Market Value236,548,000
Total Holdings327
File Date2016-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWN / iShares Trust - iShares Russell 2000 Value ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
DIS / The Walt Disney Company
PCP / Precision Castparts Corporation
SRE / Sempra
MCHP / Microchip Technology Incorporated
JPM / JPMorgan Chase & Co.
JPM / JPMorgan Chase & Co.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DTV / DTE Energy Company
POWERSHARES ETF TRUST / STOCKINVST CORE (73935X179)
XUSAX / Liberty All Star Equity Fund
CHW / Calamos Global Dynamic Income Fund
US7846351044 / SPX Corp
BAC.WS.A / Bank of America Corp. A Warrants
NUVEEN CA SELECT QUALITY MUN / (670975101)
GDV / The Gabelli Dividend & Income Trust
OPNET TECHNOLOGIES INC / (683757108)
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
VMW / Vmware Inc. - Class A
WFC.PRL / Wells Fargo & Company - Preferred Stock
US0325111070 / Anadarko Petroleum Corp.
AABA / Altaba Inc
NYCB / Flagstar Financial, Inc.
HUM / Humana Inc.
AOS / A. O. Smith Corporation
NSL / Nuveen Senior Income Fund
MRO / Marathon Oil Corporation
LLY / Eli Lilly and Company
MMM / 3M Company
VLO / Valero Energy Corporation
FE / FirstEnergy Corp.
DVYL / ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN
CNS / Cohen & Steers, Inc.
OIH / VanEck ETF Trust - VanEck Oil Services ETF
UQM / UQM Technologies, Inc.
FLR / Fluor Corporation
QCOM / QUALCOMM Incorporated
BMY / Bristol-Myers Squibb Company
NLY / Annaly Capital Management, Inc.
MDLZ / Mondelez International, Inc.
MS / Morgan Stanley
JNJ / Johnson & Johnson
D / Dominion Energy, Inc.
BTO / John Hancock Financial Opportunities Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
PXSG / PowerShares Fundamental Pure Small Growth Portfolio
NSU / Nevsun Resources Ltd.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
EMCI / EMC Insurance Group, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PWC / Invesco Capital Management LLC - Invesco Dynamic Market ETF
FIRE / Sourcefire Inc
90267L409 / ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
MVV / ProShares Trust - ProShares Ultra MidCap400
TQNT /
ROYCE FOCUS TR / (78080N108)
PFE / Pfizer Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
APU / AmeriGas Partners, L.P.
RMT / Royce Micro-Cap Trust, Inc.
BRCM / Broadcom Corporation
QQQ / Invesco QQQ Trust, Series 1
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
G67742109 / OneBeacon Insurance Group Ltd.
KMP /
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
HOT / Starwood Hotels & Resorts Worldwide, Inc.
BCV / Bancroft Fund Ltd.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PZI / PowerShares Zacks Micro Cap Portfolio
PXMG / PowerShares Fundamental Pure Mid Growth Portfolio
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
PXMV / PowerShares Fundamental Pure Mid Value Portfolio
AMBKP / American Capital Trust I - Preferred Security
DWA / DreamWorks Animation SKG , Inc.
CVH / Coventry Health Care Inc
OUTD / Outdoor Channel Holdings Inc
AOL /
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
BKT / BlackRock Income Trust, Inc.
GLO / Clough Global Opportunities Fund
ESRX / Express Scripts Holding Co.
ESC / Emeritus Corp
PRWT / Premierwest Bancorp
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
OAK / Oaktree Capital Group, LLC
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DWAQ / Invesco DWA NASDAQ Momentum ETF
/ BlackRock Municipal 2020 Term Trust
PXSV / PowerShares Fundamental Pure Small Value Portfolio
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
MM /
AOL INC / CALL (00184X905)
ECF / Ellsworth Growth and Income Fund Ltd.
DNDN /
UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury
ITRI / Itron, Inc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
NUV / Nuveen Municipal Value Fund, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
BDJ / BlackRock Enhanced Equity Dividend Trust
AGIC EQUITY & CONV INCOME FD / (00119P102)
SWN / Southwestern Energy Company
WFC.WS / Wells Fargo & Co. (Warrant)
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
BCE / BCE Inc.
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
ESV / Ensco plc
XCIIX / BlackRock Enhanced Capital and
FEO / First Trust-abrdn Emerging Opportunity Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
SXL / Sunoco Logistics Partners L.P.
DOW 30SM ENHANCED PREM & INC / (260537105)
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
ANRZQ / Alpha Natural Resources, Inc.
FIO / Franklin Income Opportunities Fund
US5535731062 / MSG Networks Inc
HNZ / Heinz H J Co
CHY / Calamos Convertible and High Income Fund
GGT / The Gabelli Multimedia Trust Inc.
SONS / Sonus Networks, Inc.
US AIRWAYS GROUP INC / NOTE 7.250% 5/1 (911905AC1)
US2655041000 / Dunkin' Brands Group, Inc.
PNG / PAA Natural Gas Storage, L.P.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
ISR / Perspective Therapeutics Inc
POWERSHARES ETF TRUST / MAGNIQUANT POR (73935X468)
GTAT / GT Advanced Technologies Inc
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PETROLEUM & RES CORP / (716549100)
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
FDX / FedEx Corporation
AFL / Aflac Incorporated
CTSH / Cognizant Technology Solutions Corporation
PEP / PepsiCo, Inc.
FTR / Frontier Communications Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EFX / Equifax Inc.
