Market Value538,953,000
Total Holdings431
File Date2013-07-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
AFL / Aflac Incorporated
AGCO / AGCO Corporation
PEP / PepsiCo, Inc.
MO / Altria Group, Inc.
IBM / International Business Machines Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
ALADA / ADA
AET / Aetna, Inc.
T / AT&T Inc.
A / Agilent Technologies, Inc.
ALU / Alcatel Lucent
C.WSA / Citigroup, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
Y / Alleghany Corp.
GD / General Dynamics Corporation
BR / Broadridge Financial Solutions, Inc.
ALL / The Allstate Corporation
DVN / Devon Energy Corporation
LNT / Alliant Energy Corporation
KO / The Coca-Cola Company
US0268741560 / American International Group, Inc. Warrants
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AIG / American International Group, Inc.
AWK / American Water Works Company, Inc.
EMR / Emerson Electric Co.
AZO / AutoZone, Inc.
RTX / RTX Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
ECL / Ecolab Inc.
CMCSA / Comcast Corporation
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
TRV / The Travelers Companies, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
UNP / Union Pacific Corporation
APA / APA Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
MS / Morgan Stanley
VHT / Vanguard World Fund - Vanguard Health Care ETF
AEE / Ameren Corporation
JNJ / Johnson & Johnson
MA / Mastercard Incorporated
WTRG / Essential Utilities, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
AROW / Arrow Financial Corporation
CAR / Avis Budget Group, Inc.
US0549371070 / BB&T Corp.
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC.PRD / Bank of America Corp. 6.204% Preferred Perpetual Series D
BMO / Bank of Montreal
LOW / Lowe's Companies, Inc.
JJG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJGB
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
BAX / Baxter International Inc.
BDX / Becton, Dickinson and Company
BBBY / Bed Bath & Beyond, Inc.
BMS / Bemis Co., Inc.
CVX / Chevron Corporation
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
BYM / BlackRock Municipal Income Quality Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MCD / McDonald's Corporation
GS / The Goldman Sachs Group, Inc.
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
BKCC / BlackRock Capital Investment Corporation
BX / Blackstone Inc.
GLD / SPDR Gold Trust
BA / The Boeing Company
BRCM / Broadcom Corporation
SAP / SAP SE - Depositary Receipt (Common Stock)
CHG / Corphousing Group Inc
CI / The Cigna Group
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
ETN / Eaton Corporation plc
TMO / Thermo Fisher Scientific Inc.
MAS / Masco Corporation
CAIAF / CA Immobilien Anlagen AG
ORCL / Oracle Corporation
CNI / Canadian National Railway Company
CNQ / Canadian Natural Resources Limited
CP / Canadian Pacific Kansas City Limited
CAJ / Canon Inc. - ADR
CAH / Cardinal Health, Inc.
CFN / CareFusion Corporation
CELG / Celgene Corp.
CERN / Cerner Corp.
CHN / The China Fund, Inc.
US16941M1099 / China Mobile Ltd.
CB / Chubb Limited
AEP / American Electric Power Company, Inc.
K / Kellanova
DHR / Danaher Corporation
C / Citigroup Inc. - Corporate Bond/Note
CTXS / Citrix Systems, Inc.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
GUGGENHEIM BULLETSHS 2013 HGH YLD BD ETF / Com (18383M449)
CLX / The Clorox Company
TPR / Tapestry, Inc.
ITW / Illinois Tool Works Inc.
CTSH / Cognizant Technology Solutions Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PLCMP0000017 / Comp SA
COP / ConocoPhillips
GLW / Corning Incorporated
CCI / Crown Castle Inc.
DNP / DNP Select Income Fund Inc.
DTE / DTE Energy Company
HD / The Home Depot, Inc.
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
DEO / Diageo plc - Depositary Receipt (Common Stock)
/ Diamond Offshore Drilling Inc
DLR / Digital Realty Trust, Inc.
DFS / Discover Financial Services
D / Dominion Energy, Inc.
DOV / Dover Corporation
DOVR / Dover Saddlery Inc
DOW / Dow Inc.
KDP / Keurig Dr Pepper Inc.
DOW / Dow Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
EGSHARES EMERGING MKT CONS ETF / Com (268461779)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
US2692464017 / E*TRADE Financial, Inc.
EMN / Eastman Chemical Company
EFR / Eaton Vance Senior Floating-Rate Trust
EBAY / eBay Inc.
