Market Value450,085,000
Total Holdings201
File Date2016-02-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BXSY / Bexil Investment Trust
WIA / Western Asset Inflation-Linked Income Fund
MYD / BlackRock MuniYield Fund, Inc.
LUMO / Lumos Pharma, Inc.
IMGN / ImmunoGen, Inc.
M / Macy's, Inc. Call
MNKKQ / Mallinckrodt Plc
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN Put
DSU / BlackRock Debt Strategies Fund, Inc.
MBLY / Mobileye Global Inc. Put
IONS / Ionis Pharmaceuticals, Inc.
EVHC / Envision Healthcare Holdings, Inc. Call
INCY / Incyte Corporation Call
WCG / Wellcare Health Plans, Inc. Call
NRF / NorthStar Realty Finance Corp.
THW / Abrdn World Healthcare Fund
JUNO / Juno Therapeutics, Inc. Call
BLW / BlackRock Limited Duration Income Trust
PBYI / Puma Biotechnology, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Put
US67074R1005 / Nuveen Mortgage Opportunity Term Fund 2
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
AGO / Assured Guaranty Ltd. Call
STJ / St. Jude Medical, Inc.
DPLO / Diplomat Pharmacy, Inc.
HHY / Brookfield High Income Fund Inc.
HTWR / Heartware International Inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
RIT / LMP Real Estate Income Fund, Inc.
BLUE / bluebird bio, Inc. Call
XNPMX / Nuveen Premium Income Municipal
US29266S3040 / Endologix, Inc.
HZNP / Horizon Therapeutics Plc
AFT / Apollo Senior Floating Rate Fund Inc.
ERC / Allspring Multi-Sector Income Fund
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
CTF / Nuveen Long/Short Commodity Total Return Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF Put
OIH / VanEck ETF Trust - VanEck Oil Services ETF Put
CHW / Calamos Global Dynamic Income Fund
ACV / Virtus Diversified Income & Convertible Fund
HZNP / Horizon Therapeutics Plc Call
EPI / WisdomTree Trust - WisdomTree India Earnings Fund Call
DRA / Diversified Real Asset Income Fund
ABUS / Arbutus Biopharma Corporation
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
UHS / Universal Health Services, Inc.
BGR / BlackRock Energy and Resources Trust
EWG / iShares, Inc. - iShares MSCI Germany ETF Put
RLYP / Relypsa, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc. Call
ADVM / Adverum Biotechnologies, Inc.
MDVN / Medivation, Inc.
CLM / Cornerstone Strategic Investment Fund, Inc.
CTLT / Catalent, Inc.
FAV / First Trust Dividend and Income Fund
CYH / Community Health Systems, Inc.
MRK / Merck & Co., Inc.
CELG / Celgene Corp. Call
HUM / Humana Inc. Call
HUM / Humana Inc.
HUM / Humana Inc. Put
BMRN / BioMarin Pharmaceutical Inc.
BMRN / BioMarin Pharmaceutical Inc. Call
AET / Aetna, Inc. Call
DHR / Danaher Corporation Call
JMI / Javelin Mortgage Investment Corp.
GSG / iShares S&P GSCI Commodity-Indexed Trust Put
MNI / McClatchy Co. (THE)
DHY / Credit Suisse High Yield Bond Fund, Inc.
NXEO / Nexeo Solutions, Inc.
CTRX /
GULTU / Gulf Coast Ultra Deep Royalty Trust
INCY / Incyte Corporation
CIM / Chimera Investment Corporation
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
IBB / iShares Trust - iShares Biotechnology ETF
IBB / iShares Trust - iShares Biotechnology ETF Put
US00C4U1L353 / Mylan N.V. Call
US00C4U1L353 / Mylan N.V.
FHY / First Trust Strategic High Income Fund II
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF Put
KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Call
DSL / DoubleLine Income Solutions Fund
DHF / BNY Mellon High Yield Strategies Fund
GREK / Global X Funds - Global X MSCI Greece ETF Put
CIF / MFS Intermediate High Income Fund
ACP / Abrdn Income Credit Strategies Fund
MACK / Merrimack Pharmaceuticals, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
BXLT / Baxalta Incorporated
EWP / iShares, Inc. - iShares MSCI Spain ETF Put
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PCN / PIMCO Corporate & Income Strategy Fund
EVV / Eaton Vance Limited Duration Income Fund
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
VVR / Invesco Senior Income Trust
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
SGRY / Surgery Partners, Inc.