TSI / TCW Strategic Income Fund, Inc.
CVX / Chevron Corporation
MO / Altria Group, Inc.
SBUX / Starbucks Corporation
PCAR / PACCAR Inc
CMCSA / Comcast Corporation
CET / Central Securities Corporation
SCHW / The Charles Schwab Corporation
AMD / Advanced Micro Devices, Inc.
ADBE / Adobe Inc.
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
QLD / ProShares Trust - ProShares Ultra QQQ
EOG / EOG Resources, Inc.
LUMN / Lumen Technologies, Inc.
JNPR / Juniper Networks, Inc.
PRGO / Perrigo Company plc
SHEL / Shell plc - Depositary Receipt (Common Stock)
LO /
ESL / Esterline Technologies Corp.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
HFC / HollyFrontier Corp
WDC / Western Digital Corporation
KEY / KeyCorp
KO / The Coca-Cola Company
BRK.B / Berkshire Hathaway Inc.
RTN / Raytheon Co.
JWN / Nordstrom, Inc.
ARCC / Ares Capital Corporation
LKQ / LKQ Corporation
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
COLB / Columbia Banking System, Inc.
META / Meta Platforms, Inc.
SPY / SPDR S&P 500 ETF
MRK / Merck & Co., Inc.
DD / DuPont de Nemours, Inc.
DOW / Dow Inc.
HSY / The Hershey Company
GNC / GNC Holdings, Inc.
GNC / GNC Holdings, Inc.
EBAY / eBay Inc.
GILD / Gilead Sciences, Inc.
AGNC / AGNC Investment Corp.
GS / The Goldman Sachs Group, Inc.
T / AT&T Inc.
USB / U.S. Bancorp
IBM / International Business Machines Corporation
U / Unity Software Inc.
DHR / Danaher Corporation
NWSA / News Corporation
PG / The Procter & Gamble Company
PSX / Phillips 66
AIG / American International Group, Inc.
CBLAQ / CBL& Associates Properties, Inc.
HON / Honeywell International Inc.
CMI / Cummins Inc.
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
NTAP / NetApp, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
CHK / Chesapeake Energy Corporation
KMB / Kimberly-Clark Corporation
EMR / Emerson Electric Co.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
HD / The Home Depot, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VRTX / Vertex Pharmaceuticals Incorporated
IWD / iShares Trust - iShares Russell 1000 Value ETF
UNP / Union Pacific Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
RL / Ralph Lauren Corporation
AES / The AES Corporation
EXPE / Expedia Group, Inc.
COST / Costco Wholesale Corporation
19041P105 / CBS Corp.
DFS / Discover Financial Services
MET / MetLife, Inc.
FFIV / F5, Inc.
PSA / Public Storage
TSN / Tyson Foods, Inc.
61166W101 / Monsanto Co.
UNM / Unum Group
/ NextGen Acquisition Corporation Units
VZ / Verizon Communications Inc.
AKAM / Akamai Technologies, Inc.
VIAB / Viacom, Inc.
JQC / Nuveen Credit Strategies Income Fund
GIS / General Mills, Inc.
SRCL / Stericycle, Inc.
BAX / Baxter International Inc.
CSQ / Calamos Strategic Total Return Fund
HES / Hess Corporation
HFWA / Heritage Financial Corporation
PRU / Prudential Financial, Inc.
GM / General Motors Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
STX / Seagate Technology Holdings plc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
NKE_KZ / NIKE, Inc.
LRCX / Lam Research Corporation
PTY / PIMCO Corporate & Income Opportunity Fund
UPS / United Parcel Service, Inc.
C / Citigroup Inc. - Corporate Bond/Note
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PHM / PulteGroup, Inc.
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BMO / Bank of Montreal
AMGN / Amgen Inc.
IEV / iShares Trust - iShares Europe ETF
V / Visa Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ORCL / Oracle Corporation
AXP / American Express Company
OCN / Ocwen Financial Corporation
TWX / Warner Media LLC
GLD / SPDR Gold Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
TRV / The Travelers Companies, Inc.
GNI / Great Northern Iron Ore Properties
DE / Deere & Company
MPC / Marathon Petroleum Corporation
PM / Philip Morris International Inc.
CAT / Caterpillar Inc.
BOH / Bank of Hawaii Corporation
PCN / PIMCO Corporate & Income Strategy Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IR / Ingersoll Rand Inc.
ABT / Abbott Laboratories
VTV / Vanguard Index Funds - Vanguard Value ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
EW / Edwards Lifesciences Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
CSX / CSX Corporation
FCX / Freeport-McMoRan Inc.
ETN / Eaton Corporation plc
WY / Weyerhaeuser Company
CVS / CVS Health Corporation
COP / ConocoPhillips
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
TY / Tri-Continental Corporation
WMB / The Williams Companies, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
DVY / iShares Trust - iShares Select Dividend ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TIP / iShares Trust - iShares TIPS Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
GAP / The Gap, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
F / Ford Motor Company
IYR / iShares Trust - iShares U.S. Real Estate ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AAPL / Apple Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SLB / Schlumberger Limited
URI / United Rentals, Inc.
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
SIRI / Sirius XM Holdings Inc.
BA / The Boeing Company
BAC / Bank of America Corporation
DVN / Devon Energy Corporation
JCI / Johnson Controls International plc
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
DAL / Delta Air Lines, Inc.
INTC / Intel Corporation
FXI / iShares Trust - iShares China Large-Cap ETF