Market Value366,806,000
Total Holdings294
File Date2018-11-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MCA / BlackRock MuniYield California Quality Fund Inc
/ Voya Prime Rate Trust
VMW / Vmware Inc. - Class A Put
ARNC / Arconic Corporation Call
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
COST / Costco Wholesale Corporation
VFC / V.F. Corporation Put
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
BRK.B / Berkshire Hathaway Inc. Put
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF Call
GS / The Goldman Sachs Group, Inc. Put
BZUN / Baozun Inc. - Depositary Receipt (Common Stock) Put
MGI / Moneygram International Inc.
US8865471085 / Tiffany & Co. Put
WMT / Walmart Inc. Call
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock) Call
RL / Ralph Lauren Corporation
BGY / BlackRock Enhanced International Dividend Trust
OEF / iShares Trust - iShares S&P 100 ETF Call
NUS / Nu Skin Enterprises, Inc.
OEF / iShares Trust - iShares S&P 100 ETF Put
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EXAS / Exact Sciences Corporation
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TEI / Templeton Emerging Markets Income Fund
MYD / BlackRock MuniYield Fund, Inc.
DLTR / Dollar Tree, Inc.
BRK.B / Berkshire Hathaway Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
MMM / 3M Company Put
PG / The Procter & Gamble Company
DSL / DoubleLine Income Solutions Fund
WMT / Walmart Inc.
GOOG / Alphabet Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock) Put
IQI / Invesco Quality Municipal Income Trust
SDRL / Seadrill Limited
LRCX / Lam Research Corporation
PRU / Prudential Financial, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
ADSK / Autodesk, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
UNP / Union Pacific Corporation
BBWI / Bath & Body Works, Inc. Put
BBWI / Bath & Body Works, Inc. Call
JQC / Nuveen Credit Strategies Income Fund
QQQ / Invesco QQQ Trust, Series 1 Put
BCX / Blackrock Resources & Commodities Strategy Trust
KIO / KKR Income Opportunities Fund
EIM / Eaton Vance Municipal Bond Fund
SNAP / Snap Inc.
CHI / Calamos Convertible Opportunities and Income Fund
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BGR / BlackRock Energy and Resources Trust
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
BOE / BlackRock Enhanced Global Dividend Trust
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF Call
CLX / The Clorox Company Put
CMG / Chipotle Mexican Grill, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref Put
SMM / Salient Midstream & MLP Fund
HLF / Herbalife Ltd.
YY / JOYY Inc. - Depositary Receipt (Common Stock) Call
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
/ Weight Watchers International, Inc.
/ Weight Watchers International, Inc. Put
SYY / Sysco Corporation Put
UPS / United Parcel Service, Inc. Call
GGN / GAMCO Global Gold, Natural Resources & Income Trust
HTD / John Hancock Tax-Advantaged Dividend Income Fund
JGH / Nuveen Global High Income Fund
STK / Columbia Seligman Premium Technology Growth Fund
IGR / CBRE Global Real Estate Income Fund
WFC / Wells Fargo & Company Call
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
XNBBX / Nuveen Build America Bond Fund
G21182AA1 / China Lodging Group Ltd Bond
UNH / UnitedHealth Group Incorporated
VVR / Invesco Senior Income Trust
VMW / Vmware Inc. - Class A
US2782651036 / Eaton Vance Corp.
BKNG / Booking Holdings Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
KORS / Michael Kors Holdings Ltd.
XUTGX / Reaves Utility Income Fund
VFC / V.F. Corporation
MSFT / Microsoft Corporation Put
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Put
EL / The Estée Lauder Companies Inc.
EL / The Estée Lauder Companies Inc. Put
XETWX / Eaton Vance Tax-Managed Global
K / Kellanova Call
GAM / General American Investors Company, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
EOS / Eaton Vance Enhanced Equity Income Fund II
CRF / Cornerstone Total Return Fund, Inc.
