Market Value1,259,309,000
Total Holdings658
File Date2016-11-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AXAS / Abraxas Petroleum Corp.
GS / The Goldman Sachs Group, Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
RLI / RLI Corp.
FXY / Invesco CurrencyShares Japanese Yen Trust
XPFLX / PIMCO Income Strategy Fund
BBH / VanEck ETF Trust - VanEck Biotech ETF
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NPI / Nuveen Premium Income Municipal Fund, Inc.
LANC / Lancaster Colony Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
US63934E1082 / Navistar International Corp
IWN / iShares Trust - iShares Russell 2000 Value ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
AGQ / ProShares Trust II - ProShares Ultra Silver
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
OPK / OPKO Health, Inc.
CAT / Caterpillar Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
SO / The Southern Company
MNKKQ / Mallinckrodt Plc
ICPT / Intercept Pharmaceuticals Inc
PAA / Plains All American Pipeline, L.P. - Limited Partnership
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
HTGC / Hercules Capital, Inc.
PEAK / Healthpeak Properties, Inc.
EMN / Eastman Chemical Company
ERF / Enerplus Corporation
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IYF / iShares Trust - iShares U.S. Financials ETF
MHI / Pioneer Municipal High Income Fund, Inc.
OTTR / Otter Tail Corporation
CMO / Capstead Mortgage Corp.
ARNC / Arconic Corporation
WEC / WEC Energy Group, Inc.
PXD / Pioneer Natural Resources Company
TJX / The TJX Companies, Inc.
MAT / Mattel, Inc.
MRK / Merck & Co., Inc.
UHT / Universal Health Realty Income Trust
SLV / iShares Silver Trust
NEE / NextEra Energy, Inc.
BAC / Bank of America Corporation
BA / The Boeing Company
GNSS / Genasys Inc.
ALJ / Alon USA Energy, Inc.
PGP / PIMCO Global StocksPLUS & Income Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
NCV / Virtus Convertible & Income Fund
HBI / Hanesbrands Inc.
ELRC / Electro Rent Corp.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ATO / Atmos Energy Corporation
US78467V8899 / SPDR MFS Systematic Growth Equity ETF
PFG / Principal Financial Group, Inc.
VGM / Invesco Trust for Investment Grade Municipals
NMS / Nuveen Minnesota Quality Municipal Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
CVBF / CVB Financial Corp.
BCRX / BioCryst Pharmaceuticals, Inc.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IEP / Icahn Enterprises L.P.
MWA / Mueller Water Products, Inc.
UAA / Under Armour, Inc.
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
847560109 / Spectra Energy Corp.
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
VCV / Invesco California Value Municipal Income Trust
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
WISDOMTREE TR / STRATEGIC CP BD (97717X693)
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
BBN / BlackRock Taxable Municipal Bond Trust
US1182301010 / Buckeye Partners, L.P.
RCS / PIMCO Strategic Income Fund, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
ANDE / The Andersons, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
NEU / NewMarket Corporation
GPRO / GoPro, Inc.
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
/ Oxford Lane Capital Corp.
TAHO / Tahoe Resources Inc.
XNBBX / Nuveen Build America Bond Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
IAU / iShares Gold Trust
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
XCIIX / BlackRock Enhanced Capital and
NRE / NorthStar Realty Europe Corp.
BLW / BlackRock Limited Duration Income Trust
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SOXX / iShares Trust - iShares Semiconductor ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
CSA / Victory Portfolios II - VictoryShares US Small Cap Volatility Wtd ETF
ETX / Eaton Vance Municipal Income 2028 Term Trust
GHYG / iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF
78467V871 / SPDR MFS Systematic Value Equity ETF
PANW / Palo Alto Networks, Inc.
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
PDT / John Hancock Premium Dividend Fund
FDX / FedEx Corporation
AEP / American Electric Power Company, Inc.
SIGI / Selective Insurance Group, Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
US3798901068 / Glu Mobile Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
BPK / BlackRock Municipal 2018 Term Trust
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
SAVE / Spirit Airlines, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TEI / Templeton Emerging Markets Income Fund
MYD / BlackRock MuniYield Fund, Inc.
