Market Value196,381,000
Total Holdings385
File Date2014-08-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GAS / AGL Resources Inc.
ALPS ETF TR / GLB COMMOD EQTY (00162Q304)
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
ADBE / Adobe Inc.
018490100 / Allergan plc
AB / AllianceBernstein Holding L.P. - Limited Partnership
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
AXP / American Express Company
APA / APA Corporation
ASH / Ashland Inc.
AVA / Avista Corporation
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
BRK.B / Berkshire Hathaway Inc.
BIIB / Biogen Inc.
BX / Blackstone Inc.
BA / The Boeing Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CSX / CSX Corporation
CVS / CVS Health Corporation
CNI / Canadian National Railway Company
CGRN / Capstone Green Energy Corp.
CAT / Caterpillar Inc.
CNP / CenterPoint Energy, Inc.
153501101 / Central Fund of Canada Ltd.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CSCO / Cisco Systems, Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
46138G607 / Invesco Shipping ETF
YAO / Guggenheim China All-Cap ETF
CLX / The Clorox Company
COKE / Coca-Cola Consolidated, Inc.
KO / The Coca-Cola Company
CCEP / Coca-Cola Europacific Partners PLC
CL / Colgate-Palmolive Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
CMCSA / Comcast Corporation
CMA / Comerica Incorporated
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
CLR / Continental Resources Inc (OKLA)
COST / Costco Wholesale Corporation
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IYW / iShares Trust - iShares U.S. Technology ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
IWB / iShares Trust - iShares Russell 1000 ETF
DGP / DB Gold Double Long ETN
DIS / The Walt Disney Company
DFS / Discover Financial Services
DLTR / Dollar Tree, Inc.
DOW / Dow Inc.
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
EMN / Eastman Chemical Company
EFT / Eaton Vance Floating-Rate Income Trust
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
EDE / Empire District Electric Company (The)
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQIX / Equinix, Inc.
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FDX / FedEx Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
FISV / Fiserv, Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
F / Ford Motor Company
GATX / GATX Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GD / General Dynamics Corporation
GE / General Electric Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
NORW / Global X Funds - Global X MSCI Norway ETF
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
GOOG / Alphabet Inc.
HCN / Welltower Inc.
HSY / The Hershey Company
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
ITW / Illinois Tool Works Inc.
IFN / The India Fund, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
ITG / Investment Technology Group, Inc.
IAU / iShares Gold Trust
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IXG / iShares Trust - iShares Global Financials ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
AIA / iShares Trust - iShares Asia 50 ETF
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IAK / iShares Trust - iShares U.S. Insurance ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ITIP / iShares International Inflation-Linked Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
K / Kellanova
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KRFT /
PEP / PepsiCo, Inc.
LINE / Lineage, Inc.
LO /
MDU / MDU Resources Group, Inc.
MGEE / MGE Energy, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MAIN / Main Street Capital Corporation
MFC / HEXAOM
MPC / Marathon Petroleum Corporation
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
/ McDermott International, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
MPW / Medical Properties Trust, Inc.
MDT / Medtronic plc
MU / Micron Technology, Inc.
MDLZ / Mondelez International, Inc.
NNN / NNN REIT, Inc.
NM / Navios Maritime Holdings, Inc.
NWL / Newell Brands Inc.
NR / NPK International Inc.
NEE / NextEra Energy, Inc.
NSC / Norfolk Southern Corporation
872307903 / TCF Financial Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
XNPMX / Nuveen Premium Income Municipal
NEA / Nuveen AMT-Free Quality Municipal Income Fund
OGE / OGE Energy Corp.
VOX / Vanguard World Fund - Vanguard Communication Services ETF
OPK / OPKO Health, Inc.
ORCL / Oracle Corporation
OSK / Oshkosh Corporation
PRKR / ParkerVision, Inc.
PAYX / Paychex, Inc.
PPL / Pembina Pipeline Corporation
POM / PEPCO Holdings, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PXD / Pioneer Natural Resources Company
QQQ / Invesco QQQ Trust, Series 1
DBC / Invesco DB Commodity Index Tracking Fund
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PMR / Invesco Dynamic Retail ETF
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
PSAU / PowerShares Global Gold and Precious Metals Portfolio
PVI / Invesco Exchange-Traded Fund Trust II - Invesco Floating Rate Municipal Income ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PSEC / Prospect Capital Corporation
QCOM / QUALCOMM Incorporated
RS / Reliance, Inc.
RENN / Renren Inc - ADR
RPAI / Retail Properties of America Inc - Class A
JNJ / Johnson & Johnson
ROVI / Rovi Corp.
RY / Royal Bank of Canada
RGLD / Royal Gold, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SJT / San Juan Basin Royalty Trust
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SHPG / Shire Plc.
SO / The Southern Company
847560109 / Spectra Energy Corp.
MBOT / Microbot Medical Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
TE / T1 Energy Inc.
TGT / Target Corporation
DDD / 3D Systems Corporation
MMM / 3M Company
887228104 / Time Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
BNO / United States Brent Oil Fund, LP - Limited Partnership
UGA / United States Gasoline Fund, LP - Limited Partnership
USO / United States Oil Fund, LP - Limited Partnership
USL / United States 12 Month Oil Fund, LP
UNH / UnitedHealth Group Incorporated
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VNR / Vanguard Natural Resources, LLC
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VZ / Verizon Communications Inc.
VNO / Vornado Realty Trust
VMC / Vulcan Materials Company
WGL / WGL Holdings, Inc.
WPC / W. P. Carey Inc.
WMT / Walmart Inc.
WAG /
WRE / Washington Real Estate Investment Trust
WM / Waste Management, Inc.
WCG / Wellcare Health Plans, Inc.
WFC / Wells Fargo & Company
WEN / The Wendy's Company
WHR / Whirlpool Corporation
/ Windstream Holdings, Inc
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
GNAT / WisdomTree Global Natural Resources Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
KXI / iShares Trust - iShares Global Consumer Staples ETF
XEL / Xcel Energy Inc.
YELP / Yelp Inc.
ETN / Eaton Corporation plc
ESV / Ensco plc
MRVL / Marvell Technology, Inc.
CHKP / Check Point Software Technologies Ltd.
CLB / Core Laboratories Inc.
NXPI / NXP Semiconductors N.V.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SPY / SPDR S&P 500 ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
GLD / SPDR Gold Trust
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MSFT / Microsoft Corporation
MCD / McDonald's Corporation
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
AAPL / Apple Inc.