CAR / Avis Budget Group, Inc.
FL / Foot Locker, Inc. Put
BG / Bunge Global SA
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
HES / Hess Corporation Call
UROV / Urovant Sciences Ltd
FLR / Fluor Corporation Put
RMT / Royce Micro-Cap Trust, Inc.
WFC / Wells Fargo & Company
XPFNX / PIMCO Income Strategy Fund II
TTM / Tata Motors Ltd. - ADR
FPL / First Trust New Opportunities MLP & Energy Fund
MSFT / Microsoft Corporation Call
MS / Morgan Stanley
BIF / Boulder Growth & Income Fund Inc
GT / The Goodyear Tire & Rubber Company Call
GT / The Goodyear Tire & Rubber Company Put
PEO / Adams Natural Resources Fund, Inc.
BAC / Bank of America Corporation Put
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
CF / CF Industries Holdings, Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
UPS / United Parcel Service, Inc. Put
EFT / Eaton Vance Floating-Rate Income Trust
BZUN / Baozun Inc. - Depositary Receipt (Common Stock)
TRIP / Tripadvisor, Inc.
GS / The Goldman Sachs Group, Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
LOW / Lowe's Companies, Inc.
LOW / Lowe's Companies, Inc. Put
MKC / McCormick & Company, Incorporated
MKC / McCormick & Company, Incorporated Put
JPS / Nuveen Preferred & Income Securities Fund
CAF / Morgan Stanley China A Share Fund, Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
PRU / Prudential Financial, Inc. Put
WFC / Wells Fargo & Company Put
EXAS / Exact Sciences Corporation Put
AMAT / Applied Materials, Inc. Put
PPT / Putnam Premier Income Trust
BG / Bunge Global SA Put
SNAP / Snap Inc. Put
JFR / Nuveen Floating Rate Income Fund
AMAT / Applied Materials, Inc.
HIX / Western Asset High Income Fund II Inc.
CLM / Cornerstone Strategic Investment Fund, Inc.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
ARNC / Arconic Corporation Put
TY / Tri-Continental Corporation
MS / Morgan Stanley Put
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
NKE / NIKE, Inc.
NSC / Norfolk Southern Corporation
BTO / John Hancock Financial Opportunities Fund
EVV / Eaton Vance Limited Duration Income Fund
MMM / 3M Company
FTF / Franklin Limited Duration Income Trust
K8553U105 / Sunlands Online Education Group Call
K / Kellanova Put
RL / Ralph Lauren Corporation Put
SYY / Sysco Corporation
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock) Put
AAP / Advance Auto Parts, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Call
VGI / Virtus Global Multi-Sector Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
KT / KT Corporation - Depositary Receipt (Common Stock)
CAR / Avis Budget Group, Inc. Put
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
FL / Foot Locker, Inc.
DLTR / Dollar Tree, Inc. Put
PG / The Procter & Gamble Company Put
CLX / The Clorox Company
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
YY / JOYY Inc. - Depositary Receipt (Common Stock) Put
MU / Micron Technology, Inc.
MU / Micron Technology, Inc. Put
BKNG / Booking Holdings Inc. Put
AVK / Advent Convertible and Income Fund
FEN / First Trust Energy Income and Growth Fund
EOI / Eaton Vance Enhanced Equity Income Fund
AFT / Apollo Senior Floating Rate Fund Inc.
XCEMX / Clearbridge Energy MLP Fund Inc
CSX / CSX Corporation Put
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
AGO / Assured Guaranty Ltd.
AGO / Assured Guaranty Ltd. Put
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
WMT / Walmart Inc. Put
NXPI / NXP Semiconductors N.V.