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
QQQ / Invesco QQQ Trust, Series 1
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
USO / United States Oil Fund, LP - Limited Partnership
THG / The Hanover Insurance Group, Inc.
ACRE / Ares Commercial Real Estate Corporation
VPV / Invesco Pennsylvania Value Municipal Income Trust
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
APU / AmeriGas Partners, L.P.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
LIOX / Lionbridge Technologies, Inc.
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
FSK / FS KKR Capital Corp.
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
XBHKX / BlackRock Core Bond Trust
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NJR / New Jersey Resources Corporation
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
NIE / Virtus Equity & Convertible Income Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ACAD / ACADIA Pharmaceuticals Inc.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
XNPMX / Nuveen Premium Income Municipal
GOF / Guggenheim Strategic Opportunities Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PII / Polaris Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
DWTR / Invesco DWA Tactical Sector Rotation ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
SIR / Select Income REIT
60979P105 / Monogram Residential Trust, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
910187903 / UNITED DEV FDG IV
61166W101 / Monsanto Co.
FPF / First Trust Intermediate Duration Preferred & Income Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
SPIL / Siliconware Precision Industries Company Ltd.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
NAD / Nuveen Quality Municipal Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
PMM / Putnam Managed Municipal Income Trust
XMUSX / BlackRock MuniHoldings Quality
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
PHK / PIMCO High Income Fund
DSL / DoubleLine Income Solutions Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
XHR / Xenia Hotels & Resorts, Inc.
US2782651036 / Eaton Vance Corp.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
MCY / Mercury General Corporation
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
XCO / EXCO Resources, Inc.
GBF / iShares Trust - iShares Government/Credit Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
HYB / The New America High Income Fund Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
ATHX / Athersys, Inc.
KRG / Kite Realty Group Trust
PCQ / PIMCO California Municipal Income Fund
904784709 / Unilever N.V.
NNN / NNN REIT, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
XUSAX / Liberty All Star Equity Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CW / Curtiss-Wright Corporation
SUBK / Suffolk Bancorp
XPCMX / PCM Fund, Inc.
BKN / BlackRock Investment Quality Municipal Trust Inc.
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
RDNT / RadNet, Inc.
PPL / Pembina Pipeline Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TSI / TCW Strategic Income Fund, Inc.
NZF / Nuveen Municipal Credit Income Fund
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
IWV / iShares Trust - iShares Russell 3000 ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
CLDX / Celldex Therapeutics, Inc.
D / Dominion Energy, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
CINF / Cincinnati Financial Corporation
NRF / NorthStar Realty Finance Corp.
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
V / Visa Inc.
RE / Everest Re Group Ltd
C.WSA / Citigroup, Inc.
UNP / Union Pacific Corporation
MSFT / Microsoft Corporation
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SRPT / Sarepta Therapeutics, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
US0153511094 / Alexion Pharmaceuticals, Inc.
MUX / McEwen Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
KTF / DWS Municipal Income Trust
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SGEN / Seagen Inc
META / Meta Platforms, Inc.
XEL / Xcel Energy Inc.
MCD / McDonald's Corporation
GIS / General Mills, Inc.
ES / Eversource Energy
DTE / DTE Energy Company
PBCT / People`s United Financial Inc
MPC / Marathon Petroleum Corporation
SHW / The Sherwin-Williams Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
SLB / Schlumberger Limited
AMGN / Amgen Inc.
JNJ / Johnson & Johnson
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
IGA / Voya Global Advantage and Premium Opportunity Fund
NOC / Northrop Grumman Corporation
00B65Z9D7 / Noble Corporation plc
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
SKT / Tanger Inc.
ADP / Automatic Data Processing, Inc.
EFR / Eaton Vance Senior Floating-Rate Trust
AXS / AXIS Capital Holdings Limited
WMB / The Williams Companies, Inc.
