Market Value205,878,000
Total Holdings207
File Date2016-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWN / iShares Trust - iShares Russell 2000 Value ETF
DIS / The Walt Disney Company
PCP / Precision Castparts Corporation
MCHP / Microchip Technology Incorporated
JPM / JPMorgan Chase & Co.
PRGO / Perrigo Company plc
ITRI / Itron, Inc.
ANRZQ / Alpha Natural Resources, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
HYLD / Exchange Listed Funds Trust - High Yield ETF
QQQ / Invesco QQQ Trust, Series 1
/ BlackRock Municipal 2020 Term Trust
RTN / Raytheon Co.
GDV / The Gabelli Dividend & Income Trust
EGY / VAALCO Energy, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
HUM / Humana Inc.
PEAK / Healthpeak Properties, Inc.
LLY / Eli Lilly and Company
ARNC / Arconic Corporation
/ Nuveen New York Municipal Value Fund, Inc. II
VLO / Valero Energy Corporation
US85207U1051 / Sprint Corporation
/ NextGen Acquisition Corporation Units
QCOM / QUALCOMM Incorporated
CSQ / Calamos Strategic Total Return Fund
NLY / Annaly Capital Management, Inc.
MDLZ / Mondelez International, Inc.
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
NKG / Nuveen Georgia Quality Municipal Income Fund
CVC / Cablevision Systems Corp.
EBIX / Ebix, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
US8794551031 / Telenav, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
STCN / Steel Connect, Inc.
TIBX / Tibco Software
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
PFE / Pfizer Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
APU / AmeriGas Partners, L.P.
MAS / Masco Corporation
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NYCB / Flagstar Financial, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
US30068N1054 / Exantas Capital Corp.
893830AW9 / Transocean, Inc. Bond
US69329Y1047 / PDL BioPharma, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
G67742109 / OneBeacon Insurance Group Ltd.
NUVEEN MASS AMT-FREE MUN INC / (67072F108)
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
BDJ / BlackRock Enhanced Equity Dividend Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
CIMT / Cimatron Ltd
UQM / UQM Technologies, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
VG / Venture Global, Inc.
JCI / Johnson Controls International plc
ENZN / Enzon Pharmaceuticals, Inc.
SJT / San Juan Basin Royalty Trust
UWN / Nevada Gold & Casinos, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FXEN / FX Energy, Inc.
GSS / Golden Star Resources Ltd.
ESC / Emeritus Corp
AMBKP / American Capital Trust I - Preferred Security
CLF / Cleveland-Cliffs Inc.
VNR / Vanguard Natural Resources, LLC
BCE / BCE Inc.
DHX / DHI Group, Inc.
SONS / Sonus Networks, Inc.
PMM / Putnam Managed Municipal Income Trust
KMP /
EPC / Edgewell Personal Care Company
UNM / Unum Group
SOR / Source Capital
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
AFL / Aflac Incorporated
PEP / PepsiCo, Inc.
FTR / Frontier Communications Corp.
EFX / Equifax Inc.
CVX / Chevron Corporation
SRE / Sempra
NKE_KZ / NIKE, Inc.
MO / Altria Group, Inc.
SBUX / Starbucks Corporation
PCAR / PACCAR Inc
CMCSA / Comcast Corporation
BRCM / Broadcom Corporation
PM / Philip Morris International Inc.
DVY / iShares Trust - iShares Select Dividend ETF
BMO / Bank of Montreal
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
XOM / Exxon Mobil Corporation
KYE / Kayne Anderson Energy Total Return Fund, Inc.
GM / General Motors Company
KEY / KeyCorp
/ FERRELLGAS PARTNERS LP Unit
KO / The Coca-Cola Company
BRK.B / Berkshire Hathaway Inc.
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CSCO / Cisco Systems, Inc.
COLB / Columbia Banking System, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
CSX / CSX Corporation
META / Meta Platforms, Inc.
SPY / SPDR S&P 500 ETF
MRK / Merck & Co., Inc.
DD / DuPont de Nemours, Inc.
DOW / Dow Inc.
HSY / The Hershey Company
LO /
GILD / Gilead Sciences, Inc.
T / AT&T Inc.
IBM / International Business Machines Corporation
DHR / Danaher Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PG / The Procter & Gamble Company
PSX / Phillips 66
CBLAQ / CBL& Associates Properties, Inc.
AMGN / Amgen Inc.
ABT / Abbott Laboratories
NTAP / NetApp, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
CHK / Chesapeake Energy Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
STJ / St. Jude Medical, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
RIG / Transocean Ltd.
IWD / iShares Trust - iShares Russell 1000 Value ETF
UNP / Union Pacific Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SFL / SFL Corporation Ltd.
COST / Costco Wholesale Corporation
TSN / Tyson Foods, Inc.
ESRX / Express Scripts Holding Co.
61166W101 / Monsanto Co.
RDS.B / Shell Plc - ADR
VZ / Verizon Communications Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MMM / 3M Company
F / Ford Motor Company
PTY / PIMCO Corporate & Income Opportunity Fund
CMS / CMS Energy Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
MSFT / Microsoft Corporation
AMAT / Applied Materials, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ABBV / AbbVie Inc.
MU / Micron Technology, Inc.
BMY / Bristol-Myers Squibb Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ORCL / Oracle Corporation
COP / ConocoPhillips
LUMN / Lumen Technologies, Inc.
AXP / American Express Company
AMD / Advanced Micro Devices, Inc.
GLD / SPDR Gold Trust
HFWA / Heritage Financial Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DUK / Duke Energy Corporation
945 / Manulife Financial Corporation
AWF / AllianceBernstein Global High Income Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
PCN / PIMCO Corporate & Income Strategy Fund
KMB / Kimberly-Clark Corporation
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HD / The Home Depot, Inc.
WY / Weyerhaeuser Company
HON / Honeywell International Inc.
FCX / Freeport-McMoRan Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
O / Realty Income Corporation
BOH / Bank of Hawaii Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CLX / The Clorox Company
TIP / iShares Trust - iShares TIPS Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
MCD / McDonald's Corporation
AAPL / Apple Inc.
MNKD / MannKind Corporation
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
BA / The Boeing Company
C / Citigroup Inc. - Corporate Bond/Note
BAC / Bank of America Corporation
USB / U.S. Bancorp
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
INTC / Intel Corporation