Market Value1,088,182,000
Total Holdings620
File Date2015-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BIIB / Biogen Inc.
C / Citigroup Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
BTT / Blackrock Municipal 2030 Target Term Trust
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
/ Global X YieldCo & Renewable Energy Income ETF
GIM / Templeton Global Income Fund
IYF / iShares Trust - iShares U.S. Financials ETF
IXN / iShares Trust - iShares Global Tech ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
904784709 / Unilever N.V.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
/ Oxford Lane Capital Corp.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
BKCC / BlackRock Capital Investment Corporation
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
NQU / Nuveen Quality Income Municipal Fund, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TA / TravelCenters of America Inc
/ THL Credit, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
BXLT / Baxalta Incorporated
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CAT / Caterpillar Inc.
UNH / UnitedHealth Group Incorporated
ATRS / Antares Pharma Inc
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SO / The Southern Company
MNKKQ / Mallinckrodt Plc
WAB / Westinghouse Air Brake Technologies Corporation
ICPT / Intercept Pharmaceuticals Inc
LSG / Lake Shore Gold Corp
EXEL / Exelixis, Inc.
GS / The Goldman Sachs Group, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MGA / Magna International Inc.
XPCMX / PCM Fund, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
D / Dominion Energy, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
NFLX / Netflix, Inc.
ARNC / Arconic Corporation
OXY / Occidental Petroleum Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
GOF / Guggenheim Strategic Opportunities Fund
IELG / iShares Enhanced U.S. Large-Cap ETF
OKS / ONEOK Partners, L.P.
NRF / NorthStar Realty Finance Corp.
WEC / WEC Energy Group, Inc.
MHI / Pioneer Municipal High Income Fund, Inc.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
CMO / Capstead Mortgage Corp.
JPS / Nuveen Preferred & Income Securities Fund
WRES / Warren Resources, Inc.
PHK / PIMCO High Income Fund
KTF / DWS Municipal Income Trust
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
CAG / Conagra Brands, Inc.
GNTX / Gentex Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SAVE / Spirit Airlines, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
PMM / Putnam Managed Municipal Income Trust
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
MYD / BlackRock MuniYield Fund, Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
SIR / Select Income REIT
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
LINE / Lineage, Inc.
COMPASS EMP FDS TR / 100 ENH VOLA ETF (20452Y783)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
XHR / Xenia Hotels & Resorts, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
WSO / Watsco, Inc.
US2782651036 / Eaton Vance Corp.
SGG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_SGGB
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
GAS / AGL Resources Inc.
CVBF / CVB Financial Corp.
US92913C1062 / Voya Natural Resources Equity Income Fnd
OXSQ / Oxford Square Capital Corp.
DHF / BNY Mellon High Yield Strategies Fund
MWA / Mueller Water Products, Inc.
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
XCIIX / BlackRock Enhanced Capital and
SON / Sonoco Products Company
ERF / Enerplus Corporation
XETWX / Eaton Vance Tax-Managed Global
NP / Neenah Inc
DSL / DoubleLine Income Solutions Fund
EXC / Exelon Corporation
GSG / iShares S&P GSCI Commodity-Indexed Trust
MQY / BlackRock MuniYield Quality Fund, Inc.
OCAT / Ocata Therapeutics, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
BME / BlackRock Health Sciences Trust
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
GNSS / Genasys Inc.
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
O / Realty Income Corporation
TJX / The TJX Companies, Inc.
PPL / Pembina Pipeline Corporation
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
MRK / Merck & Co., Inc.
UHT / Universal Health Realty Income Trust
SLV / iShares Silver Trust
NEE / NextEra Energy, Inc.
BAC / Bank of America Corporation
BA / The Boeing Company
FDX / FedEx Corporation
AEP / American Electric Power Company, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
US3798901068 / Glu Mobile Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
XBHKX / BlackRock Core Bond Trust
BPK / BlackRock Municipal 2018 Term Trust
GPRO / GoPro, Inc.
MUX / McEwen Inc.