NRE / NorthStar Realty Europe Corp.
NXEO / Nexeo Solutions, Inc.
XPFLX / PIMCO Income Strategy Fund
NHS / Neuberger Berman High Yield Strategies Fund Inc.
ALOG / Analogic Corp. Call
BIT / BlackRock Multi-Sector Income Trust
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
XHNWX / Pioneer Diversified High Income
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MXF / The Mexico Fund, Inc.
ONCE / Spark Therapeutics, Inc. Call
XISDX / Prudential Short Duration High
XLRN / Acceleron Pharma Inc
NQU / Nuveen Quality Income Municipal Fund, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
TIKK / Tel-Instrument Electronics Corp.
PVA / Penn Virginia Corporation Call
KHI / Deutsche High Income Trust
RCS / PIMCO Strategic Income Fund, Inc.
TFX / Teleflex Incorporated
AGO / Assured Guaranty Ltd. Put
EFC / Ellington Financial Inc.
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
SCD / LMP Capital and Income Fund Inc.
ARES MULTI STRATEGY CR FD IN / (04014Q108)
GTU / Central Gold Trust
UONE / Urban One, Inc.
007639107 / Advent Claymore Convertible Securities & Income Fund II
JLS / Nuveen Mortgage and Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund Put
FLDM / Standard BioTools Inc
PMT / PennyMac Mortgage Investment Trust
ALDR / Alder BioPharmaceuticals, Inc.
ONCE / Spark Therapeutics, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
TSLF / THL Credit Senior Loan Fund
US0153511094 / Alexion Pharmaceuticals, Inc.
RMT / Royce Micro-Cap Trust, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
XUSAX / Liberty All Star Equity Fund
SCAI / Surgical Care Affiliates, Inc.
L7257P106 / Pacific Drilling S.A. Call
WRLD / World Acceptance Corporation Call
NAD / Nuveen Quality Municipal Income Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund Call
NPP / Nuveen Performance Plus Municipal Fund, Inc.
PODD / Insulet Corporation
PKO / Pimco Income Opportunity Fund
NPF / Nuveen Premier Municipal Income Fund, Inc.
XJTPX / Nuveen Quality Preferred Income
NXEO / Nexeo Solutions, Inc.
MASI / Masimo Corporation
LMP CORPORATE LN FD INC / (50208B100)
TSI / TCW Strategic Income Fund, Inc.
FSD / First Trust High Income Long/Short Fund
NPI / Nuveen Premium Income Municipal Fund, Inc.
HTR / Brookfield Total Return Fund Inc.
IRWD / Ironwood Pharmaceuticals, Inc.
BMY / Bristol-Myers Squibb Company Call
XENT / Intersect ENT Inc
BOULEVARD ACQUISITION CORP / (10157P104)
SHPG / Shire Plc.
BDCV / BDCA Venture, Inc.
ZFC / ZAIS Financial Corp.
DHG / Deutsche High Income Opportunities Fund, Inc.
US55027E1029 / Luminex Corporation
GLO / Clough Global Opportunities Fund
PTY / Partway Group Plc
WRLD / World Acceptance Corporation Put
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
NRF / NorthStar Realty Finance Corp.
NTRA / Natera, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BKD / Brookdale Senior Living Inc.
ALOG / Analogic Corp.
HIX / Western Asset High Income Fund II Inc.
XPFNX / PIMCO Income Strategy Fund II
FMO / Fiduciary/Claymore Energy Infrastructure Fund
XPCMX / PCM Fund, Inc.
JUNO / Juno Therapeutics, Inc.
LCI / Lannett Co., Inc.
XUTGX / Reaves Utility Income Fund
CHY / Calamos Convertible and High Income Fund
US92913C1062 / Voya Natural Resources Equity Income Fnd
PVA / Penn Virginia Corporation
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF Call
KITE / Kite Pharma, Inc.
BRLI / Brilliant Acquisition Corporation
LIFE / aTyr Pharma, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF Call
GDX / VanEck ETF Trust - VanEck Gold Miners ETF Put
XGBAX / Guggenheim Build America Bonds
STJ / St. Jude Medical, Inc. Call
/ BlackRock Municipal 2020 Term Trust
JQC / Nuveen Credit Strategies Income Fund
ACSF / American Capital Senior Floating, Ltd.
