Market Value280,919,000
Total Holdings280
File Date2017-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ALL / The Allstate Corporation
IFN / The India Fund, Inc.
VLO / Valero Energy Corporation
ALGN / Align Technology, Inc.
C / Citigroup Inc. - Corporate Bond/Note
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
EXC / Exelon Corporation
INVA / Innoviva, Inc.
FOX / Fox Corporation
HPE / Hewlett Packard Enterprise Company
DIS / The Walt Disney Company
COP / ConocoPhillips
MET / MetLife, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ESV / Ensco plc
EWJ / iShares, Inc. - iShares MSCI Japan ETF
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
TPX / Somnigroup International Inc.
SSRM / SSR Mining Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
BCE / BCE Inc.
COG / Cabot Oil & Gas Corp.
AABA / Altaba Inc
LBRDA / Liberty Broadband Corporation
AVX / AVX Corp.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GNCA / Genocea Biosciences Inc
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ASIX / AdvanSix Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
CG / The Carlyle Group Inc.
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
XBHKX / BlackRock Core Bond Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
GNMA / iShares Trust - iShares GNMA Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AWF / AllianceBernstein Global High Income Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
LHO / LaSalle Hotel Properties
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
IDV / iShares Trust - iShares International Select Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
KNX / Knight-Swift Transportation Holdings Inc.
UAA / Under Armour, Inc.
KHC / The Kraft Heinz Company
91911K102 / Bausch Health Companies
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
O / Realty Income Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ENLK / EnLink Midstream Partners, LP
AXL / American Axle & Manufacturing Holdings, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MDLZ / Mondelez International, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
PSEC / Prospect Capital Corporation
BX / Blackstone Inc.
GLD / SPDR Gold Trust
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
NMM / Navios Maritime Partners L.P. - Limited Partnership
HOS / Hornbeck Offshore Services Inc
AVGO / Broadcom Inc.
EEQ / Enbridge Energy Management LLC.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
BAH / Booz Allen Hamilton Holding Corporation
UNH / UnitedHealth Group Incorporated
US0268741560 / American International Group, Inc. Warrants
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
STWD / Starwood Property Trust, Inc.
PFG / Principal Financial Group, Inc.
XETWX / Eaton Vance Tax-Managed Global
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
INSI / Insight Select Income Fund
CLUBQ / Town Sports International Holdings Inc
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CRC / California Resources Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
DXC / DXC Technology Company
TWX / Warner Media LLC
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
QQQ / Invesco QQQ Trust, Series 1
EQIX / Equinix, Inc.
CHS / Chico's FAS, Inc.
AGZ / iShares Trust - iShares Agency Bond ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
DVEM / WisdomTree Emerging Markets Dividend Fund
PGAL / Global X Funds - Global X MSCI Portugal ETF
VSH / Vishay Intertechnology, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
OIH / VanEck ETF Trust - VanEck Oil Services ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
AFT / Apollo Senior Floating Rate Fund Inc.
ARES / Ares Management Corporation
NFX / Newfield Exploration Company
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
EDOG / ALPS ETF Trust - ALPS Emerging Sector Dividend Dogs ETF
IVAL / EA Series Trust - Alpha Architect International Quantitative Value ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
CXH / MFS Investment Grade Municipal Trust
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
VMW / Vmware Inc. - Class A
PJT / PJT Partners Inc.
US1182301010 / Buckeye Partners, L.P.
PRU / Prudential Financial, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
FEYE / FireEye Inc
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
HNR / Harvest Natural Resources, Inc.
DGRE / WisdomTree Trust - WisdomTree Emerging Markets Quality Dividend Growth Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
SDRL / Seadrill Limited
EVV / Eaton Vance Limited Duration Income Fund
MFGP / Micro Focus International Plc - ADR
DLR / Digital Realty Trust, Inc.
QEMM / SPDR Index Shares Funds - SPDR MSCI Emerging Markets StrategicFactors ETF
SWN / Southwestern Energy Company
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
HST / Host Hotels & Resorts, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
MRK / Merck & Co., Inc.
GRMN / Garmin Ltd.
QCP / Quality Care Properties, Inc.
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
SO / The Southern Company
868536103 / Supervalu, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BHF / Brighthouse Financial, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
CCEP / Coca-Cola Europacific Partners PLC
CC / The Chemours Company
NSC / Norfolk Southern Corporation
ZTR / Virtus Global Dividend & Income Fund Inc.
AEF / abrdn Emerging Markets ex-China Fund, Inc.
WMT / Walmart Inc.
/ China Unicom (Hong Kong) Ltd.
