All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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.
Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be
an accurate picture of the total holdings of this firm.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| MITT / AG Mortgage Investment Trust, Inc.
|
|
|
|
|
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| AEGR / Aegerion Pharmaceuticals, Inc.
|
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| MTGE / American Capital Mortgage Investment Corp.
|
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| COST / Costco Wholesale Corporation
|
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| ARCP /
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| US02917TAB08 / VEREIT, Inc. Bond
|
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| AU / AngloGold Ashanti plc Call
|
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| ABR / Arbor Realty Trust, Inc.
|
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| ARCC / Ares Capital Corporation
|
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| 04010LAB9 / Ares Capital Corp. 5.75% Bond Due 2/1/2016
|
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| ASPN / Aspen Aerogels, Inc.
|
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| GM / General Motors Company
|
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| BKCC / BlackRock Capital Investment Corporation
|
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| BLUE / bluebird bio, Inc.
|
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| US88160RAC51 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021
|
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| CHMI / Cherry Hill Mortgage Investment Corporation
|
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| TWTR / Twitter Inc Put
|
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| TWTR / Twitter Inc
|
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| 251591AX1 / DDR Corp. Bond
|
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| 285512AA7 / Electronic Arts Inc. Bond
|
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| 29264FAB2 / Endo International plc Bond
|
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| OCSL / Oaktree Specialty Lending Corporation
|
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| AAPL / Apple Inc.
|
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| AAPL / Apple Inc. Call
|
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| AAPL / Apple Inc. Put
|
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| FULL / Full Circle Capital Corp.
|
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| HSY / The Hershey Company
|
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| V / Visa Inc.
|
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| HRI / Herc Holdings Inc.
|
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| HPQ / HP Inc. Put
|
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| HPQ / HP Inc. Call
|
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|
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|
| HOME INNS HTL MNGMT INC
/ Note HMIN 2 12/15/15 (43713WAB3) |
|
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|
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| HRZN / Horizon Technology Finance Corporation
|
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|
|
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| HOS / Hornbeck Offshore Services Inc
|
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|
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| AAL / American Airlines Group Inc. Call
|
|
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| IDCC / InterDigital, Inc.
|
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| KCAP / KCAP Financial, Inc.
|
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| FWONA / Formula One Group
|
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| TSLA / Tesla, Inc. Call
|
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| 55303QAE0 / MGM Resorts International Bond
|
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|
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| GDX / VanEck ETF Trust - VanEck Gold Miners ETF Call
|
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| US58503F5026 / Medley Capital Corp.
|
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| 595017AB0 / Microchip Technology Inc. 2.125% Convertible Bond due 2037-12-15
|
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|
|
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| AMZN / Amazon.com, Inc.
|
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|
|
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| US00C4U1L353 / Mylan N.V.
|
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| NTAP / NetApp, Inc.
|
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| NICK / Nicholas Financial, Inc.
|
|
|
|
|
|
|
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| 681904AL2 / Omnicare Inc Bond
|
|
|
|
|
|
|
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| OPEN / Opendoor Technologies Inc.
|
|
|
|
|
|
|
|
| ROYTL / Pacific Coast Oil Trust
|
|
|
|
|
|
|
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| P / Pandora Media, Inc. Call
|
|
|
|
|
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| PFLT / PennantPark Floating Rate Capital Ltd.
|
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|
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|
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| PBT / Permian Basin Royalty Trust
|
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|
|
|
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|
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| BAC / Bank of America Corporation Call
|
|
|
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| BAC / Bank of America Corporation
|
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| PSEC / Prospect Capital Corporation
|
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| C / Citigroup Inc. - Corporate Bond/Note Put
|
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|
|
|
|
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| RMBS / Rambus Inc.
|
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| 758075AB1 / Redwood Tr Inc Bond
|
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| 758932AA5 / Regis Corp. Bond
|
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| 779376AB8 / Rovi Corp. Bond
|
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| RYL / Ryland Group Inc Call
|
|
|
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| RYL / Ryland Group Inc Put
|
|
|
|
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|
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| RYL / Ryland Group Inc
|
|
|
|
|
|
|
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| SPY / SPDR S&P 500 ETF Call
|
|
|
|
|
|
|
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| 81762PAA0 / ServiceNow, Inc. Bond
|
|
|
|
|
|
|
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| 82922RAC7 / Sina Corp. Bond
|
|
|
|
|
|
|
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| 84860WAA0 / Spirit Realty Capital, Inc. Bond
|
|
|
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|
|
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| US84860WAB81 / Spirit Realty Capital, Inc. Bond
|
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|
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| 85375CBC4 / CalAtlantic Group, Inc. Bond
|
|
|
|
|
|
|
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| SGL / Strategic Global Income Fund, Inc.
|
|
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|
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| SUNE / SUNation Energy Inc.
|
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| 867652AE9 / SunPower Corp. Bond
|
|
|
|
|
|
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| STI / Solidion Technology, Inc.
|
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| / THL Credit, Inc.
|
|
|
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| TWTR / Twitter Inc Call
|
|
|
|
|
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| 88160RAA9 / Tesla Motors, Inc. Convertible Note 1.500% Due 6/1/2018
|
|
|
|
|
|
|
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| 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019
|
|
|
|
|
|
|
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| DDD / 3D Systems Corporation Put
|
|
|
|
|
|
|
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| TOL / Toll Brothers, Inc.
|
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| TOL / Toll Brothers, Inc. Call
|
|
|
|
|
|
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| 912909AH1 / United States Steel Corp. Bond 2.750%
|
|
|
|
|
|
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| VHC / VirnetX Holding Corporation
|
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|
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| VHC / VirnetX Holding Corporation Call
|
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|
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| VHC / VirnetX Holding Corporation Put
|
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| 94770VAF9 / WebMD Health Corp. Bond 2.500% 1/3
|
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| 94770VAJ1 / WebMD Health Corp. Bond
|
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|
|
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| AABA / Altaba Inc
|
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| 98474TAA5 / Yandex N.V. Bond
|
|
|
|
|
|
|
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| / Sina Corp.
|
|
|
|
|
|
|
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| GM / General Motors Company Call
|
|
|
|
|
|
|
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| BAC / Bank of America Corporation Put
|
|
|
|
|
|
|
|
| V / Visa Inc. Call
|
|
|
|
|
|
|
|
| MRK / Merck & Co., Inc.
|
|
|
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|
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| GOLD / Barrick Mining Corporation Call
|
|
|
|
|
|
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| GILD / Gilead Sciences, Inc.
|
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| MET / MetLife, Inc. Put
|
|
|
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| MET / MetLife, Inc.
|
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| META / Meta Platforms, Inc.
|
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| META / Meta Platforms, Inc. Call
|
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| SCM / Stellus Capital Investment Corporation
|
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| VZ / Verizon Communications Inc.
|
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| MU / Micron Technology, Inc. Call
|
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| CAT / Caterpillar Inc. Put
|
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| CAT / Caterpillar Inc. Call
|
|
|
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| CAT / Caterpillar Inc.
|
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| VLO / Valero Energy Corporation Call
|
|
|
|
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| VLO / Valero Energy Corporation
|
|
|
|
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| A / Agilent Technologies, Inc. Call
|
|
|
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| NKE / NIKE, Inc.
|
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|
