Market Value188,355,000
Total Holdings178
File Date2016-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GM / General Motors Company
IWN / iShares Trust - iShares Russell 2000 Value ETF
DIS / The Walt Disney Company
JPM / JPMorgan Chase & Co.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
LLY / Eli Lilly and Company
MMM / 3M Company
ANRZQ / Alpha Natural Resources, Inc.
PMM / Putnam Managed Municipal Income Trust
/ NextGen Acquisition Corporation Units
QCOM / QUALCOMM Incorporated
CSQ / Calamos Strategic Total Return Fund
NLY / Annaly Capital Management, Inc.
WFC / Wells Fargo & Company
PFE / Pfizer Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
COLB / Columbia Banking System, Inc.
JCI / Johnson Controls International plc
BRCM / Broadcom Corporation
LEO / BNY Mellon Strategic Municipals, Inc.
NKG / Nuveen Georgia Quality Municipal Income Fund
CBLAQ / CBL& Associates Properties, Inc.
LGL / The LGL Group, Inc.
FTR / Frontier Communications Corp.
EFX / Equifax Inc.
CVX / Chevron Corporation
MO / Altria Group, Inc.
SBUX / Starbucks Corporation
PCAR / PACCAR Inc
CMCSA / Comcast Corporation
BMO / Bank of Montreal
TXN / Texas Instruments Incorporated
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CMS / CMS Energy Corporation
O / Realty Income Corporation
KEY / KeyCorp
KO / The Coca-Cola Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
NUVEEN MASS AMT-FREE MUN INC / (67072F108)
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CSCO / Cisco Systems, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
META / Meta Platforms, Inc.
SPY / SPDR S&P 500 ETF
MRK / Merck & Co., Inc.
HSY / The Hershey Company
GILD / Gilead Sciences, Inc.
T / AT&T Inc.
IBM / International Business Machines Corporation
DHR / Danaher Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PG / The Procter & Gamble Company
AMGN / Amgen Inc.
HON / Honeywell International Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
CHK / Chesapeake Energy Corporation
HUM / Humana Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RIG / Transocean Ltd.
IWD / iShares Trust - iShares Russell 1000 Value ETF
UNP / Union Pacific Corporation
UNM / Unum Group
COST / Costco Wholesale Corporation
VZ / Verizon Communications Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
MDY / SPDR S&P MidCap 400 ETF Trust
DD / DuPont de Nemours, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PTY / PIMCO Corporate & Income Opportunity Fund
F / Ford Motor Company
DVY / iShares Trust - iShares Select Dividend ETF
FCX / Freeport-McMoRan Inc.
MDLZ / Mondelez International, Inc.
MSFT / Microsoft Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
GSS / Golden Star Resources Ltd.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
ITRI / Itron, Inc.
ARNC / Arconic Corporation
EGY / VAALCO Energy, Inc.
/ FERRELLGAS PARTNERS LP Unit
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
MILPQ / Miller Energy Resources, Inc.
LUMN / Lumen Technologies, Inc.
PEAK / Healthpeak Properties, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
US85207U1051 / Sprint Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
QQQ / Invesco QQQ Trust, Series 1
ICF / iShares Trust - iShares Select U.S. REIT ETF
APU / AmeriGas Partners, L.P.
UQM / UQM Technologies, Inc.
TIBX / Tibco Software
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
UWN / Nevada Gold & Casinos, Inc.
KMP /
CIMT / Cimatron Ltd
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
AMBKP / American Capital Trust I - Preferred Security
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AFB / AllianceBernstein National Municipal Income Fund, Inc.
/ BlackRock Municipal 2020 Term Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
US30068N1054 / Exantas Capital Corp.
FXEN / FX Energy, Inc.
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
SONS / Sonus Networks, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
G67742109 / OneBeacon Insurance Group Ltd.
EPC / Edgewell Personal Care Company
NYCB / Flagstar Financial, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
VNR / Vanguard Natural Resources, LLC
CVC / Cablevision Systems Corp.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
HTM / U.S. Geothermal Inc.
DS / Drive Shack Inc
34958B106 / Fortress Investment Group LLC
76155G107 / Revolution Lighting Technologies, Inc.
GRA / W.R. Grace & Co.
OMER / Omeros Corporation
PCP / Precision Castparts Corporation
US58503F5026 / Medley Capital Corp.
JWN / Nordstrom, Inc.
DOW / Dow Inc.
TSN / Tyson Foods, Inc.
NRZ / New Residential Investment Corp
VG / Venture Global, Inc.
US8794551031 / Telenav, Inc.
ENZN / Enzon Pharmaceuticals, Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
STJ / St. Jude Medical, Inc.
NTAP / NetApp, Inc.
/ Nuveen New York Municipal Value Fund, Inc. II
ESC / Emeritus Corp
945 / Manulife Financial Corporation
BCE / BCE Inc.
GDV / The Gabelli Dividend & Income Trust
61166W101 / Monsanto Co.
SJT / San Juan Basin Royalty Trust
US69329Y1047 / PDL BioPharma, Inc.
DHX / DHI Group, Inc.
CLF / Cleveland-Cliffs Inc.
ESRX / Express Scripts Holding Co.
RTN / Raytheon Co.
EBIX / Ebix, Inc.
STCN / Steel Connect, Inc.
MCHP / Microchip Technology Incorporated
LO /
MAS / Masco Corporation
SRE / Sempra
VLO / Valero Energy Corporation
AWF / AllianceBernstein Global High Income Fund
BOH / Bank of Hawaii Corporation
BMY / Bristol-Myers Squibb Company
VTV / Vanguard Index Funds - Vanguard Value ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ORCL / Oracle Corporation
COP / ConocoPhillips
CLX / The Clorox Company
AXP / American Express Company
LOW / Lowe's Companies, Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
KMB / Kimberly-Clark Corporation
AMD / Advanced Micro Devices, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
NMFC / New Mountain Finance Corporation
PM / Philip Morris International Inc.
NKE_KZ / NIKE, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
PEP / PepsiCo, Inc.
AFL / Aflac Incorporated
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SFL / SFL Corporation Ltd.
PSX / Phillips 66
WY / Weyerhaeuser Company
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PCN / PIMCO Corporate & Income Strategy Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
RTX / RTX Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DUK / Duke Energy Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
HFWA / Heritage Financial Corporation
USB / U.S. Bancorp
HD / The Home Depot, Inc.
AAPL / Apple Inc.
BA / The Boeing Company
MNKD / MannKind Corporation
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
CSX / CSX Corporation
C / Citigroup Inc. - Corporate Bond/Note
BAC / Bank of America Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
INTC / Intel Corporation