Market Value1,285,275,000
Total Holdings694
File Date2017-02-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
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FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
WEC / WEC Energy Group, Inc.
SCU / Sculptor Capital Management Inc - Class A
GS / The Goldman Sachs Group, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
PCK / PIMCO California Municipal Income Fund II
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
BMO / Bank of Montreal
US1182301010 / Buckeye Partners, L.P.
IYW / iShares Trust - iShares U.S. Technology ETF
IXN / iShares Trust - iShares Global Tech ETF
NJR / New Jersey Resources Corporation
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
VER / VEREIT Inc
ABC / Amerisource Bergen Corp.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
CNS / Cohen & Steers, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MUB / iShares Trust - iShares National Muni Bond ETF
MXI / iShares Trust - iShares Global Materials ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GNSS / Genasys Inc.
/ Oxford Lane Capital Corp.
ANDE / The Andersons, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
HBAN / Huntington Bancshares Incorporated
OPK / OPKO Health, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PSB / PS Business Parks, Inc.
LUMN / Lumen Technologies, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
C / Citigroup Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SO / The Southern Company
DOV / Dover Corporation
MNKKQ / Mallinckrodt Plc
BTT / Blackrock Municipal 2030 Target Term Trust
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
EWJ / iShares, Inc. - iShares MSCI Japan ETF
PZG / Paramount Gold Nevada Corp.
MUX / McEwen Inc.
AXAS / Abraxas Petroleum Corp.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
CW / Curtiss-Wright Corporation
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
HL / Hecla Mining Company
MYD / BlackRock MuniYield Fund, Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
US92220P1057 / Varian Medical Systems, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
THG / The Hanover Insurance Group, Inc.
D / Dominion Energy, Inc.
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
HTGC / Hercules Capital, Inc.
NFLX / Netflix, Inc.
OXY / Occidental Petroleum Corporation
78467V871 / SPDR MFS Systematic Value Equity ETF
TIP / iShares Trust - iShares TIPS Bond ETF
OTTR / Otter Tail Corporation
DSL / DoubleLine Income Solutions Fund
NRE / NorthStar Realty Europe Corp.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
NEU / NewMarket Corporation
ALJ / Alon USA Energy, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
IAT / iShares Trust - iShares U.S. Regional Banks ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
DNP / DNP Select Income Fund Inc.
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
DCI / Donaldson Company, Inc.
ECR / Eclipse Resources Corp.
PPBI / Pacific Premier Bancorp, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BCE / BCE Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
RDNT / RadNet, Inc.
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
TNH / Terra Nitrogen Co., L.P.
DWTR / Invesco DWA Tactical Sector Rotation ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
ABBV / AbbVie Inc.
MHI / Pioneer Municipal High Income Fund, Inc.
CMO / Capstead Mortgage Corp.
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
PXD / Pioneer Natural Resources Company
PSA / Public Storage
TJX / The TJX Companies, Inc.
PPL / Pembina Pipeline Corporation
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
UHT / Universal Health Realty Income Trust
NVDA / NVIDIA Corporation
SLV / iShares Silver Trust
ARNC / Arconic Corporation
XCIIX / BlackRock Enhanced Capital and
BA / The Boeing Company
PDT / John Hancock Premium Dividend Fund
FDX / FedEx Corporation
018490100 / Allergan plc
AEP / American Electric Power Company, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
AXS / AXIS Capital Holdings Limited
NMZ / Nuveen Municipal High Income Opportunity Fund
VTA / Invesco Dynamic Credit Opportunities Fund
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
US3798901068 / Glu Mobile Inc.
XHR / Xenia Hotels & Resorts, Inc.
BPK / BlackRock Municipal 2018 Term Trust
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
BLW / BlackRock Limited Duration Income Trust
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
910187903 / UNITED DEV FDG IV
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
XNBBX / Nuveen Build America Bond Fund
SIRI / Sirius XM Holdings Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
TPLM / Triangle Petroleum Corp.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FSK / FS KKR Capital Corp.
