Market Value102,950,000
Total Holdings143
File Date2017-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
ULSGF / UBS AG
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
TRN / Trinity Industries, Inc.
US01903Q2075 / Allied Capital Corp. 6.875% Bond Due 4/15/2047
RBSPF / NatWest Group plc
QQQ / Invesco QQQ Trust, Series 1
SB.PRC / Safe Bulkers, Inc. - Preferred Stock
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
XCEMX / Clearbridge Energy MLP Fund Inc
US8794338371 / Telephone and Data Systems, 7.00% Senior Bonds due 3/15/2060
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
JMF / Nuveen Energy MLP Total Return Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
VFC / V.F. Corporation
US7443207060 / Prudential Financial, 5.70% Junior Subordinated Bonds due 3/15/2053
JWN / Nordstrom, Inc.
IBM / International Business Machines Corporation
F_KZ / Ford Motor Company
ABT / Abbott Laboratories
CRM / Salesforce, Inc.
JPM / JPMorgan Chase & Co.
CVX / Chevron Corporation
XOM / Exxon Mobil Corporation
AAPL / Apple Inc.
PM / Philip Morris International Inc.
SBUX / Starbucks Corporation
GILD / Gilead Sciences, Inc.
DE / Deere & Company
COP / ConocoPhillips
T / AT&T Inc.
JNJ / Johnson & Johnson
SYK / Stryker Corporation
D / Dominion Energy, Inc.
GIS / General Mills, Inc.
ABBV / AbbVie Inc.
AEP / American Electric Power Company, Inc.
LUMN / Lumen Technologies, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AMGN / Amgen Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
KHC / The Kraft Heinz Company
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
SO / The Southern Company
RTN / Raytheon Co.
IBKC / IBERIABANK Corp.
DOW / Dow Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SJM / The J. M. Smucker Company
UPS / United Parcel Service, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
MAT / Mattel, Inc.
CAH / Cardinal Health, Inc.
NXP / Nuveen Select Tax-Free Income Portfolio
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BAC / Bank of America Corporation
OKE / ONEOK, Inc.
KMB / Kimberly-Clark Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
PEP / PepsiCo, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SLB / Schlumberger Limited
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PHYS / Sprott Physical Gold Trust
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
BA / The Boeing Company
IVV / iShares Trust - iShares Core S&P 500 ETF
DOW / Dow Inc.
SPY / SPDR S&P 500 ETF
SLV / iShares Silver Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NEE / NextEra Energy, Inc.
NSL / Nuveen Senior Income Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
CSQ / Calamos Strategic Total Return Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
AFL / Aflac Incorporated
MDLZ / Mondelez International, Inc.
MDT / Medtronic plc
DEX / Delaware Enhanced Global Dividend & Income Fund
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CSCO / Cisco Systems, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
GLD / SPDR Gold Trust
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
CSX / CSX Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MRK / Merck & Co., Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IGR / CBRE Global Real Estate Income Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HD / The Home Depot, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ADP / Automatic Data Processing, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
MCD / McDonald's Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
AON / Aon plc
MSFT / Microsoft Corporation
AVK / Advent Convertible and Income Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
MMM / 3M Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
QCOM / QUALCOMM Incorporated
BRK.A / Berkshire Hathaway Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
WBA / Walgreens Boots Alliance, Inc.
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EMR / Emerson Electric Co.
IAU / iShares Gold Trust
CMCSA / Comcast Corporation
HSY / The Hershey Company
KO / The Coca-Cola Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AMZN / Amazon.com, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
META / Meta Platforms, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DIS / The Walt Disney Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
WFC / Wells Fargo & Company
INTC / Intel Corporation
LNT / Alliant Energy Corporation
BRK.B / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
GDV / The Gabelli Dividend & Income Trust
PFE / Pfizer Inc.
CAT / Caterpillar Inc.
CL / Colgate-Palmolive Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
WMT / Walmart Inc.
VZ / Verizon Communications Inc.
ROST / Ross Stores, Inc.
TSLA / Tesla, Inc.
WM / Waste Management, Inc.