All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| MITT / AG Mortgage Investment Trust, Inc.
|
|
|
|
|
|
|
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| US02917TAB08 / VEREIT, Inc. Bond
|
|
|
|
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|
|
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| ACAD / ACADIA Pharmaceuticals Inc.
|
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| AEGR / Aegerion Pharmaceuticals, Inc.
|
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| MTGE / American Capital Mortgage Investment Corp.
|
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| ARCP /
|
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| AU / AngloGold Ashanti plc
|
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| ABR / Arbor Realty Trust, Inc.
|
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| 04010LAB9 / Ares Capital Corp. 5.75% Bond Due 2/1/2016
|
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| ARCC / Ares Capital Corporation
|
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| ASPN / Aspen Aerogels, Inc.
|
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| BAC / Bank of America Corporation
|
|
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| BBBY / Bed Bath & Beyond, Inc.
|
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| BKCC / BlackRock Capital Investment Corporation
|
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| BLUE / bluebird bio, Inc.
|
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| CHMI / Cherry Hill Mortgage Investment Corporation
|
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| CIM / Chimera Investment Corporation
|
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| COST / Costco Wholesale Corporation
|
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| CBST /
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| 251591AX1 / DDR Corp. Bond
|
|
|
|
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|
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| EBAY / eBay Inc.
|
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|
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| 285512AA7 / Electronic Arts Inc. Bond
|
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|
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| 29264FAB2 / Endo International plc Bond
|
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| OCSL / Oaktree Specialty Lending Corporation
|
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| ORCL / Oracle Corporation
|
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| AAPL / Apple Inc.
|
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| FULL / Full Circle Capital Corp.
|
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| GE / General Electric Company
|
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| GM / General Motors Company
|
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| GILD / Gilead Sciences, Inc.
|
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| HIG / The Hartford Insurance Group, Inc.
|
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| HRI / Herc Holdings Inc.
|
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|
|
|
| HOME INNS HTL MNGMT INC
/ Note HMIN 2 12/15/15 (43713WAB3) |
|
|
|
|
|
|
|
| HRZN / Horizon Technology Finance Corporation
|
|
|
|
|
|
|
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| HOS / Hornbeck Offshore Services Inc
|
|
|
|
|
|
|
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| AAL / American Airlines Group Inc.
|
|
|
|
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| PFE / Pfizer Inc.
|
|
|
|
|
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|
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| IDCC / InterDigital, Inc.
|
|
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| PGEN / Precigen, Inc.
|
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| KCAP / KCAP Financial, Inc.
|
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| KEY / KeyCorp
|
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| FWONA / Formula One Group
|
|
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| LYV / Live Nation Entertainment, Inc.
|
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| 55303QAE0 / MGM Resorts International Bond
|
|
|
|
|
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| TSLA / Tesla, Inc.
|
|
|
|
|
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| MNKD / MannKind Corporation
|
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|
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| GDX / VanEck ETF Trust - VanEck Gold Miners ETF
|
|
|
|
|
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| MDSO / Medidata Solutions, Inc.
|
|
|
|
|
|
|
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| US58503F5026 / Medley Capital Corp.
|
|
|
|
|
|
|
|
| MET / MetLife, Inc.
|
|
|
|
|
|
|
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| 595017AB0 / Microchip Technology Inc. 2.125% Convertible Bond due 2037-12-15
|
|
|
|
|
|
|
|
| US00C4U1L353 / Mylan N.V.
|
|
|
|
|
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| NTAP / NetApp, Inc.
|
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| NICK / Nicholas Financial, Inc.
|
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| META / Meta Platforms, Inc.
|
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|
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| 681904AL2 / Omnicare Inc Bond
|
|
|
|
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| OPEN / Opendoor Technologies Inc.
|
|
|
|
|
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|
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| A / Agilent Technologies, Inc.
|
|
|
|
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| ROYTL / Pacific Coast Oil Trust
|
|
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| P / Pandora Media, Inc.
|
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| PFLT / PennantPark Floating Rate Capital Ltd.
|
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| PBT / Permian Basin Royalty Trust
|
|
|
|
|
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|
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| QQQ / Invesco QQQ Trust, Series 1
|
|
|
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|
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|
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| PSEC / Prospect Capital Corporation
|
|
|
|
|
|
|
|
| C / Citigroup Inc. - Corporate Bond/Note
|
|
|
|
|
|
|
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| RPM / RPM International Inc.
|
|
|
|
|
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| RMBS / Rambus Inc.
|
|
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|
|
|
|
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| 758075AB1 / Redwood Tr Inc Bond
|
|
|
|
|
|
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| 758932AA5 / Regis Corp. Bond
|
|
|
|
|
|
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| 779376AB8 / Rovi Corp. Bond
|
|
|
|
|
|
|
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| RYL / Ryland Group Inc
|
|
|
|
|
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| SPY / SPDR S&P 500 ETF
|
|
|
|
|
|
|
|
| 81762PAA0 / ServiceNow, Inc. Bond
|
|
|
|
|
|
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| 82922RAC7 / Sina Corp. Bond
|
|
|
|
|
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| 84860WAA0 / Spirit Realty Capital, Inc. Bond
|
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| US84860WAB81 / Spirit Realty Capital, Inc. Bond
|
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| 85375CBC4 / CalAtlantic Group, Inc. Bond
|
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| SCM / Stellus Capital Investment Corporation
|
|
|
|
|
|
|
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| SGL / Strategic Global Income Fund, Inc.
|
|
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| SUNE / SUNation Energy Inc.
|
|
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| 867652AE9 / SunPower Corp. Bond
|
|
|
|
|
|
|
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| STI / Solidion Technology, Inc.
|
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| STI.WS.A / SunTrust Banks, Inc. - Warrant 12/31/2018
|
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|
|
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| / THL Credit, Inc.
|
|
|
|
|
|
|
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| 88160RAA9 / Tesla Motors, Inc. Convertible Note 1.500% Due 6/1/2018
|
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| 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019
|
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| US88160RAC51 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021
|
|
|
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| DDD / 3D Systems Corporation
|
|
|
|
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| TOL / Toll Brothers, Inc.
|
|
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| X / United States Steel Corporation
|
|
|
|
|
|
|
|
| 912909AH1 / United States Steel Corp. Bond 2.750%
|
|
|
|
|
|
|
|
| VLO / Valero Energy Corporation
|
|
|
|
|
|
|
|
| VNTV / Vantiv, Inc.
|
|
|
|
|
|
|
|
| VHC / VirnetX Holding Corporation
|
|
|
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|
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| V / Visa Inc.
|
|
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|
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| 94770VAF9 / WebMD Health Corp. Bond 2.500% 1/3
|
|
|
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|
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| 94770VAJ1 / WebMD Health Corp. Bond
|
|
|
|
|
|
|
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| VRSK / Verisk Analytics, Inc.
|
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| NKE / NIKE, Inc.
|
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| TWTR / Twitter Inc
|
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| AABA / Altaba Inc
|
|
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| 98474TAA5 / Yandex N.V. Bond
|
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|
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|
| / Sina Corp.
|
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|
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| UTIW / UTi Worldwide Inc.
|
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| MRK / Merck & Co., Inc.
|
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| AMZN / Amazon.com, Inc.
|
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| VZ / Verizon Communications Inc.
|
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| BA / The Boeing Company
|
|
|
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| GOLD / Barrick Mining Corporation
|
|
|
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| MU / Micron Technology, Inc.
|
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| CAT / Caterpillar Inc.
|
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| HPQ / HP Inc.
|
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| RF / Regions Financial Corporation
|
|
|
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|
