Market Value114,754,000
Total Holdings282
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
LO /
ADUS / Addus HomeCare Corporation
KXI / iShares Trust - iShares Global Consumer Staples ETF
ADBE / Adobe Inc.
BLACKROCK HIGH INCOME SHS / SHS BEN INT (00925E107)
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
NLY / Annaly Capital Management, Inc.
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
BWXT / BWX Technologies, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
BDX / Becton, Dickinson and Company
BRK.B / Berkshire Hathaway Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
HRB / H&R Block, Inc.
BTH / Blyth Inc
BA / The Boeing Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
CSX / CSX Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CGRN / Capstone Green Energy Corp.
CAT / Caterpillar Inc.
CNP / CenterPoint Energy, Inc.
153501101 / Central Fund of Canada Ltd.
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CSCO / Cisco Systems, Inc.
CLAYMORE EXCHANGE TRD FD TR / GUGG BRIC ETF (18383M100)
ENY / Guggenheim Canadian Energy Income ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG SHIPPNG ETF (18383Q796)
COKE / Coca-Cola Consolidated, Inc.
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
CMA / Comerica Incorporated
COP / ConocoPhillips
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
CREE / Cree, Inc.
DE / Deere & Company
DAL / Delta Air Lines, Inc.
DGP / DB Gold Double Long ETN
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
DIS / The Walt Disney Company
DFS / Discover Financial Services
DLTR / Dollar Tree, Inc.
DOW / Dow Inc.
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
ETN / Eaton Corporation plc
EFT / Eaton Vance Floating-Rate Income Trust
EMR / Emerson Electric Co.
SXL / Sunoco Logistics Partners L.P.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXC / Exelon Corporation
EXPD / Expeditors International of Washington, Inc.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FE / FirstEnergy Corp.
F / Ford Motor Company
FWRD / Forward Air Corporation
GATX / GATX Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GE / General Electric Company
NORW / Global X Funds - Global X MSCI Norway ETF
GLOBAL X FDS / GLBX CDA PFD (37950E481)
GG / Goldcorp, Inc.
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
HCN / Welltower Inc.
HTR.RT / Helios Total Return Fund, Inc.
HSY / The Hershey Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
ECH / iShares, Inc. - iShares MSCI Chile ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
ISHARES INC / MSCI MALAYSIA (464286830)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IXG / iShares Trust - iShares Global Financials ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
ILF / iShares Trust - iShares Latin America 40 ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
AIA / iShares Trust - iShares Asia 50 ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXI / iShares Trust - iShares Global Industrials ETF
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
INDY / iShares Trust - iShares India 50 ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
ITIP / iShares International Inflation-Linked Bond ETF
ISHARES TR / GLB INFL LKD (46429B812)
JPM / JPMorgan Chase & Co.
JCI / Johnson Controls International plc
KLAC / KLA Corporation
KERX / Keryx Biopharmaceuticals, Inc.
KMB / Kimberly-Clark Corporation
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KRFT /
KR / The Kroger Co.
MAIN / Main Street Capital Corporation
MFC / HEXAOM
MPC / Marathon Petroleum Corporation
MARKET VECTORS ETF TRUST / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
/ McDermott International, Inc.
MPW / Medical Properties Trust, Inc.
MDT / Medtronic plc
MOD / Modine Manufacturing Company
MDLZ / Mondelez International, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NRG / NRG Energy, Inc.
NNN / NNN REIT, Inc.
NR / NPK International Inc.
NEE / NextEra Energy, Inc.
872307903 / TCF Financial Corporation
OMG / OM Group, Inc.
NES / Nuverra Environmental Solutions Inc
OKE / ONEOK, Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
PRKR / ParkerVision, Inc.
