Market Value182,723,000
Total Holdings380
File Date2014-05-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GAS / AGL Resources Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
MCD / McDonald's Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ADBE / Adobe Inc.
018490100 / Allergan plc
MO / Altria Group, Inc.
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
AMZN / Amazon.com, Inc.
AIG / American International Group, Inc.
APA / APA Corporation
ASH / Ashland Inc.
ADP / Automatic Data Processing, Inc.
AVA / Avista Corporation
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
BRK.B / Berkshire Hathaway Inc.
BIIB / Biogen Inc.
BX / Blackstone Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BA / The Boeing Company
CSX / CSX Corporation
CVS / CVS Health Corporation
CNI / Canadian National Railway Company
CGRN / Capstone Green Energy Corp.
CNP / CenterPoint Energy, Inc.
153501101 / Central Fund of Canada Ltd.
SPY / SPDR S&P 500 ETF
CERN / Cerner Corp.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
CHK / Chesapeake Energy Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
CVX / Chevron Corporation
CSCO / Cisco Systems, Inc.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
ENY / Guggenheim Canadian Energy Income ETF
46138G607 / Invesco Shipping ETF
YAO / Guggenheim China All-Cap ETF
CLX / The Clorox Company
COKE / Coca-Cola Consolidated, Inc.
KO / The Coca-Cola Company
CCEP / Coca-Cola Europacific Partners PLC
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
CMA / Comerica Incorporated
CODI / Compass Diversified
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
DAL / Delta Air Lines, Inc.
DGP / DB Gold Double Long ETN
DIS / The Walt Disney Company
DFS / Discover Financial Services
DLTR / Dollar Tree, Inc.
DOW / Dow Inc.
EGA EMERGING GLOBAL SHS TR / EGS EMKTCONS ETF (268461779)
EMN / Eastman Chemical Company
EFT / Eaton Vance Floating-Rate Income Trust
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
EQIX / Equinix, Inc.
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FDX / FedEx Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
F / Ford Motor Company
GATX / GATX Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GD / General Dynamics Corporation
GE / General Electric Company
GPC / Genuine Parts Company
NORW / Global X Funds - Global X MSCI Norway ETF
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
HPI / John Hancock Preferred Income Fund
HCN / Welltower Inc.
HSY / The Hershey Company
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IWM / iShares Trust - iShares Russell 2000 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
ITW / Illinois Tool Works Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
ITG / Investment Technology Group, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
ISHARES INC / MSCI MALAYSI ETF (464286830)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXG / iShares Trust - iShares Global Financials ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
AIA / iShares Trust - iShares Asia 50 ETF
MBB / iShares Trust - iShares MBS ETF
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXI / iShares Trust - iShares Global Industrials ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
IAK / iShares Trust - iShares U.S. Insurance ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
ITIP / iShares International Inflation-Linked Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
JCI / Johnson Controls International plc
K / Kellanova
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KMI / Kinder Morgan, Inc.
KRFT /
LLTC / Linear Technology Corp.
LINE / Lineage, Inc.
LO /
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MAIN / Main Street Capital Corporation
MFC / HEXAOM
MPC / Marathon Petroleum Corporation
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TRUST / AGRIBUS ETF (57060U605)
IHI / iShares Trust - iShares U.S. Medical Devices ETF
/ McDermott International, Inc.
MPW / Medical Properties Trust, Inc.
MDT / Medtronic plc
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MU / Micron Technology, Inc.
MDLZ / Mondelez International, Inc.
NNN / NNN REIT, Inc.
NM / Navios Maritime Holdings, Inc.
NWL / Newell Brands Inc.
NR / NPK International Inc.
NEE / NextEra Energy, Inc.
NSC / Norfolk Southern Corporation
NOC / Northrop Grumman Corporation
872307903 / TCF Financial Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NQM / Nuveen Investment Quality Municipal Fund, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NAD / Nuveen Quality Municipal Income Fund
JQC / Nuveen Credit Strategies Income Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
SCU / Sculptor Capital Management Inc - Class A
OPK / OPKO Health, Inc.
ORCL / Oracle Corporation
PRKR / ParkerVision, Inc.
PAYX / Paychex, Inc.
PPL / Pembina Pipeline Corporation
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PMF / PIMCO Municipal Income Fund
PML / PIMCO Municipal Income Fund II
PXD / Pioneer Natural Resources Company
POWERSHS QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PMR / Invesco Dynamic Retail ETF
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
PAGG / PowerShares Global Agriculture Portfolio
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
PSAU / PowerShares Global Gold and Precious Metals Portfolio
PVI / Invesco Exchange-Traded Fund Trust II - Invesco Floating Rate Municipal Income ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
74005P104 / Praxair, Inc.
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PSEC / Prospect Capital Corporation
RTN / Raytheon Co.
RS / Reliance, Inc.
RENN / Renren Inc - ADR
RPAI / Retail Properties of America Inc - Class A
ROVI / Rovi Corp.
RY / Royal Bank of Canada
RGLD / Royal Gold, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SJT / San Juan Basin Royalty Trust
TIP / iShares Trust - iShares TIPS Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SHPG / Shire Plc.
SWBI / Smith & Wesson Brands, Inc.
SO / The Southern Company
847560109 / Spectra Energy Corp.
MBOT / Microbot Medical Inc.
RGR / Sturm, Ruger & Company, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
TGT / Target Corporation
DDD / 3D Systems Corporation
MMM / 3M Company
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
BNO / United States Brent Oil Fund, LP - Limited Partnership
UGA / United States Gasoline Fund, LP - Limited Partnership
USO / United States Oil Fund, LP - Limited Partnership
USL / United States 12 Month Oil Fund, LP
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNR / Vanguard Natural Resources, LLC
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VTV / Vanguard Index Funds - Vanguard Value ETF
VZ / Verizon Communications Inc.
VNO / Vornado Realty Trust
VMC / Vulcan Materials Company
WGL / WGL Holdings, Inc.
WPC / W. P. Carey Inc.
WMT / Walmart Inc.
WAG /
WRE / Washington Real Estate Investment Trust
WM / Waste Management, Inc.
WCG / Wellcare Health Plans, Inc.
WFC / Wells Fargo & Company
WEN / The Wendy's Company
WHR / Whirlpool Corporation
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
GNAT / WisdomTree Global Natural Resources Fund
KXI / iShares Trust - iShares Global Consumer Staples ETF
YELP / Yelp Inc.
MRVL / Marvell Technology, Inc.
SFL / SFL Corporation Ltd.
CHKP / Check Point Software Technologies Ltd.
CLB / Core Laboratories Inc.
NXPI / NXP Semiconductors N.V.
IAU / iShares Gold Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MSFT / Microsoft Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
PEP / PepsiCo, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GLD / SPDR Gold Trust
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
JNJ / Johnson & Johnson
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AAPL / Apple Inc.