inc. - Corporate Bond/Note
BAC / Bank of America Corporation
T / AT&T Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
DD / DuPont de Nemours, Inc.
INTC / Intel Corporation