TEI / Templeton Emerging Markets Income Fund
XNBBX / Nuveen Build America Bond Fund
VGM / Invesco Trust for Investment Grade Municipals
USO / United States Oil Fund, LP - Limited Partnership
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MMT / MFS Multimarket Income Trust
TWO / Two Harbors Investment Corp.
TIP / iShares Trust - iShares TIPS Bond ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
VLY / Valley National Bancorp
VPV / Invesco Pennsylvania Value Municipal Income Trust
RDS.B / Shell Plc - ADR
LPI / Laredo Petroleum Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
XNPMX / Nuveen Premium Income Municipal
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
COMPASS EMP FDS TR / DP500 WEIG ETF (20452Y791)
ACRE / Ares Commercial Real Estate Corporation
NYCB / Flagstar Financial, Inc.
TRN / Trinity Industries, Inc.
US63934E1082 / Navistar International Corp
GLJ / iShares Trust
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
HL / Hecla Mining Company
NPI / Nuveen Premium Income Municipal Fund, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
60979P105 / Monogram Residential Trust, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
JPI / Nuveen Preferred Securities & Income Opportunities Fund
RAI / Reynolds American, Inc.
VCV / Invesco California Value Municipal Income Trust
IYG / iShares Trust - iShares U.S. Financial Services ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
MCY / Mercury General Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SU / Suncor Energy Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
KRG / Kite Realty Group Trust
DEJOUR ENERGY INC / (24486R103)
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
NAD / Nuveen Quality Municipal Income Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BKN / BlackRock Investment Quality Municipal Trust Inc.
ELRC / Electro Rent Corp.
MHRC / Magnum Hunter Resources Corp.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
COMPASS EMP FDS TR / US500 ENH VOL (20452Y817)
US0325111070 / Anadarko Petroleum Corp.
CALM / Cal-Maine Foods, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VER / VEREIT Inc
MARKET VECTORS ETF TR / SEMICONDUCTOR (57060U233)
SIGI / Selective Insurance Group, Inc.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SUBK / Suffolk Bancorp
FACTORSHARES TR / ISE CYBER SEC (30304R407)
RDNT / RadNet, Inc.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
ETX / Eaton Vance Municipal Income 2028 Term Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
CLDX / Celldex Therapeutics, Inc.
LMT / Lockheed Martin Corporation
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
NQS / Nuveen Select Quality Municipal Fund, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
EXI / iShares Trust - iShares Global Industrials ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MATH / Metalpha Technology Holding Limited
V / Visa Inc.
RSX / VanEck ETF Trust - VanEck Russia ETF
847560109 / Spectra Energy Corp.
UNP / Union Pacific Corporation
MSFT / Microsoft Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AABA / Altaba Inc
US0153511094 / Alexion Pharmaceuticals, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
KALU / Kaiser Aluminum Corporation
NCV / Virtus Convertible & Income Fund
BCE / BCE Inc.
WISDOMTREE TR / STRATEGIC CP BD (97717X693)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
QQQ / Invesco QQQ Trust, Series 1
NYMOX / NYMOX PHARMACEUTICAL CORP
MCD / McDonald's Corporation
GIS / General Mills, Inc.
DTE / DTE Energy Company
ES / Eversource Energy
XCO / EXCO Resources, Inc.
HYB / The New America High Income Fund Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
SHW / The Sherwin-Williams Company
GPC / Genuine Parts Company
TROV / TrovaGene, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMGN / Amgen Inc.
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
UAA / Under Armour, Inc.
NOC / Northrop Grumman Corporation
00B65Z9D7 / Noble Corporation plc
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
RIG / Transocean Ltd.
LTC / LTC Properties, Inc.
ADP / Automatic Data Processing, Inc.
DIS / The Walt Disney Company
AXS / AXIS Capital Holdings Limited
WMB / The Williams Companies, Inc.
CVX / Chevron Corporation
PNC / The PNC Financial Services Group, Inc.