CVX / Chevron Corporation
PNC / The PNC Financial Services Group, Inc.
GLW / Corning Incorporated
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SPY / SPDR S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SYK / Stryker Corporation
INCY / Incyte Corporation
HBAN / Huntington Bancshares Incorporated
NVAX / Novavax, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
ABC / Amerisource Bergen Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
TSLA / Tesla, Inc.
MO / Altria Group, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
LTC / LTC Properties, Inc.
MPW / Medical Properties Trust, Inc.
GSS / Golden Star Resources Ltd.
IBB / iShares Trust - iShares Biotechnology ETF
MAC / The Macerich Company
SNH / Senior Housing Properties Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
C / Citigroup Inc.
LVS / Las Vegas Sands Corp.
SPPP / Sprott Physical Platinum and Palladium Trust
HAL / Halliburton Company
LUV / Southwest Airlines Co.
OXY / Occidental Petroleum Corporation
CSCO / Cisco Systems, Inc.
NYMX / Nymox Pharmaceutical Corp
RAD / Rite Aid Corp.
/ Blackrock Muniyield Arizona Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
ASB / Associated Banc-Corp
EEP / Enbridge Energy Partners, L.P.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
IYG / iShares Trust - iShares U.S. Financial Services ETF
XETWX / Eaton Vance Tax-Managed Global
DHF / BNY Mellon High Yield Strategies Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
HIX / Western Asset High Income Fund II Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
VER / VEREIT Inc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
RDS.B / Shell Plc - ADR
NUV / Nuveen Municipal Value Fund, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
CHY / Calamos Convertible and High Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SXL / Sunoco Logistics Partners L.P.
XPHTX / Pioneer High Income Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
TPLM / Triangle Petroleum Corp.
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
DBL / DoubleLine Opportunistic Credit Fund
OKS / ONEOK Partners, L.P.
VDE / Vanguard World Fund - Vanguard Energy ETF
KMI / Kinder Morgan, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MVT / BlackRock MuniVest Fund II, Inc.
PSEC / Prospect Capital Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
MFM / MFS Municipal Income Trust
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
NYCB / Flagstar Financial, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PCN / PIMCO Corporate & Income Strategy Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
DBC / Invesco DB Commodity Index Tracking Fund
IYE / iShares Trust - iShares U.S. Energy ETF
GLD / SPDR Gold Trust
BCE / BCE Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
153501101 / Central Fund of Canada Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
MXI / iShares Trust - iShares Global Materials ETF
ATRS / Antares Pharma Inc
PKO / Pimco Income Opportunity Fund
PHD / Pioneer Floating Rate Fund, Inc.
DNP / DNP Select Income Fund Inc.
BKCC / BlackRock Capital Investment Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RAI / Reynolds American, Inc.
BMO / Bank of Montreal
JPS / Nuveen Preferred & Income Securities Fund
TNH / Terra Nitrogen Co., L.P.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
GIM / Templeton Global Income Fund
SON / Sonoco Products Company
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AWF / AllianceBernstein Global High Income Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
HL / Hecla Mining Company
IWB / iShares Trust - iShares Russell 1000 ETF
IYW / iShares Trust - iShares U.S. Technology ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DCI / Donaldson Company, Inc.
BME / BlackRock Health Sciences Trust
IXN / iShares Trust - iShares Global Tech ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
461730103 / Investors Real Estate Trust
SIRI / Sirius XM Holdings Inc.
CHI / Calamos Convertible Opportunities and Income Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ORI / Old Republic International Corporation
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
VGR / Vector Group Ltd.
XPFNX / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HTM / U.S. Geothermal Inc.
VLY / Valley National Bancorp
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CMU / MFS High Yield Municipal Trust
BOE / BlackRock Enhanced Global Dividend Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
385002100 / Gramercy Property Trust Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
WPM / Wheaton Precious Metals Corp.
IWX / iShares Trust - iShares Russell Top 200 Value ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GILD / Gilead Sciences, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
EIX / Edison International
SJM / The J. M. Smucker Company
NKE / NIKE, Inc.