XBHKX / BlackRock Core Bond Trust
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CLDX / Celldex Therapeutics, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
XUSAX / Liberty All Star Equity Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
XETWX / Eaton Vance Tax-Managed Global
461730103 / Investors Real Estate Trust
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
SWBI / Smith & Wesson Brands, Inc.
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
ICPT / Intercept Pharmaceuticals Inc
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
XPFLX / PIMCO Income Strategy Fund
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
VCV / Invesco California Value Municipal Income Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
NAD / Nuveen Quality Municipal Income Fund
XMUSX / BlackRock MuniHoldings Quality
MCY / Mercury General Corporation
PHK / PIMCO High Income Fund
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
LIOX / Lionbridge Technologies, Inc.
AUB / Atlantic Union Bankshares Corporation
XCO / EXCO Resources, Inc.
FAST / Fastenal Company
TEI / Templeton Emerging Markets Income Fund
HPS / John Hancock Preferred Income Fund III
APU / AmeriGas Partners, L.P.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
BBN / BlackRock Taxable Municipal Bond Trust
IYY / iShares Trust - iShares Dow Jones U.S. ETF
USO / United States Oil Fund, LP - Limited Partnership
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
HUBB / Hubbell Incorporated
BTO / John Hancock Financial Opportunities Fund
REM / iShares Trust - iShares Mortgage Real Estate ETF
PCN / PIMCO Corporate & Income Strategy Fund
ACAD / ACADIA Pharmaceuticals Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MCA / BlackRock MuniYield California Quality Fund Inc
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
CSA / Victory Portfolios II - VictoryShares US Small Cap Volatility Wtd ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
LMT / Lockheed Martin Corporation
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
CINF / Cincinnati Financial Corporation
GHYG / iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
V / Visa Inc.
DBC / Invesco DB Commodity Index Tracking Fund
UHS / Universal Health Services, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
CHI / Calamos Convertible Opportunities and Income Fund
NAC / Nuveen California Quality Municipal Income Fund
UNP / Union Pacific Corporation
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
JPM / JPMorgan Chase & Co.
IDV / iShares Trust - iShares International Select Dividend ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
PFE / Pfizer Inc.
ADP / Automatic Data Processing, Inc.
XEL / Xcel Energy Inc.
MCD / McDonald's Corporation
EXR / Extra Space Storage Inc.
GIS / General Mills, Inc.
ES / Eversource Energy
DTE / DTE Energy Company
PBCT / People`s United Financial Inc
ACN / Accenture plc
HYB / The New America High Income Fund Inc.
SHW / The Sherwin-Williams Company
MDLZ / Mondelez International, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NEE / NextEra Energy, Inc.
SLB / Schlumberger Limited
AMGN / Amgen Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US78467V8899 / SPDR MFS Systematic Growth Equity ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
PMM / Putnam Managed Municipal Income Trust
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
PII / Polaris Inc.
NIE / Virtus Equity & Convertible Income Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SAVE / Spirit Airlines, Inc.
VPV / Invesco Pennsylvania Value Municipal Income Trust
US2782651036 / Eaton Vance Corp.
KTF / DWS Municipal Income Trust
QQQ / Invesco QQQ Trust, Series 1
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IGA / Voya Global Advantage and Premium Opportunity Fund
MPC / Marathon Petroleum Corporation
SIR / Select Income REIT
UAL / United Airlines Holdings, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
PFG / Principal Financial Group, Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
ETX / Eaton Vance Municipal Income 2028 Term Trust
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
60979P105 / Monogram Residential Trust, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
MWA / Mueller Water Products, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
VFH / Vanguard World Fund - Vanguard Financials ETF
GPRO / GoPro, Inc.
RLI / RLI Corp.
ACRE / Ares Commercial Real Estate Corporation
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
DCOM / Dime Community Bancshares, Inc.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
PACW / Pacwest Bancorp
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
/ THL Credit, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
IAU / iShares Gold Trust
EFR / Eaton Vance Senior Floating-Rate Trust
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IAK / iShares Trust - iShares U.S. Insurance ETF
EQAL / Invesco Exchange-Traded Fund Trust II - Invesco Russell 1000 Equal Weight ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
SPIL / Siliconware Precision Industries Company Ltd.