GLW / Corning Incorporated
IVW / iShares Trust - iShares S&P 500 Growth ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
PM / Philip Morris International Inc.
INCY / Incyte Corporation
RTX / RTX Corporation
JPC / Nuveen Preferred & Income Opportunities Fund
XEL / Xcel Energy Inc.
HBI / Hanesbrands Inc.
ABC / Amerisource Bergen Corp.
TSLA / Tesla, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ARI / Apollo Commercial Real Estate Finance, Inc.
MO / Altria Group, Inc.
MPW / Medical Properties Trust, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
GSS / Golden Star Resources Ltd.
IBB / iShares Trust - iShares Biotechnology ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
SNH / Senior Housing Properties Trust
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
HAL / Halliburton Company
LUV / Southwest Airlines Co.
CSCO / Cisco Systems, Inc.
ORLY / O'Reilly Automotive, Inc.
/ Blackrock Muniyield Arizona Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
ASB / Associated Banc-Corp
IAU / iShares Gold Trust
EEP / Enbridge Energy Partners, L.P.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
HIX / Western Asset High Income Fund II Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
IWV / iShares Trust - iShares Russell 3000 ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
NS / NuStar Energy L.P. - Limited Partnership
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
CNS / Cohen & Steers, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
APU / AmeriGas Partners, L.P.
CHY / Calamos Convertible and High Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
VTA / Invesco Dynamic Credit Opportunities Fund
SXL / Sunoco Logistics Partners L.P.
XPHTX / Pioneer High Income Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
RY / Royal Bank of Canada
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
TPLM / Triangle Petroleum Corp.
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DBL / DoubleLine Opportunistic Credit Fund
VDE / Vanguard World Fund - Vanguard Energy ETF
KMI / Kinder Morgan, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
AKR / Acadia Realty Trust
MVT / BlackRock MuniVest Fund II, Inc.
PSEC / Prospect Capital Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
MFM / MFS Municipal Income Trust
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
XWEAX / Western Asset Premier Bond Fund
FXI / iShares Trust - iShares China Large-Cap ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PCN / PIMCO Corporate & Income Strategy Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IYE / iShares Trust - iShares U.S. Energy ETF
GLD / SPDR Gold Trust
MUB / iShares Trust - iShares National Muni Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
153501101 / Central Fund of Canada Ltd.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
WR / Westar Energy, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
MXI / iShares Trust - iShares Global Materials ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
PKO / Pimco Income Opportunity Fund
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
PHD / Pioneer Floating Rate Fund, Inc.
IRC / Inland Real Estate Corporation
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BMO / Bank of Montreal
TNH / Terra Nitrogen Co., L.P.
US1182301010 / Buckeye Partners, L.P.
RCS / PIMCO Strategic Income Fund, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
91911K102 / Bausch Health Companies
AWF / AllianceBernstein Global High Income Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
IEP / Icahn Enterprises L.P.
SPY / SPDR S&P 500 ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IYW / iShares Trust - iShares U.S. Technology ETF
TOO / Teekay Offshore Partners L.P.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
NTI / Northern Tier Energy LP
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
DCI / Donaldson Company, Inc.
FEU / SPDR STOXX Europe 50 ETF
DHY / Credit Suisse High Yield Bond Fund, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
461730103 / Investors Real Estate Trust
AGQ / ProShares Trust II - ProShares Ultra Silver
HE / Hawaiian Electric Industries, Inc.
SIRI / Sirius XM Holdings Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CHI / Calamos Convertible Opportunities and Income Fund
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ORI / Old Republic International Corporation
DVY / iShares Trust - iShares Select Dividend ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
VGR / Vector Group Ltd.
XPFNX / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HTM / U.S. Geothermal Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
CMU / MFS High Yield Municipal Trust
BOE / BlackRock Enhanced Global Dividend Trust
SDRL / Seadrill Limited
VPU / Vanguard World Fund - Vanguard Utilities ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
PGP / PIMCO Global StocksPLUS & Income Fund
385002100 / Gramercy Property Trust Inc.