BIF / Boulder Growth & Income Fund Inc
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
PGZ / Principal Real Estate Income Fund
CNS / Cohen & Steers, Inc.
HLF / Herbalife Ltd. Put
153501101 / Central Fund of Canada Ltd.
KIO / KKR Income Opportunities Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
AIF / Apollo Tactical Income Fund Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NQI / Nuveen Quality Municipal Fund, Inc.
BB / BlackBerry Limited Call
TWTR / Twitter Inc Call
CGO / Calamos Global Total Return Fund
THC / Tenet Healthcare Corporation Call
PHK / PIMCO High Income Fund
PFE / Pfizer Inc.
PFE / Pfizer Inc. Call
018490100 / Allergan plc
PRGO / Perrigo Company plc
AUD / Audacy Inc - Class A Put
XBI / SPDR Series Trust - SPDR S&P Biotech ETF Call
XBI / SPDR Series Trust - SPDR S&P Biotech ETF Put
GER / GE Capital Global Holdings, LLC - Preferred Security
ENDP / Endo International plc
TMO / Thermo Fisher Scientific Inc.
ACRX / Talphera, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
US85207U1051 / Sprint Corporation Put
JRI / Nuveen Real Asset Income and Growth Fund
AMD / Advanced Micro Devices, Inc. Put
EVF / Eaton Vance Senior Income Trust
JRO / Nuveen Floating Rate Income Opportunity Fund
HIO / Western Asset High Income Opportunity Fund Inc.
CLVS / Clovis Oncology Inc
JGH / Nuveen Global High Income Fund
AVK / Advent Convertible and Income Fund
A / Agilent Technologies, Inc. Call
DBL / DoubleLine Opportunistic Credit Fund
PDI / PIMCO Dynamic Income Fund
PRTA / Prothena Corporation plc
VRTX / Vertex Pharmaceuticals Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Call
INFI / Infinity Pharmaceuticals Inc.
EFT / Eaton Vance Floating-Rate Income Trust
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
DYAX / Dyax Corp.
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
NSL / Nuveen Senior Income Fund
NHF / NexPoint Strategic Opportunities Fund
NZF / Nuveen Municipal Credit Income Fund
A / Agilent Technologies, Inc.
BGT / BlackRock Floating Rate Income Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
SRV / NXG Cushing Midstream Energy Fund
VTA / Invesco Dynamic Credit Opportunities Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GNT / GAMCO Natural Resources, Gold & Income Trust
WLTGQ / Walter Energy, Inc. Call
TSLA / Tesla, Inc. Put
ANTM / Anthem Inc Call
RMRM / RMR Mortgage Trust
MTGE / American Capital Mortgage Investment Corp.
THC / Tenet Healthcare Corporation
WIA / Western Asset Inflation-Linked Income Fund
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF Put
GILD / Gilead Sciences, Inc.
GILD / Gilead Sciences, Inc. Call
ILMN / Illumina, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
JSD / Nuveen Short Duration Credit Opportunities Fund
ARIA / ARIAD Pharmaceuticals, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Call
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Put
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Put
IVH / Delaware Ivy High Income Opportunities Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
BMY / Bristol-Myers Squibb Company
JAZZ / Jazz Pharmaceuticals plc
JAZZ / Jazz Pharmaceuticals plc Call
MDT / Medtronic plc Call
CELG / Celgene Corp.
UNH / UnitedHealth Group Incorporated Call
EVHC / Envision Healthcare Holdings, Inc.
MCK / McKesson Corporation
LCM / Advent Claymore Convertible Securities and Income Fund II
CERN / Cerner Corp.
HCA / HCA Healthcare, Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Call
LOCO / El Pollo Loco Holdings, Inc. Put
RITM / Rithm Capital Corp.
EIM / Eaton Vance Municipal Bond Fund
MDT / Medtronic plc
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF Call
AMBKP / American Capital Trust I - Preferred Security
CCO / Clear Channel Outdoor Holdings, Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF Put
BLUE / bluebird bio, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
JFR / Nuveen Floating Rate Income Fund
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF Put
ALKS / Alkermes plc
BSL / Blackstone Senior Floating Rate 2027 Term Fund
IWM / iShares Trust - iShares Russell 2000 ETF Put