VPU / Vanguard World Fund - Vanguard Utilities ETF
CMG / Chipotle Mexican Grill, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
MFC / HEXAOM
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
COPX / Global X Funds - Global X Copper Miners ETF
IBDK / iShares iBonds Dec 2019 Term Corporate ETF
MS / Morgan Stanley
KOPN / Kopin Corporation
IVZ / Invesco Ltd.
A / Agilent Technologies, Inc.
TEL / TE Connectivity plc
GIS / General Mills, Inc.
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
DUK / Duke Energy Corporation
MMM / 3M Company
REGN / Regeneron Pharmaceuticals, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
UAA / Under Armour, Inc.
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
HES / Hess Corporation
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
FMC / FMC Corporation
ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
PNC / The PNC Financial Services Group, Inc.
AET / Aetna, Inc.
RTX / RTX Corporation
RHT / Red Hat, Inc.
CIM / Chimera Investment Corporation
JPM / JPMorgan Chase & Co.
GD / General Dynamics Corporation
WFC / Wells Fargo & Company
LUMN / Lumen Technologies, Inc.
VZ / Verizon Communications Inc.
TBPH / Theravance Biopharma, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
HAL / Halliburton Company
BCS / Barclays PLC - Depositary Receipt (Common Stock)
887228104 / Time Inc.
T / AT&T Inc.
CAIAF / CA Immobilien Anlagen AG
COL / Rockwell Collins, Inc.
CCJ / Cameco Corporation
PPL / PPL Corporation
AXP / American Express Company
NWSA / News Corporation
CRM / Salesforce, Inc.
CTIC / CTI BioPharma Corp
GE / General Electric Company
SNY / Sanofi - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
FSK / FS KKR Capital Corp.
FTR / Frontier Communications Corp.
TROW / T. Rowe Price Group, Inc.
FOXA / Fox Corporation
BMY / Bristol-Myers Squibb Company
RTN / Raytheon Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ED / Consolidated Edison, Inc.
PM / Philip Morris International Inc.
F / Ford Motor Company
PPG / PPG Industries, Inc.
OKE / ONEOK, Inc.
FDX / FedEx Corporation
HBM / Hudbay Minerals Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IOO / iShares Trust - iShares Global 100 ETF
WPM / Wheaton Precious Metals Corp.
CHD / Church & Dwight Co., Inc.
DOW / Dow Inc.
HON / Honeywell International Inc.
CI / The Cigna Group
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DELL / Dell Technologies Inc.
WTRG / Essential Utilities, Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
EMR / Emerson Electric Co.
CMCSA / Comcast Corporation
MCD / McDonald's Corporation
ECL / Ecolab Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DOW / Dow Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
TIP / iShares Trust - iShares TIPS Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IIM / Invesco Value Municipal Income Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
TRP / TC Energy Corporation
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
APU / AmeriGas Partners, L.P.
IVW / iShares Trust - iShares S&P 500 Growth ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
CNXC / Concentrix Corporation
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
MDY / SPDR S&P MidCap 400 ETF Trust
PEP / PepsiCo, Inc.
CSCO / Cisco Systems, Inc.
LLY / Eli Lilly and Company
NKE / NIKE, Inc.
PG / The Procter & Gamble Company
PRGO / Perrigo Company plc
ENB / Enbridge Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
CCL / Carnival Corporation & plc
HPQ / HP Inc.
KEYS / Keysight Technologies, Inc.
JCI / Johnson Controls International plc
PFE / Pfizer Inc.
IBM / International Business Machines Corporation
INTC / Intel Corporation
PTC / PTC Inc.
UPS / United Parcel Service, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
PXD / Pioneer Natural Resources Company
ORCL / Oracle Corporation
AXAS / Abraxas Petroleum Corp.
ISRG / Intuitive Surgical, Inc.
MSI / Motorola Solutions, Inc.
LNC / Lincoln National Corporation
JNJ / Johnson & Johnson
PEG / Public Service Enterprise Group Incorporated
AMG / Affiliated Managers Group, Inc.
ROK / Rockwell Automation, Inc.
BK / The Bank of New York Mellon Corporation
AAL / American Airlines Group Inc.
ABT / Abbott Laboratories
PNR / Pentair plc
DAL / Delta Air Lines, Inc.
ABBV / AbbVie Inc.
MDT / Medtronic plc
CVX / Chevron Corporation
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
US0549371070 / BB&T Corp.
PSX / Phillips 66
PEAK / Healthpeak Properties, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DFS / Discover Financial Services
XOM / Exxon Mobil Corporation
ALT / Altimmune, Inc.
MO / Altria Group, Inc.
AAPL / Apple Inc.
RCL / Royal Caribbean Cruises Ltd.
DEO / Diageo plc - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
MSFT / Microsoft Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)