ECA / EnCana Corp.
EPC / Edgewell Personal Care Company
ET / Energy Transfer LP - Limited Partnership
EGL / Engility Holdings, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFX / Equifax Inc.
XLS / Exelis
EXPD / Expeditors International of Washington, Inc.
ESRX / Express Scripts Holding Co.
FDO /
FAST / Fastenal Company
FPT / Federated Premier Intermediate Municipal Income Fund
FTRFX / Federated Hermes Total Return Series Inc - Federated Hermes Ttl Rtn Bd Fd USD Cls Service
FDX / FedEx Corporation
FFIV / F5, Inc.
FIDELITY SELECT CONSTR & HSG / Com (316390616)
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
FLR / Fluor Corporation
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
F / Ford Motor Company
AAPL / Apple Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
GM / General Motors Company
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GT / The Goodyear Tire & Rubber Company
AXP / American Express Company
GXP / Great Plains Energy, Inc.
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HAL / Halliburton Company
XJHIX / John Hancock Investors Trust
HOG / Harley-Davidson, Inc.
HIG / The Hartford Insurance Group, Inc.
HAS / Hasbro, Inc.
HCN / Welltower Inc.
GOOGL / Alphabet Inc.
HPQ / HP Inc.
HSH /
UPS / United Parcel Service, Inc.
441060100 / Hospira
TGT / Target Corporation
SLB / Schlumberger Limited
JCI / Johnson Controls International plc
IAC / IAC Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
ITT / ITT Inc.
FHI / Federated Hermes, Inc.
TXN / Texas Instruments Incorporated
IP / International Paper Company
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
GIS / General Mills, Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
CVS / CVS Health Corporation
ICLN / iShares Trust - iShares Global Clean Energy ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
SLV / iShares Silver Trust
465685105 / ITC Holdings Corp.
ADBE / Adobe Inc.
KMP /
KMI / Kinder Morgan, Inc.
KSS / Kohl's Corporation
KRFT /
LSI / Life Storage Inc - Registered Shares
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
LNCO / Linn Co, LLC
LO /
PFE / Pfizer Inc.
BKNG / Booking Holdings Inc.
ACN / Accenture plc
ADI / Analog Devices, Inc.
EOG / EOG Resources, Inc.
CMA / Comerica Incorporated
PPL / PPL Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ABT / Abbott Laboratories
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DE / Deere & Company
SBUX / Starbucks Corporation
KMB / Kimberly-Clark Corporation
CL / Colgate-Palmolive Company
IR / Ingersoll Rand Inc.
M / Macy's, Inc.
AMZN / Amazon.com, Inc.
MGA / Magna International Inc.
WM / Waste Management, Inc.
EXC / Exelon Corporation
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MKL / Markel Group Inc.
MARKET VECTORS GOLD MINERS ETF / Com (57060U100)
MARKET VECTORS GLOBAL ALTERNATIVE ENERGY ETF / Com (57060U407)
MARKET VECTORS JR GOLD MINERS ETF / Com (57060U589)
MARKET VECTORS AGRIBUSINESS ETF / Com (57060U605)
MAR / Marriott International, Inc.
TJX / The TJX Companies, Inc.
MAT / Mattel, Inc.
MKC / McCormick & Company, Incorporated
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MCK / McKesson Corporation
MJN / Mead Johnson Nutrition Co.
BMY / Bristol-Myers Squibb Company
MTD / Mettler-Toledo International Inc.
JKHY / Jack Henry & Associates, Inc.
61166W101 / Monsanto Co.
NDAQ / Nasdaq, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
QCOM / QUALCOMM Incorporated
MET / MetLife, Inc.
CSX / CSX Corporation
PG / The Procter & Gamble Company
NH / NantHealth Inc
AMERICAN NEW WORLD FD #636 CLASS-F2 / Com (649280823)
NEM / Newmont Corporation
NEE / NextEra Energy, Inc.
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
NBN / Northeast Bank
ES / Eversource Energy
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
YUM / Yum! Brands, Inc.
CSCO / Cisco Systems, Inc.
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
SPY / SPDR S&P 500 ETF
DVY / iShares Trust - iShares Select Dividend ETF
WMT / Walmart Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
NMI / Nuveen Municipal Income Fund, Inc.
MDT / Medtronic plc
APD / Air Products and Chemicals, Inc.
ADP / Automatic Data Processing, Inc.
MMM / 3M Company
BRK.A / Berkshire Hathaway Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PM / Philip Morris International Inc.
NEE / NextEra Energy, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
HON / Honeywell International Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PPG / PPG Industries, Inc.
ED / Consolidated Edison, Inc.
MRK / Merck & Co., Inc.
BRK.B / Berkshire Hathaway Inc.
UNH / UnitedHealth Group Incorporated
DIS / The Walt Disney Company
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
VZ / Verizon Communications Inc.
NKE / NIKE, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XOM / Exxon Mobil Corporation
ABBV / AbbVie Inc.
NUV / Nuveen Municipal Value Fund, Inc.
ORLY / O'Reilly Automotive, Inc.
OXY / Occidental Petroleum Corporation
OMC / Omnicom Group Inc.
OTEX / Open Text Corporation
PHH / Park Ha Biological Technology Co., Ltd.
PANW / Palo Alto Networks, Inc.
JCP / J.C. Penney Co., Inc.
PTR / PetroChina Co. Ltd. - ADR
PSX / Phillips 66
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POR / Portland General Electric Company
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TR / Com (73935A104)
POWERSHARES WILDERHILL PROGRESSIVE ENERGY / Com (73935X161)
WILDERHILL CLEAN ENERGY PORT XT / Com (73935X500)
POWERSHARES FTSE RAFI US / Com (73935X583)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
TROW / T. Rowe Price Group, Inc.
INTC / Intel Corporation
PROSHARES SHORT S&P 500 / Com (74347R503)
PRU / Prudential Financial, Inc.
PPT / Putnam Premier Income Trust
PTAEX / Putnam Tax Exempt Income Fund - Putnam Tax Exempt Income Fund Class A
RYN / Rayonier Inc.
RTN / Raytheon Co.
RSG / Republic Services, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
RY / Royal Bank of Canada
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RVT / Royce Small-Cap Trust, Inc.
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
XTL / SPDR Series Trust - SPDR S&P Telecom ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
HSIC / Henry Schein, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SIRO / Sirona Dental Systems, Inc.
SJM / The J. M. Smucker Company
SO / The Southern Company
847560109 / Spectra Energy Corp.
PHYS / Sprott Physical Gold Trust
PSLV / Sprott Physical Silver Trust
SPLS / Staples, Inc.
STT / State Street Corporation
STO / Statoil ASA
SU / Suncor Energy Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
/ TD AmeriTrade Holding Corp.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TLM /
TECK.B / Teck Resources Limited
HSY / The Hershey Company
GIM / Templeton Global Income Fund
TDC / Teradata Corporation
ANDV / Andeavor Corp.
VZ / Verizon Communications Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DDD / 3D Systems Corporation
US8865471085 / Tiffany & Co.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
USB / U.S. Bancorp
904784709 / Unilever N.V.
UTL / Unitil Corporation
VANGUARD GNMA ADM FD# 536 / Com (922031794)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JPM / JPMorgan Chase & Co.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNR / Vanguard Natural Resources, LLC
US92220P1057 / Varian Medical Systems, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
LLY / Eli Lilly and Company
VODPF / Vodafone Group Public Limited Company
VNO / Vornado Realty Trust
WAG /
WAT / Waters Corporation
WFC / Wells Fargo & Company
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
WWD / Woodward, Inc.
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
ZBH / Zimmer Biomet Holdings, Inc.
COV /
ASA / ASA Gold and Precious Metals Limited
IVZ / Invesco Ltd.
MRVL / Marvell Technology, Inc.
RNR / RenaissanceRe Holdings Ltd.
SDRL / Seadrill Limited
STX / Seagate Technology Holdings plc
FWLT / Foster Wheeler Ag
00B65Z9D7 / Noble Corporation plc
RIG / Transocean Ltd.
CHKP / Check Point Software Technologies Ltd.
TGP / Teekay LNG Partners LP - Unit
BAC / Bank of America Corporation
MDLZ / Mondelez International, Inc.
SYY / Sysco Corporation
MSFT / Microsoft Corporation
TTEK / Tetra Tech, Inc.
SYK / Stryker Corporation
AMGN / Amgen Inc.
CAT / Caterpillar Inc.
PEG / Public Service Enterprise Group Incorporated