JCP / J.C. Penney Co., Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
RETAIL PPTYS AMER IN / CL A (73131V202)
POWERSHS QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST II / NASDAQ INTNT ETF (73935X146)
POWERSHS ETF TRUST / CLEAN TECH PORT (73935X278)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHS ETF TRUST / HIGH YIELD EQ DVD (73935X302)
POWERSHARES ETF TRUST / (73935X344)
POWERSHS ETF TRUST / INDL SECT PORT (73935X369)
POWERSHS ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / CON STAPLE SEC (73935X393)
POWERSHS ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHS ETF TRUST / WATER RESOURCE (73935X575)
POWERSHS ETF TRUST / DYN UTIL PORT (73935X591)
POWERSHS ETF TRUST / DYN OIL SVCS (73935X625)
POWERSHARES ETF TRUST / DYN EN EX PROD (73935X658)
POWERSHS ETF TRUST / AER SPC DEF (73935X690)
POWERSHS ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHS ETF TRUST / DYN LSR & ENT (73935X757)
POWERSHS ETF TRUST / DYN SEMCT PORT (73935X781)
POWERSHS ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHS ETF TRUST / DYN NETWKG PRT (73935X815)
POWERSHS ETF TRUST / DYN FD& BEV (73935X849)
POWERSHS ETF TRUST / DYN BIO & GEN (73935X856)
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
PAGG / PowerShares Global Agriculture Portfolio
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II / CEF INC COMPST (73936Q843)
PSAU / PowerShares Global Gold and Precious Metals Portfolio
POWERSHS GLOBAL ETF TRUST / WK VRDO TXFR (73936T433)
US73936T4748 / POWERSHARES NATIONAL AMT-
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHS GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHS GLOBAL ETF TRUST / GBL WTR PORT (73936T623)
POWERSHS GLOBAL ETF TRUST / ASIA PAC EX-JP (73936T854)
PXR / PowerShares Emerging Markets Infrastructure Portfolio
74005P104 / Praxair, Inc.
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
PBTH / Prolor Biotech, Inc.
PROSHARES TR II / ULT VIX S/T ETF (74347W411)
PROSHS TR / ULTRA SILVER (74347W841)
REGI / Renewable Energy Group Inc
RENN / Renren Inc - ADR
RAI / Reynolds American, Inc.
RY / Royal Bank of Canada
RGLD / Royal Gold, Inc.
RMS / Rydex ETF Trust
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SJT / San Juan Basin Royalty Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SFD / Smithfield Foods, Inc.
SO / The Southern Company
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
MBOT / Microbot Medical Inc.
RGR / Sturm, Ruger & Company, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
SYY / Sysco Corporation
TGT / Target Corporation
DDD / 3D Systems Corporation
TRST / TrustCo Bank Corp NY
TWIN / Twin Disc, Incorporated
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
BNO / United States Brent Oil Fund, LP - Limited Partnership
UGA / United States Gasoline Fund, LP - Limited Partnership
UNG / United States Natural Gas Fund, LP - Limited Partnership
USO / United States Oil Fund, LP - Limited Partnership
USL / United States 12 Month Oil Fund, LP
UNH / UnitedHealth Group Incorporated
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VNR / Vanguard Natural Resources, LLC
VZ / Verizon Communications Inc.
VNO / Vornado Realty Trust
VMC / Vulcan Materials Company
WGL / WGL Holdings, Inc.
WPC / W. P. Carey Inc.
WMT / Walmart Inc.
WAG /
WRE / Washington Real Estate Investment Trust
WM / Waste Management, Inc.
WCG / Wellcare Health Plans, Inc.
WFC / Wells Fargo & Company
WEN / The Wendy's Company
WPRT / Westport Fuel Systems Inc.
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
/ Windstream Holdings, Inc
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
GNAT / WisdomTree Global Natural Resources Fund
WISDOMTREE TRUST / COMM COUNTRY EQ (97717W752)
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
BG / Bunge Global SA
CLB / Core Laboratories Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SPY / SPDR S&P 500 ETF
MSFT / Microsoft Corporation
PEP / PepsiCo, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MCD / McDonald's Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
JNJ / Johnson & Johnson
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GLD / SPDR Gold Trust
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
AAPL / Apple Inc.