Market Value362,549,000
Total Holdings174
File Date2016-05-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WIA / Western Asset Inflation-Linked Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Call
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Put
/ BlackRock Municipal 2020 Term Trust
PRGO / Perrigo Company plc
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PVA / Penn Virginia Corporation Call
CLVS / Clovis Oncology Inc
MNKKQ / Mallinckrodt Plc
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN Put
DSU / BlackRock Debt Strategies Fund, Inc.
PODD / Insulet Corporation
EFC / Ellington Financial Inc.
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
NXEO / Nexeo Solutions, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
PHK / PIMCO High Income Fund
WLTGQ / Walter Energy, Inc. Call
US55027E1029 / Luminex Corporation
BIIB / Biogen Inc.
ABUS / Arbutus Biopharma Corporation
FAV / First Trust Dividend and Income Fund
SGRY / Surgery Partners, Inc.
DPLO / Diplomat Pharmacy, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund Put
007639107 / Advent Claymore Convertible Securities & Income Fund II
MACK / Merrimack Pharmaceuticals, Inc.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
LIFE / aTyr Pharma, Inc.
NHTC / Natural Health Trends Corp. Put
MBLY / Mobileye Global Inc. Put
ERC / Allspring Multi-Sector Income Fund
IBB / iShares Trust - iShares Biotechnology ETF
ALOG / Analogic Corp.
AFT / Apollo Senior Floating Rate Fund Inc.
HZNP / Horizon Therapeutics Plc
NRE / NorthStar Realty Europe Corp.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF Put
BOULEVARD ACQUISITION CORP / (10157P104)
ACSF / American Capital Senior Floating, Ltd.
BPT / BP Prudhoe Bay Royalty Trust Put
TAST / Carrols Restaurant Group, Inc. Put
XLRN / Acceleron Pharma Inc
JMI / Javelin Mortgage Investment Corp.
006855100 / Adeptus Health Inc.
TFX / Teleflex Incorporated
XZTRX / Zweig Total Return Fund Inc.
MXF / The Mexico Fund, Inc.
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
UHS / Universal Health Services, Inc.
RLYP / Relypsa, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc. Call
LUMO / Lumos Pharma, Inc.
ADVM / Adverum Biotechnologies, Inc.
MDVN / Medivation, Inc.
DSL / DoubleLine Income Solutions Fund
CLM / Cornerstone Strategic Investment Fund, Inc.
MRK / Merck & Co., Inc.
CYH / Community Health Systems, Inc.
BB / BlackBerry Limited Call
HUM / Humana Inc.
HUM / Humana Inc. Call
MNI / McClatchy Co. (THE)
TWTR / Twitter Inc Call
AGO / Assured Guaranty Ltd. Put
BMRN / BioMarin Pharmaceutical Inc.
BMRN / BioMarin Pharmaceutical Inc. Call
AET / Aetna, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
KITE / Kite Pharma, Inc.
GULTU / Gulf Coast Ultra Deep Royalty Trust
JUNO / Juno Therapeutics, Inc. Call
EVV / Eaton Vance Limited Duration Income Fund
ILMN / Illumina, Inc.
CTLT / Catalent, Inc.
GILD / Gilead Sciences, Inc.
CIM / Chimera Investment Corporation
GREK / Global X Funds - Global X MSCI Greece ETF Put
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
US00C4U1L353 / Mylan N.V.
ONCE / Spark Therapeutics, Inc. Call
FHY / First Trust Strategic High Income Fund II
REM / iShares Trust - iShares Mortgage Real Estate ETF
AMTG / Apollo Residential Mortgage, Inc.
AGO / Assured Guaranty Ltd. Call
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ACV / Virtus Diversified Income & Convertible Fund
IVR / Invesco Mortgage Capital Inc.
BDCV / BDCA Venture, Inc.
US29266S3040 / Endologix, Inc.
PGZ / Principal Real Estate Income Fund
HTWR / Heartware International Inc.
PVA / Penn Virginia Corporation
NXEO / Nexeo Solutions, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF Put
PMT / PennyMac Mortgage Investment Trust
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
TSLF / THL Credit Senior Loan Fund
AET / Aetna, Inc. Call
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
AIF / Apollo Tactical Income Fund Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF Put
TIKK / Tel-Instrument Electronics Corp.
XUTGX / Reaves Utility Income Fund
DHY / Credit Suisse High Yield Bond Fund, Inc.
AVK / Advent Convertible and Income Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF Put
DBL / DoubleLine Opportunistic Credit Fund
GTU / Central Gold Trust
PCN / PIMCO Corporate & Income Strategy Fund
NRF / NorthStar Realty Finance Corp.