TSI / TCW Strategic Income Fund, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
WPM / Wheaton Precious Metals Corp.
IWX / iShares Trust - iShares Russell Top 200 Value ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AFL / Aflac Incorporated
CPG / Veren Inc.
MBLY / Mobileye Global Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GILD / Gilead Sciences, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DEO / Diageo plc - Depositary Receipt (Common Stock)
EIX / Edison International
MAC / The Macerich Company
SJM / The J. M. Smucker Company
COP / ConocoPhillips
MMP / Magellan Midstream Partners L.P.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
RPAI / Retail Properties of America Inc - Class A
HDV / iShares Trust - iShares Core High Dividend ETF
CMG / Chipotle Mexican Grill, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
LOW / Lowe's Companies, Inc.
CL / Colgate-Palmolive Company
AXP / American Express Company
61166W101 / Monsanto Co.
LGF.A / Lions Gate Entertainment Corp.
DE / Deere & Company
EMR / Emerson Electric Co.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
910187903 / UNITED DEV FDG IV
WPC / W. P. Carey Inc.
FSK / FS KKR Capital Corp.
LAMR / Lamar Advertising Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ZIOP / Alaunos Therapeutics Inc
CMCSA / Comcast Corporation
NKE / NIKE, Inc.
CXP / Columbia Property Trust Inc
AMLP / ALPS ETF Trust - Alerian MLP ETF
WBA / Walgreens Boots Alliance, Inc.
FE / FirstEnergy Corp.
BMR / Beamr Imaging Ltd.
HPT / Hospitality Properties Trust
ITW / Illinois Tool Works Inc.
WM / Waste Management, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
MA / Mastercard Incorporated
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
ED / Consolidated Edison, Inc.
EXK / Endeavour Silver Corp.
COST / Costco Wholesale Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
RTN / Raytheon Co.
DUK / Duke Energy Corporation
CLX / The Clorox Company
FWDB / Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF
PBCT / People`s United Financial Inc
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
NLY / Annaly Capital Management, Inc.
HSY / The Hershey Company
ALL / The Allstate Corporation
MRO / Marathon Oil Corporation
CTT / CatchMark Timber Trust Inc - Class A
KMB / Kimberly-Clark Corporation
PTY / Partway Group Plc
DFS / Discover Financial Services
GOOG / Alphabet Inc.
SWBI / Smith & Wesson Brands, Inc.
US0427657848 / Arrow QVM Equity Factor ETF
MDLZ / Mondelez International, Inc.
GOOGL / Alphabet Inc.
MDU / MDU Resources Group, Inc.
NG / NovaGold Resources Inc.
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
AGNC / AGNC Investment Corp.
CIM / Chimera Investment Corporation
MMM / 3M Company
NYMT / New York Mortgage Trust, Inc.
STWD / Starwood Property Trust, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
PDM / Piedmont Realty Trust, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
30064K105 / Exacttarget, Inc.
PYPL / PayPal Holdings, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
NUE / Nucor Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
HRL / Hormel Foods Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
INTU / Intuit Inc.
ILCV / iShares Trust - iShares Morningstar Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DOW / Dow Inc.
OAS / Oasis Petroleum Inc. - New
META / Meta Platforms, Inc.
LNT / Alliant Energy Corporation
BRK.B / Berkshire Hathaway Inc.
CPB / The Campbell's Company
LVS / Las Vegas Sands Corp.
PPG / PPG Industries, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DAL / Delta Air Lines, Inc.
USB / U.S. Bancorp
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SPGI / S&P Global Inc.
SPPP / Sprott Physical Platinum and Palladium Trust
SYY / Sysco Corporation
CMI / Cummins Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
TGT / Target Corporation
SLB / Schlumberger Limited
AXAS / Abraxas Petroleum Corp.
CHD / Church & Dwight Co., Inc.
UPS / United Parcel Service, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
KKR / KKR & Co. Inc.
WMT / Walmart Inc.
HON / Honeywell International Inc.
PEP / PepsiCo, Inc.