SIGI / Selective Insurance Group, Inc.
JSMD / Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
SUBK / Suffolk Bancorp
GBF / iShares Trust - iShares Government/Credit Bond ETF
VGM / Invesco Trust for Investment Grade Municipals
BKN / BlackRock Investment Quality Municipal Trust Inc.
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
NRF / NorthStar Realty Finance Corp.
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
SOXX / iShares Trust - iShares Semiconductor ETF
WISDOMTREE TR / STRATEGIC CP BD (97717X693)
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
KMI / Kinder Morgan, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
NOC / Northrop Grumman Corporation
00B65Z9D7 / Noble Corporation plc
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
SKT / Tanger Inc.
OKE / ONEOK, Inc.
NG / NovaGold Resources Inc.
WMB / The Williams Companies, Inc.
CVX / Chevron Corporation
PNC / The PNC Financial Services Group, Inc.
NMS / Nuveen Minnesota Quality Municipal Income Fund
GLW / Corning Incorporated
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
DISH / DISH Network Corporation
RTX / RTX Corporation
JPC / Nuveen Preferred & Income Opportunities Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
TSLA / Tesla, Inc.
MO / Altria Group, Inc.
LTC / LTC Properties, Inc.
MPW / Medical Properties Trust, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
NZF / Nuveen Municipal Credit Income Fund
SNH / Senior Housing Properties Trust
AET / Aetna, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
HAL / Halliburton Company
COL / Rockwell Collins, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
RE / Everest Re Group Ltd
HRL / Hormel Foods Corporation
LUV / Southwest Airlines Co.
CSCO / Cisco Systems, Inc.
NYMX / Nymox Pharmaceutical Corp
/ Blackrock Muniyield Arizona Fund Inc
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
ASB / Associated Banc-Corp
IYG / iShares Trust - iShares U.S. Financial Services ETF
DHF / BNY Mellon High Yield Strategies Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
XPCMX / PCM Fund, Inc.
HIX / Western Asset High Income Fund II Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
RDS.B / Shell Plc - ADR
NUV / Nuveen Municipal Value Fund, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
NCV / Virtus Convertible & Income Fund
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
CHY / Calamos Convertible and High Income Fund
SXL / Sunoco Logistics Partners L.P.
XPHTX / Pioneer High Income Trust
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DBL / DoubleLine Opportunistic Credit Fund
OKS / ONEOK Partners, L.P.
VDE / Vanguard World Fund - Vanguard Energy ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MVT / BlackRock MuniVest Fund II, Inc.
PSEC / Prospect Capital Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
MFM / MFS Municipal Income Trust
847560109 / Spectra Energy Corp.
NYCB / Flagstar Financial, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
XUTGX / Reaves Utility Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
GLD / SPDR Gold Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
153501101 / Central Fund of Canada Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ATRS / Antares Pharma Inc
GSS / Golden Star Resources Ltd.
PKO / Pimco Income Opportunity Fund
PHD / Pioneer Floating Rate Fund, Inc.
GOF / Guggenheim Strategic Opportunities Fund
BKCC / BlackRock Capital Investment Corporation
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
TRN / Trinity Industries, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RAI / Reynolds American, Inc.
JPS / Nuveen Preferred & Income Securities Fund
RCS / PIMCO Strategic Income Fund, Inc.
GIM / Templeton Global Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SON / Sonoco Products Company
ERF / Enerplus Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AWF / AllianceBernstein Global High Income Fund
CVBF / CVB Financial Corp.
IXJ / iShares Trust - iShares Global Healthcare ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
BME / BlackRock Health Sciences Trust
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
AGQ / ProShares Trust II - ProShares Ultra Silver
SPPP / Sprott Physical Platinum and Palladium Trust
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
AEE / Ameren Corporation
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ORI / Old Republic International Corporation
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
VGR / Vector Group Ltd.
XPFNX / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HTM / U.S. Geothermal Inc.