CSX / CSX Corporation
NSC / Norfolk Southern Corporation Put
ERC / Allspring Multi-Sector Income Fund
FSD / First Trust High Income Long/Short Fund
BLW / BlackRock Limited Duration Income Trust
STX / Seagate Technology Holdings plc Put
STX / Seagate Technology Holdings plc
BB / BlackBerry Limited
NEA / Nuveen AMT-Free Quality Municipal Income Fund
GDV / The Gabelli Dividend & Income Trust
EFR / Eaton Vance Senior Floating-Rate Trust
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
BIT / BlackRock Multi-Sector Income Trust
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
UNP / Union Pacific Corporation Put
JMF / Nuveen Energy MLP Total Return Fund
GIM / Templeton Global Income Fund
HES / Hess Corporation Put
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
VTA / Invesco Dynamic Credit Opportunities Fund
IDTI / Integrated Device Technology, Inc.
TAP.A / Molson Coors Beverage Company Put
TRIP / Tripadvisor, Inc. Put
BGT / BlackRock Floating Rate Income Trust
HYT / BlackRock Corporate High Yield Fund, Inc.
GT / The Goodyear Tire & Rubber Company
BAC / Bank of America Corporation Call
CF / CF Industries Holdings, Inc. Put
MOMO / Hello Group Inc. - Depositary Receipt (Common Stock) Put
CBA / ClearBridge American Energy MLP Fund Inc.
UPS / United Parcel Service, Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
TAP.A / Molson Coors Beverage Company Call
BB / BlackBerry Limited Put
DBL / DoubleLine Opportunistic Credit Fund
CROX / Crocs, Inc.
GHY / PGIM Global High Yield Fund, Inc
FLR / Fluor Corporation Call
LRCX / Lam Research Corporation Put
FDEU / First Trust Dynamic Europe Equity Income Fund
NLOK / NortonLifeLock Inc Call
NLOK / NortonLifeLock Inc Put
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
DVN / Devon Energy Corporation Put
X / United States Steel Corporation
DSU / BlackRock Debt Strategies Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
SQ / Block, Inc. Put
BTZ / BlackRock Credit Allocation Income Trust
BHC / Bausch Health Companies Inc. Call
BGH / Barings Global Short Duration High Yield Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
WM / Waste Management, Inc.
WM / Waste Management, Inc. Call
WM / Waste Management, Inc. Put
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
MOMO / Hello Group Inc. - Depositary Receipt (Common Stock) Call
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref Call
SHOP / Shopify Inc. Put
BFK / BlackRock Municipal Income Trust
GOOGL / Alphabet Inc. Put
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BTT / Blackrock Municipal 2030 Target Term Trust
BBN / BlackRock Taxable Municipal Bond Trust
SHOP / Shopify Inc.
EXPE / Expedia Group, Inc. Call
INTC / Intel Corporation
EXPE / Expedia Group, Inc. Put
EXPE / Expedia Group, Inc.
DVN / Devon Energy Corporation
EVG / Eaton Vance Short Duration Diversified Income Fund
ALB / Albemarle Corporation Put
SQ / Block, Inc. Call
ALB / Albemarle Corporation Call
IRBT / iRobot Corporation
VGM / Invesco Trust for Investment Grade Municipals
ADSK / Autodesk, Inc. Put
DVN / Devon Energy Corporation Call
SKX / Skechers U.S.A., Inc.
HQH / Abrdn Healthcare Investors
VKQ / Invesco Municipal Trust
VMO / Invesco Municipal Opportunity Trust
NAC / Nuveen California Quality Municipal Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
BHC / Bausch Health Companies Inc.
COST / Costco Wholesale Corporation Put
COST / Costco Wholesale Corporation Call
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock) Call
IIM / Invesco Value Municipal Income Trust
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Call
AMD / Advanced Micro Devices, Inc. Call
WDC / Western Digital Corporation
NZF / Nuveen Municipal Credit Income Fund
AMD / Advanced Micro Devices, Inc. Put
CMG / Chipotle Mexican Grill, Inc. Put
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
NAD / Nuveen Quality Municipal Income Fund
QD / Qudian Inc. - Depositary Receipt (Common Stock) Call
IRBT / iRobot Corporation Put