LMP CORPORATE LN FD INC / (50208B100)
JLS / Nuveen Mortgage and Income Fund
JGV / Nuveen Global Equity Income Fund
NPF / Nuveen Premier Municipal Income Fund, Inc.
NCZ / Virtus Convertible & Income Fund II
FMO / Fiduciary/Claymore Energy Infrastructure Fund
IBB / iShares Trust - iShares Biotechnology ETF Put
CHY / Calamos Convertible and High Income Fund
A / Agilent Technologies, Inc. Call
SCAI / Surgical Care Affiliates, Inc.
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
BGR / BlackRock Energy and Resources Trust
LCI / Lannett Co., Inc.
DHF / BNY Mellon High Yield Strategies Fund
ONCE / Spark Therapeutics, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
XGBAX / Guggenheim Build America Bonds
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
HHY / Brookfield High Income Fund Inc.
CGO / Calamos Global Total Return Fund
KHI / Deutsche High Income Trust
ALOG / Analogic Corp. Call
RIT / LMP Real Estate Income Fund, Inc.
CHW / Calamos Global Dynamic Income Fund
BRLI / Brilliant Acquisition Corporation
PTY / Partway Group Plc
DHG / Deutsche High Income Opportunities Fund, Inc.
153501101 / Central Fund of Canada Ltd.
XPCMX / PCM Fund, Inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
JUNO / Juno Therapeutics, Inc.
FSD / First Trust High Income Long/Short Fund
XHNWX / Pioneer Diversified High Income
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF Put
JGH / Nuveen Global High Income Fund
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
RMT / Royce Micro-Cap Trust, Inc.
STJ / St. Jude Medical, Inc. Call
EPD / Enterprise Products Partners L.P. - Limited Partnership Call
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF Call
BXLT / Baxalta Incorporated
PKO / Pimco Income Opportunity Fund
FLDM / Standard BioTools Inc
NXEO / Nexeo Solutions, Inc.
ARES MULTI STRATEGY CR FD IN / (04014Q108)
018490100 / Allergan plc
XPFLX / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
OIH / VanEck ETF Trust - VanEck Oil Services ETF Put
SCD / LMP Capital and Income Fund Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund Call
DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102)
DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109)
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
PBYI / Puma Biotechnology, Inc.
UONE / Urban One, Inc.
DCA / Virtus Total Return Fund
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
TSI / TCW Strategic Income Fund, Inc.
ZFC / ZAIS Financial Corp.
FAX / Abrdn Asia-Pacific Income Fund Inc
NMA / Nuveen Municipal Advantage Fund, Inc.
NTRA / Natera, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
CSQ / Calamos Strategic Total Return Fund
XENT / Intersect ENT Inc
XUSAX / Liberty All Star Equity Fund
CIF / MFS Intermediate High Income Fund
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
GSG / iShares S&P GSCI Commodity-Indexed Trust Put
AMTG / Apollo Residential Mortgage, Inc. Call
BIT / BlackRock Multi-Sector Income Trust
NCV / Virtus Convertible & Income Fund
HTR / Brookfield Total Return Fund Inc.
NRF / NorthStar Realty Finance Corp.
EPD / Enterprise Products Partners L.P. - Limited Partnership Put
KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Call
EWP / iShares, Inc. - iShares MSCI Spain ETF Put
MASI / Masimo Corporation
HZNP / Horizon Therapeutics Plc Call
THW / Abrdn World Healthcare Fund
XNPMX / Nuveen Premium Income Municipal
XJTPX / Nuveen Quality Preferred Income
VTA / Invesco Dynamic Credit Opportunities Fund
JQC / Nuveen Credit Strategies Income Fund
LOCO / El Pollo Loco Holdings, Inc. Put
CERN / Cerner Corp.
HIX / Western Asset High Income Fund II Inc.
US92913C1062 / Voya Natural Resources Equity Income Fnd
MUI / BlackRock Municipal Income Fund, Inc.
GLO / Clough Global Opportunities Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
ALDR / Alder BioPharmaceuticals, Inc.
US00C4U1L353 / Mylan N.V. Call
IMGN / ImmunoGen, Inc.
SHPG / Shire Plc.
L7257P106 / Pacific Drilling S.A. Call
DRA / Diversified Real Asset Income Fund
NHS / Neuberger Berman High Yield Strategies Fund Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF Call
GDX / VanEck ETF Trust - VanEck Gold Miners ETF Put
NAD / Nuveen Quality Municipal Income Fund
NPI / Nuveen Premium Income Municipal Fund, Inc.
RCS / PIMCO Strategic Income Fund, Inc.
STJ / St. Jude Medical, Inc.
ACP / Abrdn Income Credit Strategies Fund
BIF / Boulder Growth & Income Fund Inc
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
IRWD / Ironwood Pharmaceuticals, Inc.