RPAI / Retail Properties of America Inc - Class A
HDV / iShares Trust - iShares Core High Dividend ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
EXR / Extra Space Storage Inc.
LOW / Lowe's Companies, Inc.
CL / Colgate-Palmolive Company
AXP / American Express Company
ABBV / AbbVie Inc.
LGF.A / Lions Gate Entertainment Corp.
SRC / Spirit Realty Capital, Inc.
WELL / Welltower Inc.
DE / Deere & Company
EMR / Emerson Electric Co.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ACN / Accenture plc
FCX / Freeport-McMoRan Inc.
WPC / W. P. Carey Inc.
LAMR / Lamar Advertising Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AAL / American Airlines Group Inc.
ILCG / iShares Trust - iShares Morningstar Growth ETF
CMCSA / Comcast Corporation
ZIOP / Alaunos Therapeutics Inc
CXP / Columbia Property Trust Inc
WBA / Walgreens Boots Alliance, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
HPT / Hospitality Properties Trust
ITW / Illinois Tool Works Inc.
WM / Waste Management, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
MA / Mastercard Incorporated
BK / The Bank of New York Mellon Corporation
EBAY / eBay Inc.
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
GLJ / iShares Trust
EXK / Endeavour Silver Corp.
RTN / Raytheon Co.
MGA / Magna International Inc.
WY / Weyerhaeuser Company
LYB / LyondellBasell Industries N.V.
DUK / Duke Energy Corporation
CLX / The Clorox Company
ERII / Energy Recovery, Inc.
NLY / Annaly Capital Management, Inc.
ALL / The Allstate Corporation
CTT / CatchMark Timber Trust Inc - Class A
ROST / Ross Stores, Inc.
KMB / Kimberly-Clark Corporation
PTY / Partway Group Plc
DLR / Digital Realty Trust, Inc.
UHS / Universal Health Services, Inc.
DFS / Discover Financial Services
SWBI / Smith & Wesson Brands, Inc.
PSB / PS Business Parks, Inc.
MDU / MDU Resources Group, Inc.
GOOGL / Alphabet Inc.
NG / NovaGold Resources Inc.
AGNC / AGNC Investment Corp.
CIM / Chimera Investment Corporation
AG / First Majestic Silver Corp.
STWD / Starwood Property Trust, Inc.
CAG / Conagra Brands, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
PDM / Piedmont Realty Trust, Inc.
ASXC / Asensus Surgical, Inc.
PYPL / PayPal Holdings, Inc.
NFLX / Netflix, Inc.
/ THL Credit, Inc.
MRO / Marathon Oil Corporation
HOG / Harley-Davidson, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DOW / Dow Inc.
OAS / Oasis Petroleum Inc. - New
FE / FirstEnergy Corp.
MDLZ / Mondelez International, Inc.
LNT / Alliant Energy Corporation
BRK.B / Berkshire Hathaway Inc.
CPB / The Campbell's Company
GSK / GSK plc - Depositary Receipt (Common Stock)
PPG / PPG Industries, Inc.
DOW / Dow Inc.
HP / Helmerich & Payne, Inc.
/ Voya Prime Rate Trust
USB / U.S. Bancorp
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
O / Realty Income Corporation
CMA / Comerica Incorporated
CMI / Cummins Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
GM / General Motors Company
SCU / Sculptor Capital Management Inc - Class A
GOOG / Alphabet Inc.
TGT / Target Corporation
CHD / Church & Dwight Co., Inc.
UPS / United Parcel Service, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
KKR / KKR & Co. Inc.
WMT / Walmart Inc.
HON / Honeywell International Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
HPE / Hewlett Packard Enterprise Company
STJ / St. Jude Medical, Inc.
CVGW / Calavo Growers, Inc.
UAL / United Airlines Holdings, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
EXC / Exelon Corporation
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ARNA / Arena Pharmaceuticals Inc
INTC / Intel Corporation
TRVN / Trevena, Inc.
