Market Value208,139,000
Total Holdings242
File Date2013-10-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KLIC / Kulicke and Soffa Industries, Inc.
AAV / Advantage Energy Ltd.
ARG / Airgas, Inc.
LUMN / Lumen Technologies, Inc.
AGNC / AGNC Investment Corp.
US0325111070 / Anadarko Petroleum Corp.
NKTR / Nektar Therapeutics
AMAT / Applied Materials, Inc.
ICI / Barclays Bank iPath Optimized Currency Carry ETN due on 1/30/2019
06740C337 / Barclays ETN+ S&P VEQTOR ETN due on 9/8/2020
BARCLAYS BANK PLC IPATH PURE BETA SEASONAL NAT GAS ETN / ETF (06740P239)
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
XCIIX / BlackRock Enhanced Capital and
HOG / Harley-Davidson, Inc.
126132109 / CNOOC Ltd.
AMZN / Amazon.com, Inc.
CVC / Cablevision Systems Corp.
CELG / Celgene Corp.
KO / The Coca-Cola Company
CERN / Cerner Corp.
CYOU / Changyou.com, Ltd.
CHK / Chesapeake Energy Corporation
ORCL / Oracle Corporation
170032AT3 / Chiquita Brands International Inc Bond
CSCO / Cisco Systems, Inc.
CTXS / Citrix Systems, Inc.
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
DBI / Designer Brands Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
C / Citigroup Inc. - Corporate Bond/Note
DFS / Discover Financial Services
BAC / Bank of America Corporation
EGA EMERGING GLOBAL SHARES TR EG SHS EMERG MKTS HI INCM LOW BETA ETF / ETF (268461654)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
ENDP / Endo International plc
DWM / WisdomTree Trust - WisdomTree International Equity Fund
SXL / Sunoco Logistics Partners L.P.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
ESRX / Express Scripts Holding Co.
FTK / Flotek Industries, Inc.
FLR / Fluor Corporation
345838106 / Forest Laboratories Inc
FTR / Frontier Communications Corp.
36869MAA3 / Genco Shipping & Trading Ltd. Bond
GE / General Electric Company
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
GM.WS.B / General Motors Company - Warrants 07/10/2019
GNW / Genworth Financial, Inc.
INTC / Intel Corporation
HFC / HollyFrontier Corp
HOS / Hornbeck Offshore Services Inc
INTERCONTINENTALEXCHINTL / Stock (45865V100)
DIS / The Walt Disney Company
IBM / International Business Machines Corporation
BBBY / Bed Bath & Beyond, Inc.
GILD / Gilead Sciences, Inc.
ETR / Entergy Corporation
PFE / Pfizer Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IXN / iShares Trust - iShares Global Tech ETF
IXG / iShares Trust - iShares Global Financials ETF
IXC / iShares Trust - iShares Global Energy ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
AGZ / iShares Trust - iShares Agency Bond ETF
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
GLJ / iShares Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MXI / iShares Trust - iShares Global Materials ETF
JXI / iShares Trust - iShares Global Utilities ETF
EXI / iShares Trust - iShares Global Industrials ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
CMBS / iShares Trust - iShares CMBS ETF
IBCD / iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCE / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
US00C4U1L353 / Mylan N.V.
KKR / KKR & Co. Inc.
KNDI / Kandi Technologies Group, Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KMP /
KRFT /
MTB / M&T Bank Corporation
MMP / Magellan Midstream Partners L.P.
MARKET VECTORS GOLD MINERS INDEX ETF / ETF (57060U100)
MARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED / ETF (57060U845)
MARKET VECTORS ETF HIGH YIELD MUNI INDEX / ETF (57060U878)
AXP / American Express Company
BTX / BlackRock Innovation and Growth Term Trust
NEE / NextEra Energy, Inc.
NHF / NexPoint Strategic Opportunities Fund
CPB / The Campbell's Company
ZBH / Zimmer Biomet Holdings, Inc.
NUS / Nu Skin Enterprises, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
PKG / Packaging Corporation of America
PWOD / Penns Woods Bancorp, Inc.
FE / FirstEnergy Corp.
ARW / Arrow Electronics, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CBOE / Cboe Global Markets, Inc.
CMI / Cummins Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
CCL / Carnival Corporation & plc
EBAY / eBay Inc.
RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
J / Jacobs Solutions Inc.
LLY / Eli Lilly and Company
WDC / Western Digital Corporation
QCOM / QUALCOMM Incorporated
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
AOS / A. O. Smith Corporation
CSX / CSX Corporation
GM / General Motors Company
CLX / The Clorox Company
DVY / iShares Trust - iShares Select Dividend ETF
GLD / SPDR Gold Trust
ED / Consolidated Edison, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
LYB / LyondellBasell Industries N.V.
SJM / The J. M. Smucker Company
DE / Deere & Company
SLV / iShares Silver Trust
CMCSA / Comcast Corporation
ABBV / AbbVie Inc.
IRM / Iron Mountain Incorporated
XOM / Exxon Mobil Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
PPL / PPL Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NTAP / NetApp, Inc.
RMBS / Rambus Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
KEY / KeyCorp
GGG / Graco Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
MBB / iShares Trust - iShares MBS ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MDT / Medtronic plc
HSY / The Hershey Company
CVX / Chevron Corporation
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
GLW / Corning Incorporated
WMB / The Williams Companies, Inc.
NEM / Newmont Corporation
LMT / Lockheed Martin Corporation
PM / Philip Morris International Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
SLB / Schlumberger Limited
DCI / Donaldson Company, Inc.
BMY / Bristol-Myers Squibb Company
KMB / Kimberly-Clark Corporation
PNC / The PNC Financial Services Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HDV / iShares Trust - iShares Core High Dividend ETF
MCD / McDonald's Corporation
AKAM / Akamai Technologies, Inc.
IDCC / InterDigital, Inc.
FDX / FedEx Corporation
ROST / Ross Stores, Inc.
APD / Air Products and Chemicals, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
VZ / Verizon Communications Inc.
FCX / Freeport-McMoRan Inc.
POWERSHARES QQQ TR / ETF (73935A104)
DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund
POWERSHARES GLOBAL PREFERRED ETF / ETF (73936T565)
POWERSHARES EMERGING MKTS SOVEREIGN DEBT / ETF (73936T573)
POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF / ETF (73937B407)
POWERSHARES SP500 LOW VOLATILITY ETF / ETF (73937B779)
UNP / Union Pacific Corporation
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
COP / ConocoPhillips
F / Ford Motor Company
PROSHARES TRUST ULTRAPRO SHORT S&P500(POST REV SPLT) / ETF (74348A632)
MRK / Merck & Co., Inc.
RTN / Raytheon Co.
JPM / JPMorgan Chase & Co.
RPAI / Retail Properties of America Inc - Class A
RAI / Reynolds American, Inc.
RCI / Rogers Communications Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SPY / SPDR S&P 500 ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPDR SHORT-TERM MUNICIPAL BOND ETF / ETF (78464A425)
SPDR MUNICIPAL BOND ETF / ETF (78464A458)
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
WMT / Walmart Inc.
META / Meta Platforms, Inc.
PPL / Pembina Pipeline Corporation
SBGL / Sibanye Gold Limited ADR
SIRI / Sirius XM Holdings Inc.
SIMA / SIM Acquisition Corp. I
SFUN / Fang Holdings Ltd - ADR
847560109 / Spectra Energy Corp.
SPPI / Spectrum Pharmaceuticals, Inc.
SPRD / Spreadtrum Communications Inc
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
SUSQ / Susquehanna Bancshares Inc
SYY / Sysco Corporation
SOYB / Teucrium Commodity Trust - Teucrium Soybean Fund
DDD / 3D Systems Corporation
TWC / Spectrum Management Holding Company LLC
MO / Altria Group, Inc.
TYG / Tortoise Energy Infrastructure Corporation
EW / Edwards Lifesciences Corporation
BNO / United States Brent Oil Fund, LP - Limited Partnership
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
UGA / United States Gasoline Fund, LP - Limited Partnership
NUE / Nucor Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VIAB / Viacom, Inc.
VODPF / Vodafone Group Public Limited Company
WEB / Web.com Group, Inc.
WFM / Whole Foods Market, Inc.
DPN / WisdomTree Trust
YUM / Yum! Brands, Inc.
KORS / Michael Kors Holdings Ltd.
WFT / Weatherford International plc
TEL / TE Connectivity plc
MSFT / Microsoft Corporation
OKE / ONEOK, Inc.
Y2187A101 / Eagle Bulk Shipping, Inc.
FLEX / Flex Ltd.
EOG / EOG Resources, Inc.
MRO / Marathon Oil Corporation
AAPL / Apple Inc.
WTRG / Essential Utilities, Inc.
ECL / Ecolab Inc.
BRK.B / Berkshire Hathaway Inc.
GOOGL / Alphabet Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
UNH / UnitedHealth Group Incorporated
HON / Honeywell International Inc.
V / Visa Inc.
WFC / Wells Fargo & Company
T / AT&T Inc.
AMP / Ameriprise Financial, Inc.
DD / DuPont de Nemours, Inc.
JNJ / Johnson & Johnson
SCCO / Southern Copper Corporation
CAT / Caterpillar Inc.
SCHW / The Charles Schwab Corporation
MBT / Mobile Telesystems PJSC - ADR