CVGW / Calavo Growers, Inc.
AMT / American Tower Corporation
SCU / Sculptor Capital Management Inc - Class A
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ARNA / Arena Pharmaceuticals Inc
ADM / Archer-Daniels-Midland Company
DOW / Dow Inc.
QCOM / QUALCOMM Incorporated
FIS / Fidelity National Information Services, Inc.
ANTM / Anthem Inc
HPQ / HP Inc.
TRV / The Travelers Companies, Inc.
CELG / Celgene Corp.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VFC / V.F. Corporation
AMZN / Amazon.com, Inc.
NSC / Norfolk Southern Corporation
PPL / PPL Corporation
IBM / International Business Machines Corporation
ACN / Accenture plc
FCX / Freeport-McMoRan Inc.
PMD / Psychemedics Corporation
PFE / Pfizer Inc.
AEE / Ameren Corporation
VTR / Ventas, Inc.
SRE / Sempra
AIG / American International Group, Inc.
BK / The Bank of New York Mellon Corporation
AB / AllianceBernstein Holding L.P. - Limited Partnership
WELL / Welltower Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BKNG / Booking Holdings Inc.
VRTX / Vertex Pharmaceuticals Incorporated
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
SRPT / Sarepta Therapeutics, Inc.
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
ERII / Energy Recovery, Inc.
SBUX / Starbucks Corporation
CSX / CSX Corporation
HD / The Home Depot, Inc.
YUM / Yum! Brands, Inc.
CHK / Chesapeake Energy Corporation
ETN / Eaton Corporation plc
LLY / Eli Lilly and Company
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
EMN / Eastman Chemical Company
TRIP / Tripadvisor, Inc.
BMY / Bristol-Myers Squibb Company
XRT / SPDR Series Trust - SPDR S&P Retail ETF
FANG / Diamondback Energy, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
JPM / JPMorgan Chase & Co.
JKHY / Jack Henry & Associates, Inc.
URI / United Rentals, Inc.
PEAK / Healthpeak Properties, Inc.
JNJ / Johnson & Johnson
018490100 / Allergan plc
GME / GameStop Corp.
GM / General Motors Company
/ Voya Prime Rate Trust
KO / The Coca-Cola Company
APD / Air Products and Chemicals, Inc.
STJ / St. Jude Medical, Inc.
ORCL / Oracle Corporation
INTC / Intel Corporation
T / AT&T Inc.
MCK / McKesson Corporation
PSX / Phillips 66
AWK / American Water Works Company, Inc.
PSA / Public Storage
AAL / American Airlines Group Inc.
VLO / Valero Energy Corporation
DHR / Danaher Corporation
BDX / Becton, Dickinson and Company
ABT / Abbott Laboratories
PNR / Pentair plc
ABBV / AbbVie Inc.
PSLV / Sprott Physical Silver Trust
BX / Blackstone Inc.
MDT / Medtronic plc
IYH / iShares Trust - iShares U.S. Healthcare ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WFC / Wells Fargo & Company
PG / The Procter & Gamble Company
UHS / Universal Health Services, Inc.
F / Ford Motor Company
MFA / MFA Financial, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
MBB / iShares Trust - iShares MBS ETF
OHI / Omega Healthcare Investors, Inc.
HTA / Healthcare Realty Trust Inc - Class A
VZ / Verizon Communications Inc.
KHC / The Kraft Heinz Company
REG / Regency Centers Corporation
RAD / Rite Aid Corp.
XOM / Exxon Mobil Corporation
PEG / Public Service Enterprise Group Incorporated
AAPL / Apple Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BCRX / BioCryst Pharmaceuticals, Inc.
MNKD / MannKind Corporation
TRVN / Trevena, Inc.
LJPC / La Jolla Pharmaceutical Co.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PHYS / Sprott Physical Gold Trust
SGEN / Seagen Inc
TEUM / Pareteum Corp
GSK / GSK plc - Depositary Receipt (Common Stock)
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)