QCOM / QUALCOMM Incorporated
PM / Philip Morris International Inc.
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
TRV / The Travelers Companies, Inc.
CB / Chubb Limited
CELG / Celgene Corp.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
DOV / Dover Corporation
SYY / Sysco Corporation
AFL / Aflac Incorporated
AMZN / Amazon.com, Inc.
NSC / Norfolk Southern Corporation
PPL / PPL Corporation
JPM / JPMorgan Chase & Co.
IBM / International Business Machines Corporation
COP / ConocoPhillips
PMD / Psychemedics Corporation
PFE / Pfizer Inc.
VTR / Ventas, Inc.
SRE / Sempra
HRL / Hormel Foods Corporation
AIG / American International Group, Inc.
RTX / RTX Corporation
AB / AllianceBernstein Holding L.P. - Limited Partnership
ARIA / ARIAD Pharmaceuticals, Inc.
MMM / 3M Company
BKNG / Booking Holdings Inc.
VRTX / Vertex Pharmaceuticals Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
ESRX / Express Scripts Holding Co.
NUE / Nucor Corporation
CVS / CVS Health Corporation
SBUX / Starbucks Corporation
CSX / CSX Corporation
HD / The Home Depot, Inc.
LMT / Lockheed Martin Corporation
CHK / Chesapeake Energy Corporation
AMT / American Tower Corporation
ETN / Eaton Corporation plc
LLY / Eli Lilly and Company
STT / State Street Corporation
TRIP / Tripadvisor, Inc.
BMY / Bristol-Myers Squibb Company
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
FANG / Diamondback Energy, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
BAX / Baxter International Inc.
CTAS / Cintas Corporation
JKHY / Jack Henry & Associates, Inc.
ORLY / O'Reilly Automotive, Inc.
UNH / UnitedHealth Group Incorporated
AEE / Ameren Corporation
GD / General Dynamics Corporation
018490100 / Allergan plc
SPGI / S&P Global Inc.
KO / The Coca-Cola Company
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
MU / Micron Technology, Inc.
APD / Air Products and Chemicals, Inc.
ORCL / Oracle Corporation
T / AT&T Inc.
MCK / McKesson Corporation
FISV / Fiserv, Inc.
PSX / Phillips 66
AWK / American Water Works Company, Inc.
PSA / Public Storage
VLO / Valero Energy Corporation
DHR / Danaher Corporation
BDX / Becton, Dickinson and Company
ABT / Abbott Laboratories
PNR / Pentair plc
DAL / Delta Air Lines, Inc.
MBB / iShares Trust - iShares MBS ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
PSLV / Sprott Physical Silver Trust
PCG / PG&E Corporation
WFC / Wells Fargo & Company
MDT / Medtronic plc
NXPI / NXP Semiconductors N.V.
IYH / iShares Trust - iShares U.S. Healthcare ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DIS / The Walt Disney Company
AGEN / Agenus Inc.
TWTR / Twitter Inc Call
PG / The Procter & Gamble Company
F / Ford Motor Company
MMP / Magellan Midstream Partners L.P.
PHYS / Sprott Physical Gold Trust
UL / Unilever PLC - Depositary Receipt (Common Stock)
OHI / Omega Healthcare Investors, Inc.
HTA / Healthcare Realty Trust Inc - Class A
REG / Regency Centers Corporation
ECL / Ecolab Inc.
XOM / Exxon Mobil Corporation
VZ / Verizon Communications Inc.
PEG / Public Service Enterprise Group Incorporated
AAPL / Apple Inc.
AAPL / Apple Inc. Call
CARA / Cara Therapeutics, Inc.
BLUE / bluebird bio, Inc.
BX / Blackstone Inc.
KHC / The Kraft Heinz Company
HSY / The Hershey Company
MNKD / MannKind Corporation
EKSO / Ekso Bionics Holdings, Inc.
LJPC / La Jolla Pharmaceutical Co.
TWTR / Twitter Inc
TEUM / Pareteum Corp
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
PALI / Palisade Bio, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF