Market Value235,418,000
Total Holdings316
File Date2017-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ALL / The Allstate Corporation
COP / ConocoPhillips
DIS / The Walt Disney Company
FOX / Fox Corporation
MET / MetLife, Inc.
HNR / Harvest Natural Resources, Inc.
PPG / PPG Industries, Inc.
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
KMI.WS / Kinder Morgan, Inc. Warrants
TRP / TC Energy Corporation
ASIX / AdvanSix Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CC / The Chemours Company
MFC / HEXAOM
COG / Cabot Oil & Gas Corp.
MRK / Merck & Co., Inc.
LBRDA / Liberty Broadband Corporation
FEO / First Trust-abrdn Emerging Opportunity Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
QHC / Quorum Health Corporation
BAH / Booz Allen Hamilton Holding Corporation
GPRO / GoPro, Inc.
KMI / Kinder Morgan, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
KOPN / Kopin Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
CXH / MFS Investment Grade Municipal Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IO / ION Geophysical Corp
TLN / Talen Energy Corporation
ZTR / Virtus Global Dividend & Income Fund Inc.
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
TROX / Tronox Holdings plc
CENX / Century Aluminum Company
SHLD / Global X Funds - Global X Defense Tech ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
LCI / Lannett Co., Inc.
DGRE / WisdomTree Trust - WisdomTree Emerging Markets Quality Dividend Growth Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
PJT / PJT Partners Inc.
/ China Unicom (Hong Kong) Ltd.
CST / CST Brands, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
ZOES / Zoe's Kitchen, Inc.
847560109 / Spectra Energy Corp.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
SRT / Startek, Inc.
/ Windstream Holdings, Inc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
XBHKX / BlackRock Core Bond Trust
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PRU / Prudential Financial, Inc.
US0268741560 / American International Group, Inc. Warrants
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BTO / John Hancock Financial Opportunities Fund
CHS / Chico's FAS, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AXL / American Axle & Manufacturing Holdings, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
AABA / Altaba Inc
CRC / California Resources Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
INSI / Insight Select Income Fund
GLD / SPDR Gold Trust
NEA / Nuveen AMT-Free Quality Municipal Income Fund
VMW / Vmware Inc. - Class A
QVAL / EA Series Trust - Alpha Architect U.S. Quantitative Value ETF
MOS / The Mosaic Company
CLUBQ / Town Sports International Holdings Inc
TDW / Tidewater Inc.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GNMA / iShares Trust - iShares GNMA Bond ETF
QQQ / Invesco QQQ Trust, Series 1
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
COL / Rockwell Collins, Inc.
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
GNCA / Genocea Biosciences Inc
ASH / Ashland Inc.
SXL / Sunoco Logistics Partners L.P.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
BX / Blackstone Inc.
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
SO / The Southern Company
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
XETWX / Eaton Vance Tax-Managed Global
868536103 / Supervalu, Inc.
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
CMG / Chipotle Mexican Grill, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
CG / The Carlyle Group Inc.
PSEC / Prospect Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AGZ / iShares Trust - iShares Agency Bond ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
INSI / Insight Select Income Fund
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
AVGO / Broadcom Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
KHC / The Kraft Heinz Company
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
ULSGF / UBS AG
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
EDOG / ALPS ETF Trust - ALPS Emerging Sector Dividend Dogs ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
KNX / Knight-Swift Transportation Holdings Inc.
ALJ / Alon USA Energy, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
US1182301010 / Buckeye Partners, L.P.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
HPQ / HP Inc.
STWD / Starwood Property Trust, Inc.
HUN / Huntsman Corporation
COPX / Global X Funds - Global X Copper Miners ETF
LNG / Cheniere Energy, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
91911K102 / Bausch Health Companies
MUB / iShares Trust - iShares National Muni Bond ETF
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
GAL / SSGA Active Trust - SPDR SSGA Global Allocation ETF
AWF / AllianceBernstein Global High Income Fund
ENLK / EnLink Midstream Partners, LP
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
OKS / ONEOK Partners, L.P.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
FDX / FedEx Corporation
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VLO / Valero Energy Corporation
FOXA / Fox Corporation
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
WMT / Walmart Inc.
URRE / Uranium Resources, Inc.
EEQ / Enbridge Energy Management LLC.
WPM / Wheaton Precious Metals Corp.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DB / Deutsche Bank Aktiengesellschaft
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
UNIT / Uniti Group Inc.
SWN / Southwestern Energy Company
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MSFT / Microsoft Corporation
TPX / Somnigroup International Inc.
GRMN / Garmin Ltd.
CYH / Community Health Systems, Inc.
RTX / RTX Corporation
GIS / General Mills, Inc.
DUK / Duke Energy Corporation
MMM / 3M Company
UAA / Under Armour, Inc.
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
UAA / Under Armour, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
BA / The Boeing Company
SWKS / Skyworks Solutions, Inc.
TEL / TE Connectivity plc
FMC / FMC Corporation
PNC / The PNC Financial Services Group, Inc.
AET / Aetna, Inc.
SXC / SunCoke Energy, Inc.
DAL / Delta Air Lines, Inc.
CIM / Chimera Investment Corporation
JPM / JPMorgan Chase & Co.
WFC / Wells Fargo & Company
VZ / Verizon Communications Inc.
TBPH / Theravance Biopharma, Inc.
C / Citigroup Inc. - Corporate Bond/Note
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
887228104 / Time Inc.
NKE / NIKE, Inc.
T / AT&T Inc.
CAIAF / CA Immobilien Anlagen AG
HON / Honeywell International Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
PPL / PPL Corporation
AXP / American Express Company
NWSA / News Corporation
AXAS / Abraxas Petroleum Corp.
ALT / Altimmune, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
AMG / Affiliated Managers Group, Inc.
CMCSA / Comcast Corporation
HPE / Hewlett Packard Enterprise Company
KO / The Coca-Cola Company
ALGN / Align Technology, Inc.
HES / Hess Corporation
REGN / Regeneron Pharmaceuticals, Inc.
TROW / T. Rowe Price Group, Inc.
FEYE / FireEye Inc
GD / General Dynamics Corporation
CSCO / Cisco Systems, Inc.
BMY / Bristol-Myers Squibb Company
RTN / Raytheon Co.
CI / The Cigna Group
ED / Consolidated Edison, Inc.
PM / Philip Morris International Inc.
NSC / Norfolk Southern Corporation
ISRG / Intuitive Surgical, Inc.
MDLZ / Mondelez International, Inc.
A / Agilent Technologies, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
CHD / Church & Dwight Co., Inc.
DOW / Dow Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EXC / Exelon Corporation
QMOM / EA Series Trust - Alpha Architect U.S. Quantitative Momentum ETF
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
DELL / Dell Technologies Inc.
CCEP / Coca-Cola Europacific Partners PLC
WTRG / Essential Utilities, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
DOW / Dow Inc.
EMR / Emerson Electric Co.
MCD / McDonald's Corporation
SDRL / Seadrill Limited
ECL / Ecolab Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IIM / Invesco Value Municipal Income Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
APU / AmeriGas Partners, L.P.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CNXC / Concentrix Corporation
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
PEP / PepsiCo, Inc.
INVA / Innoviva, Inc.
LLY / Eli Lilly and Company
PG / The Procter & Gamble Company
CTIC / CTI BioPharma Corp
GE / General Electric Company
CCL / Carnival Corporation & plc
EQIX / Equinix, Inc.
KEYS / Keysight Technologies, Inc.
RHT / Red Hat, Inc.
PFE / Pfizer Inc.
IBM / International Business Machines Corporation
PNR / Pentair plc
INTC / Intel Corporation
HIG / The Hartford Insurance Group, Inc.
PTC / PTC Inc.
UPS / United Parcel Service, Inc.
CRM / Salesforce, Inc.
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
PFG / Principal Financial Group, Inc.
IVZ / Invesco Ltd.
PXD / Pioneer Natural Resources Company
ORCL / Oracle Corporation
LUMN / Lumen Technologies, Inc.
JCI / Johnson Controls International plc
HAL / Halliburton Company
UNH / UnitedHealth Group Incorporated
LNC / Lincoln National Corporation
TWX / Warner Media LLC
JNJ / Johnson & Johnson
MSI / Motorola Solutions, Inc.
PEG / Public Service Enterprise Group Incorporated
ROK / Rockwell Automation, Inc.
AMPY / Amplify Energy Corp.
BK / The Bank of New York Mellon Corporation
AAL / American Airlines Group Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
MDT / Medtronic plc
CVX / Chevron Corporation
US0549371070 / BB&T Corp.
PRGO / Perrigo Company plc
FTR / Frontier Communications Corp.
F / Ford Motor Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PSX / Phillips 66
MS / Morgan Stanley
PEAK / Healthpeak Properties, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DFS / Discover Financial Services
XOM / Exxon Mobil Corporation
MO / Altria Group, Inc.
AAPL / Apple Inc.
RCL / Royal Caribbean Cruises Ltd.
DEO / Diageo plc - Depositary Receipt (Common Stock)
CYH / Community Health Systems, Inc.
SPY / SPDR S&P 500 ETF
OPK / OPKO Health, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)