CNS / Cohen & Steers, Inc.
CTRX /
KIO / KKR Income Opportunities Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
VVR / Invesco Senior Income Trust
CTF / Nuveen Long/Short Commodity Total Return Fund
HLF / Herbalife Ltd. Put
NQI / Nuveen Quality Municipal Fund, Inc.
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc. Call
KMI / Kinder Morgan, Inc. Put
PFE / Pfizer Inc.
PFE / Pfizer Inc. Call
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF Put
XPFNX / PIMCO Income Strategy Fund II
ANTM / Anthem Inc Call
AUD / Audacy Inc - Class A Put
XBI / SPDR Series Trust - SPDR S&P Biotech ETF Put
XBI / SPDR Series Trust - SPDR S&P Biotech ETF Call
JSD / Nuveen Short Duration Credit Opportunities Fund
ENDP / Endo International plc
RITM / Rithm Capital Corp.
ACRX / Talphera, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
BXSY / Bexil Investment Trust
US85207U1051 / Sprint Corporation Put
JRI / Nuveen Real Asset Income and Growth Fund
HIO / Western Asset High Income Opportunity Fund Inc.
EPI / WisdomTree Trust - WisdomTree India Earnings Fund Call
CHI / Calamos Convertible Opportunities and Income Fund
PDI / PIMCO Dynamic Income Fund
PRTA / Prothena Corporation plc
VRTX / Vertex Pharmaceuticals Incorporated
INFI / Infinity Pharmaceuticals Inc.
M / Macy's, Inc. Call
EFT / Eaton Vance Floating-Rate Income Trust
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
BMY / Bristol-Myers Squibb Company Call
RMRM / RMR Mortgage Trust
DYAX / Dyax Corp.
MYD / BlackRock MuniYield Fund, Inc.
CCO / Clear Channel Outdoor Holdings, Inc.
NSL / Nuveen Senior Income Fund
EVF / Eaton Vance Senior Income Trust
NZF / Nuveen Municipal Credit Income Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF Call
EFR / Eaton Vance Senior Floating-Rate Trust
A / Agilent Technologies, Inc.
BGT / BlackRock Floating Rate Income Trust
GER / GE Capital Global Holdings, LLC - Preferred Security
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Call
AMLP / ALPS ETF Trust - Alerian MLP ETF
EIM / Eaton Vance Municipal Bond Fund
GNT / GAMCO Natural Resources, Gold & Income Trust
SPY / SPDR S&P 500 ETF Call
CELG / Celgene Corp.
CELG / Celgene Corp. Call
GGN / GAMCO Global Gold, Natural Resources & Income Trust
BSL / Blackstone Senior Floating Rate 2027 Term Fund
MTGE / American Capital Mortgage Investment Corp.
IONS / Ionis Pharmaceuticals, Inc.
FSFR / Fifth Street Senior Floating Rate Corp.
SRV / NXG Cushing Midstream Energy Fund
THC / Tenet Healthcare Corporation
WCG / Wellcare Health Plans, Inc. Call
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF Call
GILD / Gilead Sciences, Inc. Call
WIA / Western Asset Inflation-Linked Income Fund
USO / United States Oil Fund, LP - Limited Partnership Call
JRO / Nuveen Floating Rate Income Opportunity Fund
PHD / Pioneer Floating Rate Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Call
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Put
AMD / Advanced Micro Devices, Inc. Put
ARIA / ARIAD Pharmaceuticals, Inc.
EVHC / Envision Healthcare Holdings, Inc.
EVHC / Envision Healthcare Holdings, Inc. Call
IVH / Delaware Ivy High Income Opportunities Fund
INCY / Incyte Corporation
BMY / Bristol-Myers Squibb Company
MDT / Medtronic plc Call
JAZZ / Jazz Pharmaceuticals plc
JFR / Nuveen Floating Rate Income Fund
UNH / UnitedHealth Group Incorporated Call
EVHC / Envision Healthcare Holdings, Inc.
RMRM / RMR Mortgage Trust
MCK / McKesson Corporation
LCM / Advent Claymore Convertible Securities and Income Fund II
HCA / HCA Healthcare, Inc.
DHR / Danaher Corporation Call
TMO / Thermo Fisher Scientific Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Put
TSLA / Tesla, Inc. Put
MDT / Medtronic plc
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
AMBKP / American Capital Trust I - Preferred Security
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
GLD / SPDR Gold Trust Call
BSL / Blackstone Senior Floating Rate 2027 Term Fund
BLUE / bluebird bio, Inc.
ALKS / Alkermes plc
SPY / SPDR S&P 500 ETF Put
IWM / iShares Trust - iShares Russell 2000 ETF Put