VLY / Valley National Bancorp
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CMU / MFS High Yield Municipal Trust
BOE / BlackRock Enhanced Global Dividend Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
385002100 / Gramercy Property Trust Inc.
TSI / TCW Strategic Income Fund, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
WPM / Wheaton Precious Metals Corp.
IWX / iShares Trust - iShares Russell Top 200 Value ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
AFL / Aflac Incorporated
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
EIX / Edison International
SJM / The J. M. Smucker Company
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
RPAI / Retail Properties of America Inc - Class A
HDV / iShares Trust - iShares Core High Dividend ETF
COP / ConocoPhillips
JNJ / Johnson & Johnson
VAW / Vanguard World Fund - Vanguard Materials ETF
LOW / Lowe's Companies, Inc.
CL / Colgate-Palmolive Company
AXP / American Express Company
LGF.A / Lions Gate Entertainment Corp.
SRC / Spirit Realty Capital, Inc.
WELL / Welltower Inc.
DE / Deere & Company
EMR / Emerson Electric Co.
MMM / 3M Company
FCX / Freeport-McMoRan Inc.
WPC / W. P. Carey Inc.
LAMR / Lamar Advertising Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
CMCSA / Comcast Corporation
ZIOP / Alaunos Therapeutics Inc
CXP / Columbia Property Trust Inc
WBA / Walgreens Boots Alliance, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FE / FirstEnergy Corp.
HPT / Hospitality Properties Trust
ITW / Illinois Tool Works Inc.
WM / Waste Management, Inc.
SBUX / Starbucks Corporation
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
MA / Mastercard Incorporated
ED / Consolidated Edison, Inc.
BAX / Baxter International Inc.
COST / Costco Wholesale Corporation
EXK / Endeavour Silver Corp.
RTN / Raytheon Co.
LYB / LyondellBasell Industries N.V.
LGF.B / Lions Gate Entertainment Corp.
DUK / Duke Energy Corporation
CLX / The Clorox Company
MGA / Magna International Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
NLY / Annaly Capital Management, Inc.
C.WSA / Citigroup, Inc.
ALL / The Allstate Corporation
PRU / Prudential Financial, Inc.
MRO / Marathon Oil Corporation
CTT / CatchMark Timber Trust Inc - Class A
ROST / Ross Stores, Inc.
KMB / Kimberly-Clark Corporation
PTY / Partway Group Plc
DFS / Discover Financial Services
MDU / MDU Resources Group, Inc.
AGNC / AGNC Investment Corp.
CIM / Chimera Investment Corporation
AG / First Majestic Silver Corp.
STWD / Starwood Property Trust, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
PDM / Piedmont Realty Trust, Inc.
ASXC / Asensus Surgical, Inc.
PYPL / PayPal Holdings, Inc.
NUE / Nucor Corporation
/ TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Stock
HOG / Harley-Davidson, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DOW / Dow Inc.
OAS / Oasis Petroleum Inc. - New
SPGI / S&P Global Inc.
META / Meta Platforms, Inc.
LNT / Alliant Energy Corporation
BRK.B / Berkshire Hathaway Inc.
CPB / The Campbell's Company
MRK / Merck & Co., Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
GME / GameStop Corp.
PPG / PPG Industries, Inc.
HP / Helmerich & Payne, Inc.
INCY / Incyte Corporation
USB / U.S. Bancorp
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CMA / Comerica Incorporated
EXEL / Exelixis, Inc.
SYY / Sysco Corporation
TWX / Warner Media LLC
CMI / Cummins Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
GOOG / Alphabet Inc.
TGT / Target Corporation
CAG / Conagra Brands, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
CHD / Church & Dwight Co., Inc.
UPS / United Parcel Service, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
KKR / KKR & Co. Inc.
TRIP / Tripadvisor, Inc.
WMT / Walmart Inc.
HON / Honeywell International Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
HPE / Hewlett Packard Enterprise Company
CVGW / Calavo Growers, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SPY / SPDR S&P 500 ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PGR / The Progressive Corporation
NKE / NIKE, Inc.
ARNA / Arena Pharmaceuticals Inc
TRVN / Trevena, Inc.
PANW / Palo Alto Networks, Inc.
QCOM / QUALCOMM Incorporated
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
CB / Chubb Limited
CELG / Celgene Corp.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AMZN / Amazon.com, Inc.
NSC / Norfolk Southern Corporation
GILD / Gilead Sciences, Inc.
PPL / PPL Corporation
PM / Philip Morris International Inc.
IBM / International Business Machines Corporation
SYK / Stryker Corporation
PMD / Psychemedics Corporation
VTR / Ventas, Inc.
SRE / Sempra
BK / The Bank of New York Mellon Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
STT / State Street Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BKNG / Booking Holdings Inc.
VRTX / Vertex Pharmaceuticals Incorporated
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
EBAY / eBay Inc.
SRPT / Sarepta Therapeutics, Inc.
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
BAC / Bank of America Corporation
CSX / CSX Corporation
HD / The Home Depot, Inc.
TRV / The Travelers Companies, Inc.
CHK / Chesapeake Energy Corporation
AMT / American Tower Corporation
DOW / Dow Inc.
GOOGL / Alphabet Inc.
ETN / Eaton Corporation plc
LLY / Eli Lilly and Company
FANG / Diamondback Energy, Inc.
BMY / Bristol-Myers Squibb Company
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
PCG / PG&E Corporation
JCI / Johnson Controls International plc
VGT / Vanguard World Fund - Vanguard Information Technology ETF
EXC / Exelon Corporation
CTAS / Cintas Corporation
JKHY / Jack Henry & Associates, Inc.
ORLY / O'Reilly Automotive, Inc.
UNH / UnitedHealth Group Incorporated
PEAK / Healthpeak Properties, Inc.
SWKS / Skyworks Solutions, Inc.
GD / General Dynamics Corporation
GM / General Motors Company
DLR / Digital Realty Trust, Inc.
/ Voya Prime Rate Trust
KO / The Coca-Cola Company
MU / Micron Technology, Inc.
APD / Air Products and Chemicals, Inc.
ORCL / Oracle Corporation
INTC / Intel Corporation
T / AT&T Inc.
ROK / Rockwell Automation, Inc.
MCK / McKesson Corporation
PSX / Phillips 66
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
O / Realty Income Corporation
DHR / Danaher Corporation
BDX / Becton, Dickinson and Company
ABT / Abbott Laboratories
PNR / Pentair plc
DAL / Delta Air Lines, Inc.
MBB / iShares Trust - iShares MBS ETF
WY / Weyerhaeuser Company
PSLV / Sprott Physical Silver Trust
ERII / Energy Recovery, Inc.
WFC / Wells Fargo & Company
MDT / Medtronic plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PG / The Procter & Gamble Company
DIS / The Walt Disney Company
AGEN / Agenus Inc.
F / Ford Motor Company
MMP / Magellan Midstream Partners L.P.
PHYS / Sprott Physical Gold Trust
BX / Blackstone Inc.
OHI / Omega Healthcare Investors, Inc.
HTA / Healthcare Realty Trust Inc - Class A
REG / Regency Centers Corporation
XOM / Exxon Mobil Corporation
TEUM / Pareteum Corp
VZ / Verizon Communications Inc.
PEG / Public Service Enterprise Group Incorporated
HSY / The Hershey Company
AAPL / Apple Inc.
AAPL / Apple Inc. Call
NVAX / Novavax, Inc.
TAHO / Tahoe Resources Inc.
BLUE / bluebird bio, Inc.
CARA / Cara Therapeutics, Inc.
RAD / Rite Aid Corp.
ATHX / Athersys, Inc.
KHC / The Kraft Heinz Company
MNKD / MannKind Corporation
BCRX / BioCryst Pharmaceuticals, Inc.
AIG / American International Group, Inc.
EKSO / Ekso Bionics Holdings, Inc.
LJPC / La Jolla Pharmaceutical Co.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TWTR / Twitter Inc
TWTR / Twitter Inc Call
SGEN / Seagen Inc
MSFT / Microsoft Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
PALI / Palisade Bio, Inc.